RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
501SFM, LLC$360,064$169,950,127$169,950,127
502FIRSTRUST$1,307,692$162,000,000$8,000,000$170,000,000
503EVANS CAPITAL MANAGEMENT ASSOCIATES$264,882$109,100,000$60,954,000$170,054,000
504MAINSAIL ASSET MANAGEMENT, LLC$421,142$170,141,523$170,141,523
505STRATEGIC PLANNING, INC.$198,805$170,574,900$170,574,900
506PERSPECTIVE FINANCIAL SERVICES LLC$240,690$167,537,874$3,351,953$170,889,827
507FORT HENRY CAPITAL, LLC$481,812$167,970,133$3,073,056$171,043,189
508CTM FINANCIAL, LLC$391,563$163,236,849$7,876,120$171,112,969
509AMERICAN FINANCIAL & TAX STRATEGIES, INC.$271,367$171,232,825$171,232,825
510T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
511SPRAKER WEALTH MANAGEMENT INC$484,788$171,615,039$171,615,039
512SILVER OAK WEALTH ADVISORS SERVICES, LLC$404,909$171,681,233$171,681,233
513OAK ADVISORS, LLC$439,541$170,574,688$1,285,671$171,860,359
514ARISTA WEALTH ADVISORS, LTD$325,192$172,026,597$172,026,597
515BREAKWATER INVESTMENT MANAGEMENT$373,429$172,150,691$172,150,691
516JOHN A. BYSKO ASSOCIATES$755,570$172,269,943$172,269,943
517GRIFFIN FAMILY PARTNERS, LLC$1,368,014$126,335,673$46,034,064$172,369,737
518B & L ASSET MANAGEMENT, LLC$700,734$168,708,938$3,671,715$172,380,653
519DESERANNO WEALTH MANAGEMENT$619,615$172,872,662$172,872,662
520WALLACE HART CAPITAL MANAGEMENT$319,778$172,000,000$1,000,000$173,000,000
521MENDEL MONEY MANAGEMENT INC$1,076,178$173,264,644$173,264,644
522INTRINSIC WEALTH COUNSEL, INC.$306,805$171,774,476$1,570,175$173,344,651
523LEGACY WEALTH MANAGEMENT, LLC$102,132$173,625,000$173,625,000
524PACIFIC CAPITAL$445,385$173,700,000$173,700,000
525CALLAHAN FINANCIAL PLANNING COMPANY$243,479$171,721,601$2,122,731$173,844,332
526DIVERSIFIED FINANCIAL MANAGEMENT$470,994$66,062,314$108,205,611$174,267,925
527WHITEROCK WEALTH MANAGEMENT CO.$497,909$174,268,096$174,268,096
528CRESCENT STERLING LTD.$383,077$144,100,000$30,200,000$174,300,000
529ARLINGTON CAPITAL MANAGEMENT, INC.$239,835$174,359,765$174,359,765
530THE MONEY ADVISOR GROUP, LLC$332,964$131,786,274$42,686,698$174,472,972
531HAVEN WEALTH GROUP$347,023$174,552,792$174,552,792
532ASPIRE WEALTH ARCHITECTS$435,499$162,409,169$12,226,062$174,635,231
533OLIO FINANCIAL PLANNING$199,405$168,160,139$6,717,739$174,877,878
534ALHAMBRA INVESTMENT MANAGEMENT LLC$519,429$147,278,841$27,768,596$175,047,437
535VERIPAX WEALTH MANAGEMENT, LLC$202,650$173,754,120$1,335,510$175,089,630
536BULL STREET ADVISORS$1,390,435$175,194,869$175,194,869
537NORTHSTAR FINANCIAL PLANNERS, INC.$646,919$175,314,992$175,314,992
538PROFESSIONAL FINANCIAL SOLUTIONS, LLC$241,317$164,130,797$11,306,543$175,437,340
539FARROW FINANCIAL INC$348,133$175,458,973$175,458,973
540CAERUS INVESTMENT ADVISORS, LLC$593,329$136,019,865$39,605,636$175,625,501
541PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.$428,910$171,019,570$4,833,460$175,853,030
542FREESTATE ADVISORS LLC$266,912$132,308,574$43,586,134$175,894,708
543WEALTH COVENANT GROUP LLC$596,610$176,000,000$176,000,000
544CHERRY CREEK INVESTMENT ADVISORS INC$880,000$176,000,000$176,000,000
545BONNER & SMITH, LLC$758,626$176,001,170$176,001,170
546LONGVIEW FINANCIAL ADVISORS, INC.$244,273$175,187,534$933,177$176,120,711
547LECONTE WEALTH MANAGEMENT, LLC$382,257$176,220,488$176,220,488
548BLUE SQUARE ASSET MANAGEMENT, LLC$612,159$148,541,559$27,760,346$176,301,905
549HALTER FERGUSON FINANCIAL INC$327,883$175,923,717$477,210$176,400,927
550UP CAPITAL MANAGEMENT, INC.$575,083$84,556,877$91,993,708$176,550,585
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Showing 501 to 550 of 2,064 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.