RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 601 | Banyan Global Investment Advisors, LLC | $1,021,225 | $180,756,785 | — | $180,756,785 |
| 602 | Northstar Financial Planners, Inc. | $245,309 | $180,792,475 | — | $180,792,475 |
| 603 | Benningfield Financial Advisors, LLC | $690,894 | $181,014,326 | — | $181,014,326 |
| 604 | Tandemgrowth Financial Advisors, LLC | $362,848 | $180,384,248 | $677,135 | $181,061,383 |
| 605 | Forthright Family Wealth Advisory LLC | $1,041,335 | $181,192,305 | — | $181,192,305 |
| 606 | Independence Wealth Advisors Inc. | $417,515 | $166,150,066 | $15,051,522 | $181,201,588 |
| 607 | Arista Advisory Group, LLC | $240,461 | $180,360,194 | $947,451 | $181,307,645 |
| 608 | Jess S. Morgan & Company., Inc. | $925,681 | $181,433,454 | — | $181,433,454 |
| 609 | Moser Wealth Advisors, LLC | $420,285 | $181,983,230 | — | $181,983,230 |
| 610 | Sandifer Wealth Management, Inc. | $338,732 | $176,556,804 | $5,680,889 | $182,237,693 |
| 611 | Fairbanks Capital Management, Inc. | $1,043,328 | $182,582,392 | — | $182,582,392 |
| 612 | CORNERSTONE WEALTH MANAGEMENT | $567,111 | $179,086,662 | $3,523,085 | $182,609,747 |
| 613 | Spartan Planning & Wealth Management, LLC | $197,464 | $106,920,917 | $75,930,321 | $182,851,238 |
| 614 | Simplex Wealth Management, LLC | $312,103 | $176,987,979 | $5,904,376 | $182,892,355 |
| 615 | KOENIG INVESTMENT ADVISORY, LLC | $318,273 | $183,007,038 | — | $183,007,038 |
| 616 | SFC Financial LLC | $921,294 | — | $183,337,439 | $183,337,439 |
| 617 | Western Financial Corporation | $591,276 | $183,886,684 | — | $183,886,684 |
| 618 | Integral Investment Advisors, Inc. | $386,540 | $140,121,476 | $43,871,354 | $183,992,830 |
| 619 | Aspen Wealth Strategies, LLC | $225,630 | $173,120,073 | $10,994,139 | $184,114,212 |
| 620 | Fort Henry Capital, LLC | $493,989 | $180,972,438 | $3,285,498 | $184,257,936 |
| 621 | Cottage Street Advisors, LLC | $2,117,921 | $184,259,097 | — | $184,259,097 |
| 622 | Liberty Wealth Advisors, LLC | $419,860 | $31,987,910 | $152,330,796 | $184,318,706 |
| 623 | Heritage Wealth Management, Inc. | $396,671 | $184,451,942 | — | $184,451,942 |
| 624 | Miller Capital Partners, Inc. | $1,133,168 | $153,278,145 | $31,428,207 | $184,706,352 |
| 625 | Longview Financial Advisors, Inc. | $264,061 | $184,766,850 | $75,842 | $184,842,692 |
| 626 | Legacy Investment Partners, LLC | $495,682 | $171,179,645 | $13,709,841 | $184,889,486 |
| 627 | FORTRESS WEALTH GROUP, LLC | $370,000 | $145,000,000 | $40,000,000 | $185,000,000 |
| 628 | Carpenter, Claydon Advisors, Inc. | $607,499 | $4,542,103 | $180,744,943 | $185,287,046 |
| 629 | Nicholson Capital Management, Inc. | $386,835 | $185,294,015 | — | $185,294,015 |
| 630 | Elevage Partners, LLC | $150,937 | $185,351,045 | — | $185,351,045 |
| 631 | BRC Wealth Management, LLC | $490,923 | $185,568,840 | — | $185,568,840 |
| 632 | Crescent Sterling Ltd | $408,132 | $155,500,000 | $30,200,000 | $185,700,000 |
| 633 | Heritage Wealth Architects, Inc. | $359,907 | $136,855,781 | $48,856,119 | $185,711,900 |
| 634 | Wealthspan Partners, LLC | $136,669 | $180,639,155 | $5,231,018 | $185,870,173 |
| 635 | Capital Financial Planners, LLC | $357,724 | $186,016,363 | — | $186,016,363 |
| 636 | Helen Stephens Group, LLC | $346,937 | $185,087,838 | $1,217,210 | $186,305,048 |
| 637 | Cape Ann Capital, Inc. | $356,541 | $167,756,935 | $18,714,140 | $186,471,075 |
| 638 | Private Harbour Investment Management & Counsel LLC. | $460,459 | $184,255,644 | $2,230,126 | $186,485,770 |
| 639 | Estate Management Counselors,LLC | $217,767 | $186,626,100 | — | $186,626,100 |
| 640 | Friedlander, Brenda S | $1,469,738 | $179,919,490 | $6,737,247 | $186,656,737 |
| 641 | Tandem Capital Management Corp | $915,458 | $184,663,533 | $2,089,869 | $186,753,402 |
| 642 | ALJIAN CAPITAL MANAGEMENT | $304,170 | $183,797,669 | $3,266,641 | $187,064,310 |
| 643 | The Retirement Planning Specialists, LLC | $234,456 | $186,409,500 | $921,197 | $187,330,697 |
| 644 | Otto & Associates, Inc. | $332,461 | $187,507,950 | — | $187,507,950 |
| 645 | Charleston Financial Advisors, LLC | $331,674 | $181,691,548 | $6,367,601 | $188,059,149 |
| 646 | Crossgate Wealth Advisors, LLC | $315,550 | $186,815,387 | $1,568,248 | $188,383,635 |
| 647 | RRBB ASSET MANAGEMENT, LLC | $725,503 | $188,630,780 | — | $188,630,780 |
| 648 | Valiant Wealth, LLC | $430,673 | $167,510,747 | $21,124,031 | $188,634,778 |
| 649 | Diversified Financial Management Associates, Inc. | $489,073 | $83,086,155 | $105,695,981 | $188,782,136 |
| 650 | BMSS Wesson Wealth Solutions, LLC | $506,308 | $186,690,683 | $2,162,307 | $188,852,990 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
