RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
601Banyan Global Investment Advisors, LLC$1,021,225$180,756,785$180,756,785
602Northstar Financial Planners, Inc.$245,309$180,792,475$180,792,475
603Benningfield Financial Advisors, LLC$690,894$181,014,326$181,014,326
604Tandemgrowth Financial Advisors, LLC$362,848$180,384,248$677,135$181,061,383
605Forthright Family Wealth Advisory LLC$1,041,335$181,192,305$181,192,305
606Independence Wealth Advisors Inc.$417,515$166,150,066$15,051,522$181,201,588
607Arista Advisory Group, LLC$240,461$180,360,194$947,451$181,307,645
608Jess S. Morgan & Company., Inc.$925,681$181,433,454$181,433,454
609Moser Wealth Advisors, LLC$420,285$181,983,230$181,983,230
610Sandifer Wealth Management, Inc.$338,732$176,556,804$5,680,889$182,237,693
611Fairbanks Capital Management, Inc.$1,043,328$182,582,392$182,582,392
612CORNERSTONE WEALTH MANAGEMENT$567,111$179,086,662$3,523,085$182,609,747
613Spartan Planning & Wealth Management, LLC$197,464$106,920,917$75,930,321$182,851,238
614Simplex Wealth Management, LLC$312,103$176,987,979$5,904,376$182,892,355
615KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
616SFC Financial LLC$921,294$183,337,439$183,337,439
617Western Financial Corporation$591,276$183,886,684$183,886,684
618Integral Investment Advisors, Inc.$386,540$140,121,476$43,871,354$183,992,830
619Aspen Wealth Strategies, LLC$225,630$173,120,073$10,994,139$184,114,212
620Fort Henry Capital, LLC$493,989$180,972,438$3,285,498$184,257,936
621Cottage Street Advisors, LLC$2,117,921$184,259,097$184,259,097
622Liberty Wealth Advisors, LLC$419,860$31,987,910$152,330,796$184,318,706
623Heritage Wealth Management, Inc.$396,671$184,451,942$184,451,942
624Miller Capital Partners, Inc.$1,133,168$153,278,145$31,428,207$184,706,352
625Longview Financial Advisors, Inc.$264,061$184,766,850$75,842$184,842,692
626Legacy Investment Partners, LLC$495,682$171,179,645$13,709,841$184,889,486
627FORTRESS WEALTH GROUP, LLC$370,000$145,000,000$40,000,000$185,000,000
628Carpenter, Claydon Advisors, Inc.$607,499$4,542,103$180,744,943$185,287,046
629Nicholson Capital Management, Inc.$386,835$185,294,015$185,294,015
630Elevage Partners, LLC$150,937$185,351,045$185,351,045
631BRC Wealth Management, LLC$490,923$185,568,840$185,568,840
632Crescent Sterling Ltd$408,132$155,500,000$30,200,000$185,700,000
633Heritage Wealth Architects, Inc.$359,907$136,855,781$48,856,119$185,711,900
634Wealthspan Partners, LLC$136,669$180,639,155$5,231,018$185,870,173
635Capital Financial Planners, LLC$357,724$186,016,363$186,016,363
636Helen Stephens Group, LLC$346,937$185,087,838$1,217,210$186,305,048
637Cape Ann Capital, Inc.$356,541$167,756,935$18,714,140$186,471,075
638Private Harbour Investment Management & Counsel LLC.$460,459$184,255,644$2,230,126$186,485,770
639Estate Management Counselors,LLC$217,767$186,626,100$186,626,100
640Friedlander, Brenda S$1,469,738$179,919,490$6,737,247$186,656,737
641Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
642ALJIAN CAPITAL MANAGEMENT$304,170$183,797,669$3,266,641$187,064,310
643The Retirement Planning Specialists, LLC$234,456$186,409,500$921,197$187,330,697
644Otto & Associates, Inc.$332,461$187,507,950$187,507,950
645Charleston Financial Advisors, LLC$331,674$181,691,548$6,367,601$188,059,149
646Crossgate Wealth Advisors, LLC$315,550$186,815,387$1,568,248$188,383,635
647RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
648Valiant Wealth, LLC$430,673$167,510,747$21,124,031$188,634,778
649Diversified Financial Management Associates, Inc.$489,073$83,086,155$105,695,981$188,782,136
650BMSS Wesson Wealth Solutions, LLC$506,308$186,690,683$2,162,307$188,852,990
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.