RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
251PARK RIDGE ASSET MANAGEMENT$303,901$129,390,296$5,237,682$134,627,978
252EXCELSIOR INVESTORS$443,163$117,491,706$17,229,837$134,721,543
253CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
254BEACON FINANCIAL ADVISORS$463,786$124,837,615$10,123,982$134,961,597
255MILESTONES PRIVATE INVESTMENT ADVISORS LLC$248,973$75,543,353$59,648,774$135,192,127
2561620 INVESTMENT ADVISORS, INC.$334,629$132,215,698$3,308,906$135,524,604
257SECHREST FINANCIAL SERVICES$434,482$135,558,529$135,558,529
258GOLDEN BAY ADVISORS LLC$766,019$135,585,381$135,585,381
259SIMPLEX WEALTH MANAGEMENT$279,472$127,174,720$8,648,907$135,823,627
260LIGHTHOUSE FINANCIAL MANAGEMENT, LLC$321,838$135,539,026$598,581$136,137,607
261HERITAGE RETIREMENT ADVISORS, LLC$449,977$136,343,014$136,343,014
262MILLER GLOBAL INVESTMENTS, L.L.C.$892,672$136,578,873$136,578,873
263TRINITY WEALTH MANAGEMENT, LLC$405,563$113,819,457$22,855,147$136,674,604
264PREMIS ADVISORS, LLC$1,243,082$24,669,000$112,070,000$136,739,000
265AWM GLOBAL ADVISORS$363,941$136,842,000$136,842,000
266GRAND CENTRAL INVESTMENT GROUP, LLC$309,589$111,226,026$25,921,765$137,147,791
267WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
268LEDGEWOOD WEALTH ADVISORS, LLC$696,850$137,279,540$137,279,540
269VESTA WEALTH MANAGEMENT, LLC$437,500$113,444,867$23,930,129$137,374,996
270DOBSON ASSET MANAGEMENT$391,582$134,849,694$2,595,608$137,445,302
271AMORE AMBRO, LLC$690,786$58,602,348$78,864,081$137,466,429
272CUSTOM PORTFOLIO GROUP$395,093$126,330,391$11,161,971$137,492,362
273FLYING POINT FINANCIAL, INC.$222,853$132,700,000$4,800,000$137,500,000
274VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
275FINARC INVESTMENTS, INC.$351,694$137,864,060$137,864,060
276CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC$306,667$138,000,000$138,000,000
277SOMERSET GROUP LLC$2,302,356$138,121,923$19,416$138,141,339
278STRAUSS FINANCIAL GROUP, INC.$213,846$139,000,000$139,000,000
279INTERVEST LTD$418,123$86,490,192$52,744,711$139,234,903
280BMSS WESSON WEALTH SOLUTIONS$417,036$138,926,948$363,082$139,290,030
281LENK LADNER INVESTMENT SOLUTIONS LLC$414,561$104,660,726$34,631,625$139,292,351
282FPC INVESTMENT ADVISORY, INC.$340,709$139,350,104$139,350,104
283ADAPTIVE FINANCIAL CONSULTING, LLC$578,227$138,202,121$1,150,502$139,352,623
284CLEARVIEW INVESTMENT PARTNERS, LLC$234,048$137,272,097$2,220,659$139,492,756
285NEW PERSPECTIVES, INC.$186,000$135,500,000$4,000,000$139,500,000
286WORLDVIEW WEALTH ADVISORS$1,246,696$139,630,000$139,630,000
287RUTHERFORD ASSET PLANNING, INC.$495,405$139,704,164$139,704,164
288BLUE SPARK CAPITAL ADVISORS$545,755$139,713,327$139,713,327
289LUDWICK & SHIRMAN$362,008$139,734,928$139,734,928
290LINDAHL & MANSAGER INC$193,555$139,747,000$139,747,000
291FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
292ADC WEALTH MANAGEMENT, LLC$593,107$139,973,229$139,973,229
293ALLSTREET CAPITAL LLC$1,076,923$140,000,000$140,000,000
294MORTON BROWN FAMILY WEALTH LLC$382,636$139,894,750$150,076$140,044,826
295ASPEN WEALTH MANAGEMENT$303,932$138,050,665$2,061,985$140,112,650
296STONECROP WEALTH ADVISORS, LLC$311,728$140,589,543$140,589,543
297FRAZEE INVESTMENT CONSULTING, INC.$587,829$141,078,987$141,078,987
298CALLAHAN CAPITAL MANAGEMENT$120,101$139,612,238$1,626,373$141,238,611
299CAISSA WEALTH STRATEGIES$312,511$128,437,646$12,817,162$141,254,808
300HOLDER WEALTH MANAGEMENT$236,488$141,420,000$141,420,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.