RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
451STERLING WEALTH MANAGEMENT, INC.$459,748$161,831,305$161,831,305
452NICHOLSON CAPITAL MANAGEMENT, INC.$351,504$162,043,463$162,043,463
453PROFESSIONAL FINANCIAL$372,648$162,102,083$162,102,083
454HYPERION PARTNERS, LLC$264,067$155,387,550$6,749,393$162,136,943
455IADVISE PARTNERS$4,282,367$71,882,751$90,847,184$162,729,935
456DAVIS & SEILEY WEALTH MANAGEMENT, INC.$245,828$149,096,355$13,887,370$162,983,725
457GUTT FINANCIAL MANAGEMENT, LLC$491,468$147,765,024$15,402,193$163,167,217
458MILLARES ASSET MANAGEMENT, LLC$977,695$163,275,141$163,275,141
459HARBOR ADVISORY CORPORATION$614,001$162,274,049$1,050,302$163,324,351
460PEAK FINANCIAL ADVISORS$457,051$163,404,564$219,580$163,624,144
461ESTATE MANAGEMENT COUNSELORS,LLC$192,067$163,641,427$163,641,427
462HAMRICK INVESTMENT COUNSEL, LLC$1,240,489$163,744,508$163,744,508
463SANDIFER WEALTH MANAGEMENT, INC.$316,871$158,243,699$5,578,503$163,822,202
464STRATEGENT FINANCIAL, LLC$1,672,555$163,910,370$163,910,370
465CARPENTER, CLAYDON ADVISORS, INC.$646,464$3,924,919$160,276,949$164,201,868
466BENSON L K & CO P C$2,191,941$164,395,597$164,395,597
467ELIOT FINKEL INVESTMENT COUNSEL, LLC$798,228$164,434,959$164,434,959
468THE RETIREMENT PLANNING SPECIALISTS, LLC$216,064$165,072,569$165,072,569
469HERITAGE WEALTH MANAGEMENT$372,643$165,080,862$165,080,862
470CAPITAL WEST PARTNERS, LLC$324,558$120,084,799$45,115,389$165,200,188
471SHIRA RIDGE WEALTH MANAGEMENT$253,442$165,244,249$165,244,249
472ADAMS ASHBY FINANCIAL ADVISORS$1,377,530$165,303,593$165,303,593
473FULLEN FINANCIAL GROUP, INC.$274,332$165,421,934$165,421,934
474RACHOR INVESTMENT ADVISORY SERVICES, LLC$151,174$162,932,230$2,603,764$165,535,994
475GREENHOUSE WEALTH MANAGEMENT, LLC$632,175$140,522,769$25,106,989$165,629,758
476CARLSBAD WEALTH ADVISORY GROUP, INC.$253,745$165,695,743$165,695,743
477BALL & COMPANY$1,143,441$165,798,908$165,798,908
478INVESTOR'S CAPITAL MANAGEMENT, LLC$381,002$159,488,508$6,628,310$166,116,818
479HWA FINANCIAL GROUP$457,807$166,183,894$166,183,894
480INDEPENDENCE WEALTH ADVISORS INC.$380,778$147,001,809$19,398,341$166,400,150
481VICTUS CAPITAL WEALTH$349,670$159,198,000$7,245,000$166,443,000
482TANDEM CAPITAL MANAGEMENT, INC.$824,886$163,801,556$2,825,366$166,626,922
483MILLER CAPITAL$1,055,765$140,585,658$26,225,183$166,810,841
484HUTNER CAPITAL MANAGEMENT INC.$1,719,722$166,813,024$166,813,024
485OTTO & ASSOCIATES, INC.$316,010$166,853,519$166,853,519
486THE ELLERSON GROUP INC$1,854,348$166,012,147$879,136$166,891,283
487CORE WEALTH MANAGEMENT, INC.$313,521$167,106,487$167,106,487
488PARKER FINANCIAL ADVISORS LLC$568,395$167,009,159$98,972$167,108,131
489LOGAN PARK WEALTH MANAGEMENT$191,439$164,626,622$2,500,000$167,126,622
490SPECTRUM FINANCIAL MANAGEMENT$1,326,871$161,402,423$5,783,288$167,185,711
491SAGE FINANCIAL ADVISORS INC.$597,127$167,195,578$167,195,578
492RM PRIVATE WEALTH MANAGEMENT INC.$1,066,242$167,400,000$167,400,000
493TANDEMGROWTH FINANCIAL ADVISORS, LLC$341,919$165,897,528$1,642,908$167,540,436
494TRISPERITY ADVISORS, LLC$283,049$164,647,423$3,483,743$168,131,166
495WEALTH ADVISORS, INC.$967,555$165,851,402$2,503,174$168,354,576
496HERITAGE FINANCIAL LLC$171,617$168,528,179$168,528,179
497SAGE FINANCIAL ADVISORS INC$317,941$167,794,394$1,032,014$168,826,408
498GETTINGS REED FINANCIAL$183,264$135,921,801$33,230,478$169,152,279
499BRIGGS WEALTH MANAGEMENT, INC.$285,405$116,042,920$53,202,478$169,245,398
500WAYFINDING FINANCIAL, LLC$193,158$169,399,605$169,399,605
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.