RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51BREAKWATER CAPITAL$330,350$109,345,771$109,345,771
52JOHNSON LYMAN WEALTH ADVISORS$2,232,328$104,577,121$4,806,942$109,384,063
53DAVIS CAPITAL MANAGEMENT$920,168$109,200,000$300,000$109,500,000
54FOCUS FINANCIAL ADVISORS$272,157$109,679,160$109,679,160
55HAYDEL, BIEL & ASSOCIATES$113,802$109,381,760$323,023$109,704,783
56THE HOLBEN GROUP, LLC$275,000$110,000,000$110,000,000
57AXIOM ADVISORY, LLC$238,636$110,011,213$110,011,213
58BLUEKEY WEALTH ADVISORS, LLC$294,969$105,900,627$4,122,847$110,023,474
59PRAIRIEWOOD WEALTH MANAGEMENT$268,619$110,133,843$110,133,843
60THOMAS LEO ADVISORY, LLC$328,804$110,149,345$110,149,345
61GLOBAL FINANCIAL ADVISORY SERVICES, INC.$296,140$110,164,052$110,164,052
62CASSIA CAPITAL PARTNERS LLC$402,132$110,184,091$110,184,091
63VITAL INVESTMENT MANAGEMENT LLC$275,298$108,440,291$1,954,128$110,394,419
64SUNPOINTE INVESTMENTS$1,871,556$48,705,243$61,716,535$110,421,778
65TCWP LLC$337,537$107,716,759$2,995,537$110,712,296
66BEACON WEALTH CONSULTANTS, INC.$158,862$110,558,852$167,961$110,726,813
67ASPIRE PLANNING ASSOCIATES, INC.$290,372$110,922,151$110,922,151
68CHERRYDALE WEALTH MANAGEMENT, LLC$460,401$110,956,549$110,956,549
69LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
70CAPITAL MANAGEMENT ADVISOR GROUP, LLC$542,351$111,181,917$111,181,917
71BONFIRE FINANCIAL, LLC$281,744$108,098,067$3,190,915$111,288,982
72HIGHPASS ASSET MANAGEMENT LLC$655,499$111,434,816$111,434,816
73ASPEN PRIVATE ADVISORS, LLC$271,872$111,467,630$111,467,630
74PEAK WEALTH MANAGEMENT LLC$320,859$111,658,891$111,658,891
75CLEARVIEW WEALTH MANAGEMENT$309,629$111,776,000$111,776,000
76TRANQUILLI FINANCIAL ADVISOR, LLC$326,357$111,940,462$111,940,462
77DUMAINE INVESTMENTS LLC$536,371$112,101,573$112,101,573
78TONER ASSET MANAGEMENT GROUP, INC.$785,172$112,279,570$112,279,570
79INTERNATIONAL MANAGEMENT ADVISORS LTD.$1,605,632$112,394,227$112,394,227
80ENSPYRE WEALTH ADVISORS, INC.$455,443$112,494,389$112,494,389
81FORTERIS WEALTH MANAGEMENT, INC.$314,485$112,300,000$600,000$112,900,000
82WERNAU ASSET MANAGEMENT$528,070$113,007,068$113,007,068
83IVY LEAGUE FINANCIAL ADVISORS LLC$320,207$113,032,924$113,032,924
84MILLER EQUITY CAPITAL ADVISORS$3,231,911$113,116,878$113,116,878
85TIMBERCHASE FINANCIAL, LLC$206,192$113,612,000$113,612,000
86LONG ISLAND WEALTH MANAGEMENT, INC.$329,545$101,441,704$12,251,205$113,692,909
87MELIORA CAPITAL$404,893$64,651,178$49,123,736$113,774,914
88HAYDEN HARPER WEALTH ADVISORY, LLC$474,435$113,864,454$113,864,454
89TRAUB CAPITAL MANAGEMENT$1,252,492$113,976,742$113,976,742
90WILLOW GROVE ADVISORS, LLC$356,822$114,178,257$4,773$114,183,030
91BHJ WEALTH ADVISORS$430,984$114,210,681$114,210,681
92VALPEY FINANCIAL SERVICES LLC$222,101$105,464,907$9,138,981$114,603,888
93GARNET GROUP LLC$666,510$114,639,707$114,639,707
94LIFETIME WEALTH PLANNING AND MANAGEMENT, LLC$288,679$114,894,196$114,894,196
95MODEL WEALTH$412,639$115,538,914$115,538,914
96WEALTH MANAGEMENT STRATEGIES, INC.$241,098$115,967,924$115,967,924
97INTEROCEAN CAPITAL - TN, LLC$1,434,570$97,616,846$18,583,340$116,200,186
98YODER WEALTH MANAGEMENT$408,208$116,339,261$116,339,261
99STOLZ & ASSOCIATES, PS$385,400$103,838,748$12,552,105$116,390,853
100DUDLEY CAPITAL MANAGEMENT LLC$508,462$116,437,806$116,437,806
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.