RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
301FINANCIAL PLANNING SERVICES, INC.$510,663$141,453,548$141,453,548
302ALPHA CAPITAL FAMILY OFFICE, LLC$378,244$138,481,246$2,981,846$141,463,092
303PARKSTONE WEALTH MANAGEMENT, LLC$1,838,954$141,599,460$141,599,460
304SCULATI WEALTH MANAGEMENT, LLC$187,063$141,793,685$141,793,685
305BELLEAIR ASSET MANAGEMENT, LLC$495,991$85,869,424$55,983,932$141,853,356
306OAK WEALTH ADVISORS LLC$2,184,615$141,300,000$700,000$142,000,000
307REDROCK WEALTH MANAGEMENT, LLC$353,234$132,000,000$10,000,000$142,000,000
308INTRINSIC VALUE PARTNERS, LLC$717,367$142,038,670$142,038,670
309CASTLE WEALTH PLANNING$1,185,551$142,266,112$142,266,112
310JLFRANKLIN WEALTH PLANNING$800,113$142,420,041$142,420,041
311CANNON BEACH FINANCIAL ADVISORS$213,632$96,120,720$46,371,706$142,492,426
312TRANSPARENT WEALTH PARTNERS LLC$304,765$140,091,833$3,452,556$143,544,389
313HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.$605,985$143,618,506$143,618,506
314GRECU CAPITAL MANAGEMENT, INC.$520,566$133,042,670$10,633,604$143,676,274
315NORTHSTAR FINANCIAL PLANNING, INC.$469,608$137,600,000$6,100,000$143,700,000
316PETROVIC FINANCIAL SERVICES$270,148$142,214,367$1,504,111$143,718,478
317ROBASCIOTTI & PHILIPSON$289,157$144,000,000$144,000,000
318REDE WEALTH, LLC$293,566$116,974,000$27,167,000$144,141,000
319SAGE HILL CAPITAL$398,296$109,858,215$34,324,915$144,183,130
320WOODSIDE WEALTH MANAGEMENT$447,826$144,080,853$119,195$144,200,048
321ALLIED PORTFOLIO MANAGEMENT, INC.$440,981$144,200,723$144,200,723
322DRUM HILL CAPITAL, LLC$779,729$127,827,963$16,421,852$144,249,815
323THAMES FINANCIAL MANAGEMENT$324,379$60,078,200$84,594,700$144,672,900
324BAZIS YOUNG INVESTMENT GROUP, LLC$278,089$129,135,509$15,748,999$144,884,508
325CEDAR VALLEY WEALTH ADVISORS$443,152$144,910,745$144,910,745
326TRUE FINANCIAL GROUP$126,417$143,800,000$1,200,000$145,000,000
327R.P. BOGGS & CO. WEALTH MANAGEMENT$264,647$136,141,844$8,884,701$145,026,545
328MALLARD ADVISORS$562,221$145,053,122$145,053,122
329ALPHA FINANCIAL ADVISORS, LLC$1,423,445$145,191,400$145,191,400
330COPPERLEAF CAPITAL, LLC$246,089$130,027,825$15,164,738$145,192,563
331THE ARANDA GROUP ADVISORS, LLC$406,871$145,252,852$145,252,852
332STEPHENSON AND COMPANY, INC.$408,567$80,326,938$65,122,908$145,449,846
333LUMIA WEALTH, LLC$312,280$136,930,165$8,592,187$145,522,352
334FINANCIAL MANAGEMENT CONCEPTS$251,486$145,610,229$145,610,229
335HERITAGE WEALTH ARCHITECTS, INC.$291,339$120,620,906$25,048,388$145,669,294
336KAIZEN FINANCIAL ADVISORS, LLC$1,112,110$144,049,215$1,637,138$145,686,353
337BREEN WEALTH MANAGEMENT, LLC$364,428$145,771,000$145,771,000
338KENNETH FRENKE & CO$222,953$146,034,001$146,034,001
339CARMEL CAPITAL MANAGEMENT L.L.C.$1,448,515$146,300,000$146,300,000
340ESSENTIAL INVESTMENT PARTNERS, LLC$602,202$138,932,809$7,402,364$146,335,173
341TRICORD ADVISORS, INC.$195,189$146,391,706$146,391,706
342PANORAMIC INVESTMENT ADVISORS$553,181$146,592,906$146,592,906
343WEALTH LEGACY INSTITUTE, INC.$318,565$146,858,679$146,858,679
344JOHNSON WEALTH MANAGEMENT, LLC$434,585$130,855,719$16,034,072$146,889,791
345NORTHSTAR FINANCIAL COMPANIES, INC.$343,217$142,305,000$4,592,000$146,897,000
346SIGNIFY WEALTH LLC$576,171$140,799,309$6,124,266$146,923,575
347CATHY PARETO AND ASSOCIATES$352,245$147,238,615$147,238,615
348WALKER FINANCIAL ADVISORS INC$465,963$122,495,856$24,748,520$147,244,376
349CASCADES CAPITAL ASSET MANAGEMENT, LLC$267,865$133,363,593$13,961,907$147,325,500
350ROBBINS WEALTH MANAGEMENT$428,963$10,125,723$137,437,556$147,563,279
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.