RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
501Monterey Private Wealth, Inc.$429,851$671,865,099$27,931,534$699,796,633
502The Family Firm, Inc.$675,566$669,485,979$669,485,979
503Brand Asset Management Group, Inc.$605,303$668,472,563$39,126,673$707,599,236
504Granite Investment Advisors, LLC$950,981$668,415,767$27,702,340$696,118,107
505Mitchell Capital Management Co$1,120,718$665,706,281$665,706,281
506KAYS FINANCIAL ADVISORY CORP$329,639$662,245,674$662,245,674
507The Wealth Collaborative, Inc.$1,395,731$661,767,177$9,579,383$671,346,560
508William Mack & Associates Inc$862,263$660,718,655$4,086,208$664,804,863
509Sargent Investment Group, LLC$1,022,489$657,863,000$437,223,000$1,095,086,000
510Briaud Financial Planning Inc$368,063$656,995,756$12,510,232$669,505,988
511Rappaport Reiches Capital Management, LLC$538,349$654,632,383$654,632,383
512Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
513Wellspring Financial Advisors, LLC$1,961,527$653,112,864$1,269,183,272$1,922,296,136
514Wescap Management Group, Inc.$2,452,294$649,400,000$152,500,000$801,900,000
515Bourgeon Capital Management LLC$1,978,249$649,300,000$51,000,000$700,300,000
516Indie Asset Partners, LLC$860,988$648,324,316$648,324,316
517Triune Financial Partners, LLC$362,561$647,608,099$184,832,042$832,440,141
518Fulcrum Capital, LLC$1,852,750$647,424,375$47,356,754$694,781,129
519Montis Financial, LLC$580,175$647,400,000$14,000,000$661,400,000
520Financial Solutions Advisory Group, Inc.$1,952,610$646,314,000$646,314,000
521Burleson & Company, LLC$981,507$645,504,267$134,793,423$780,297,690
522Security Financial Services, Inc.$302,856$644,206,101$16,019,921$660,226,022
523The Millstone Evans Group, LLC$386,084$643,343,904$7,207,239$650,551,143
524Goldstein Munger + Associates$2,370,768$643,337,199$105,825,624$749,162,823
525Riverpoint Wealth Management Holdings, LLC$539,828$642,934,937$642,934,937
526CV Advisors LLC$6,815,634$642,536,163$7,018,236,944$7,660,773,107
527LENOX WEALTH MANAGEMENT, INC.$312,445$640,333,665$3,302,331$643,635,996
528Hamilton Point Investment Advisors, LLC$1,106,118$639,336,306$639,336,306
529The Arkansas Financial Group, Inc.$464,927$637,879,960$637,879,960
530Silicon Valley Capital Partners, L.P.$555,557$637,779,174$637,779,174
531Aegis Wealth Management LLC$1,466,103$637,754,732$637,754,732
532Hutchinson Capital Management$954,158$637,124,389$6,932,135$644,056,524
533Keb Asset Management, LLC$410,202$635,446,103$86,510,193$721,956,296
534W.G.Shaheen & Associates,Ltd.$590,939$630,418,456$71,617,663$702,036,119
535Waypoint Wealth Partners, Inc.$959,753$629,598,002$629,598,002
536Baldwin Investment Management, LLC$908,577$627,573,609$378,221,196$1,005,794,805
537Strategies Wealth Advisors, LLC$494,505$627,000,000$93,000,000$720,000,000
538P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
539Roof, Eidam & Maycock, LLC$646,332$623,010,254$15,565,302$638,575,556
540RICHARD P. SLAUGHTER ASSOCIATES, INC.$534,688$622,756,284$134,896,419$757,652,703
541Hohimer Wealth Management, LLC$794,288$620,276,267$62,016,765$682,293,032
542STRATFORD CONSULTING, LLC$763,533$619,224,897$619,224,897
543Clayton Financial Services Inc$400,642$616,989,201$616,989,201
544HHM Wealth Advisors, LLC$304,932$616,877,741$32,627,438$649,505,179
545RPG Investment Advisory, LLC$737,631$615,184,613$615,184,613
546Windsor Capital Management, LLC$506,327$614,680,371$614,680,371
547Deerfield Financial Advisors, Inc.$779,709$610,371,468$105,401,694$715,773,162
548ISI Financial Group Inc$316,403$610,025,923$610,025,923
549Pacific Global Investment Management Co$762,609$609,324,919$609,324,919
550Gibraltar Capital Management, Inc.$640,911$607,275,063$4,153,786$611,428,849
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Showing 501 to 550 of 2,412 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.