RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
151Bluekey Wealth Advisors, LLC$360,955$120,288,147$3,519,356$123,807,503
152Covered Bridge Advisors, LLC$250,715$114,803,628$9,049,687$123,853,315
153Independent Wealth Management, LLC$257,695$114,039,009$9,912,180$123,951,189
154Sherclar, Inc$296,086$124,356,000$124,356,000
155Global Financial Advisory Services, Inc.$305,710$124,423,884$124,423,884
156Keene & Associates, Inc.$447,794$123,899,854$586,826$124,486,680
157Johnson Lyman, Inc.$2,445,755$119,124,389$5,609,096$124,733,485
158Clutinger Williams & Verhoye Inc$452,407$114,555,490$10,308,972$124,864,462
159Ivy League Financial Advisors LLC$358,343$125,061,537$125,061,537
160Scottsdale Wealth Planning, Inc.$330,165$125,132,617$125,132,617
161Canty Financial Management, Inc.$166,985$125,238,389$125,238,389
162Dental Wealth Advisors, LLC$334,891$125,249,405$125,249,405
163Global Capital Strategies Ii, LLC$520,612$120,849,402$4,618,138$125,467,540
164Archer Investment Management, LLC$218,991$125,481,719$125,481,719
165Breakwater Capital, LLC$320,972$125,500,000$125,500,000
166Riley Wealth Advisors, LLC$151,325$125,600,000$125,600,000
167FFG Retirement Advisors LLC$236,658$125,665,486$125,665,486
168Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
169Wall Advisors, Inc.$314,872$121,906,371$4,042,567$125,948,938
170The Wealth Conservancy, Inc.$564,892$96,388,598$29,582,424$125,971,022
171D.R. Saur Financial, Inc.$174,138$126,250,191$126,250,191
172BUFFALO CAPITAL CORPORATION$650,815$126,258,119$126,258,119
173PATHWAYS FINANCIAL PARTNERS,INC.$361,065$126,372,751$126,372,751
174Traub Capital Management, LLC$1,436,819$126,440,077$126,440,077
175D'Arcy Capital Management, LLC$606,419$126,741,596$126,741,596
176FAMILY CFO, LLC$782,509$120,717,207$6,049,310$126,766,517
177Rossjohnson & Associates, LLC$653,662$122,077,869$4,732,524$126,810,393
178PRIVATE ASSET MANAGEMENT INC$526,725$10,638,337$116,302,489$126,940,826
179The Holben Group, LLC$229,656$127,000,000$127,000,000
180The Keystone Financial Alliance, LLC$307,692$124,330,469$2,746,495$127,076,964
181The Planner'S Edge LLC$583,245$127,147,487$127,147,487
182Durante & Waters, LLC$254,111$127,309,399$127,309,399
183TOTAL WEALTH PLANNING AND MANAGEMENT, INC.$191,971$125,626,874$1,841,798$127,468,672
184Hollingsworth Avent Averre & Purvis, Pa$812,109$127,501,078$127,501,078
185Smith Partners Wealth Management, LLC$598,676$127,518,014$127,518,014
186PRISM PLANNING PARTNERS$647,357$127,529,414$127,529,414
187Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
188Davis Capital Management LLC$345,013$128,000,000$128,000,000
189Pension & Wealth Management Advisors, Inc.$307,822$128,053,975$128,053,975
190Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
191JHP Wealth Management, LLC$574,970$128,218,290$128,218,290
192Dudley Capital Management LLC$562,582$128,268,759$128,268,759
193Archvest Wealth Advisors, Inc.$586,073$128,350,000$128,350,000
194My Wealth Management, Inc.$478,937$125,421,000$2,934,000$128,355,000
195Eubank, Hutson & Associates, LLC$229,696$128,399,812$128,399,812
196Wealth Engineering, LLC$509,548$128,406,034$128,406,034
197Fenway Financial Advisors, LLC$447,547$128,445,870$128,445,870
198Epic Trust Investment Advisors LLC$111,415$128,461,837$128,461,837
199SADDOCK WEALTH, LLC$1,868,116$72,400,000$56,500,000$128,900,000
200Capital Cs Group, LLC$463,849$106,668,881$22,281,072$128,949,953
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.