RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
501J.K. Financial, Inc.$432,723$165,300,000$165,300,000
502Wealthway Financial Advisors$309,590$165,321,000$165,321,000
503Sound Investment Management Inc$1,623,784$165,625,974$165,625,974
504Johnson Wealth Management, LLC$500,427$144,403,625$21,237,643$165,641,268
505The Wealth Coach, LLC$212,401$165,673,082$165,673,082
506Ball & Company$379,252$165,733,320$165,733,320
507TABR Capital Management, LLC$280,924$165,744,978$165,744,978
508Kinloch Capital, LLC$373,442$165,808,406$165,808,406
509Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
510Crew Michael John$1,194,105$165,980,600$165,980,600
511Hutner Capital Management Inc.$1,612,216$166,058,221$166,058,221
512Vaquero Private Wealth, Ltd.$1,094,193$166,317,339$166,317,339
513Whipplewood Advisors, LLC$550,669$163,964,679$2,887,951$166,852,630
514Panoramic Investment Advisors, LLC$257,572$166,906,372$166,906,372
515Access Investment Advisors Inc$330,250$167,106,686$167,106,686
516Treasure Coast Financial Planning, Inc.$312,549$167,213,692$167,213,692
517Woodside Wealth Management LLC$462,991$167,480,176$122,518$167,602,694
518Walker Financial Advisors, Inc. Dba California 457 Benefits$516,004$140,467,268$27,233,960$167,701,228
519Symphony Financial Planning LLC$356,408$165,774,529$2,093,577$167,868,106
520Anson Capital, Inc.$367,158$131,020,181$37,138,018$168,158,199
521Davis & Seiley Wealth Management, Inc.$252,580$152,812,000$15,406,184$168,218,184
522Birchcreek Wealth Management, LLC$343,313$159,477,957$8,745,188$168,223,145
523Hardin Capital Partners, LLC$183,299$152,815,238$15,453,289$168,268,527
524Barnstone Advisors LLC$1,305,353$168,390,482$168,390,482
525Banta Asset Management Lp$633,914$168,621,099$168,621,099
526Constitution Capital LLC$844,870$168,974,075$168,974,075
527Grecu Capital Management, Inc.$578,839$153,882,818$15,138,248$169,021,066
528Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
529Aurora Investment Counsel$1,192,401$166,373,620$2,947,273$169,320,893
530Kessler Investment Group, LLC$180,582$143,006,241$26,379,296$169,385,537
531Cogent Strategic Wealth LLC$529,982$169,594,099$169,594,099
532Iadvise Partners LLC$5,473,002$100,993,120$68,669,940$169,663,060
533Certified Planners, Inc.$262,113$169,849,329$169,849,329
534Sage Hill Capital L.L.C.$551,524$143,936,358$25,933,095$169,869,453
535R.L. Evans Co. Inc.$264,882$109,100,000$60,954,000$170,054,000
536Parker Advisory Group, Inc$424,323$170,153,566$170,153,566
537Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
538Breen Wealth Management, LLC$366,607$170,472,028$170,472,028
539Goalvest Advisory LLC$140,008$170,810,107$170,810,107
540Robbins Financial Advisory Service Inc$498,316$17,898,224$153,024,152$170,922,376
541Kraematon Investment Advisors, Inc$363,368$171,146,308$171,146,308
542IFC Personal Money Managers, Inc.$764,444$172,000,000$172,000,000
543TCWP LLC$362,279$166,626,166$5,456,496$172,082,662
544Sanctuary Wealth Management, LLC$34,182$172,141,503$172,141,503
545Waypoint Wealth Management, LLC$344,399$172,199,553$172,199,553
546Altamont Wealth Management, Inc.$2,053,091$172,459,625$172,459,625
547Transparent Wealth Partners LLC$344,624$168,769,610$3,887,130$172,656,740
548Parker Financial Advisors LLC$548,602$172,713,358$96,173$172,809,531
549Rutherford Asset Planning, Inc.$567,429$173,065,840$173,065,840
550Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
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Showing 501 to 550 of 2,412 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.