RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
301WORLDVIEW WEALTH ADVISORS$1,246,696$139,630,000$139,630,000
302Paolino, William John$222,156$139,736,325$139,736,325
303FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
304Christine Messmer, P.C.$302,016$1,261,227$138,572,302$139,833,529
305RD Lewis Holdings, Inc.$251,060$139,840,420$139,840,420
306Alpha Capital Family Office, LLC$290,955$136,295,788$3,653,349$139,949,137
307ALLSTREET CAPITAL LLC$1,076,923$140,000,000$140,000,000
308Financially In Tune, LLC$219,203$129,790,493$10,280,339$140,070,832
309Tru Independence Asset Management 2$320,938$140,249,842$140,249,842
310Fort Vancouver Investment Management, LLC$295,276$140,256,234$140,256,234
311Sanchez & Zures, LLC$269,665$140,495,477$140,495,477
312Delap Wealth Advisory, LLC$703,075$140,615,057$140,615,057
313Retirement Advisors, Inc.$353,484$139,445,380$1,241,322$140,686,702
314Hayden Harper Wealth Advisory, LLC$537,129$140,727,707$140,727,707
315Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
316Cordis Financial, LLC$306,036$141,082,772$141,082,772
317Miller Global Investments, L.L.C.$881,980$141,116,816$141,116,816
31817 Capital Partners, LLC$1,111,633$141,177,415$141,177,415
319My Personal CFO, LLC$1,130,843$141,355,357$141,355,357
320Guardsman Private Capital Management, Inc.$5,437,722$80,942,166$60,438,610$141,380,776
321FINANCIAL PLANNING SERVICES, INC.$510,663$141,453,548$141,453,548
322Investor Advisory Group, LLC$323,956$141,568,794$141,568,794
323McNaughton Wealth Management, LLC$194,147$139,681,293$2,045,863$141,727,156
324Matthias Private Wealth, LLC$395,091$113,003,893$28,833,854$141,837,747
325Wernau Asset Management Inc.$651,115$141,942,973$141,942,973
326Flying Point Financial, Inc.$262,477$136,000,000$6,000,000$142,000,000
327Oak Wealth Advisors LLC$2,151,515$142,000,000$142,000,000
328Brooks, Hughes & Jones, Inc.$542,256$142,071,013$142,071,013
329Cherrydale Wealth Management, LLC$544,810$142,195,477$142,195,477
330Brown Wealth Management, LLC$286,125$120,916,000$21,288,000$142,204,000
331Dumaine Investments LLC$602,641$142,223,282$142,223,282
332Castle Wealth Planning LLC$1,185,551$142,266,112$142,266,112
333Kaizen Financial Strategies, LLC$271,089$141,127,050$1,194,517$142,321,567
334Sheppard Wealth Management, LLC$380,545$124,244,299$18,079,593$142,323,892
335Birks Financial Corp.$494,444$142,400,000$142,400,000
336Strategic Financial Planning, Inc.$292,607$142,499,777$142,499,777
337Fischer Investment Strategies, LLC$196,064$142,538,703$142,538,703
338Wealth Forward, LLC$157,367$128,498,127$14,076,104$142,574,231
339Harrison & Company Wealth Management, LLC$226,045$142,860,742$142,860,742
340The Archer Consulting Group, LLC$301,688$143,000,000$143,000,000
341Integrated Financial Planning, P.C.$238,455$143,073,045$143,073,045
342Garnet Group LLC$757,281$143,126,160$143,126,160
343Consilium Wealth Advisory, LLC$500,455$143,130,201$143,130,201
344GS Investments, Inc.$822,961$137,943,174$5,252,052$143,195,226
345ADC Wealth Management, LLC$623,500$143,405,000$143,405,000
346Helmsman Financial Group, LLC$560,380$53,610,175$89,847,023$143,457,198
347Open Window Financial Solutions, Ltd.$565,985$143,760,163$143,760,163
348Reitz Capital Advisors LLC$236,177$143,831,791$143,831,791
349Financial Innovations LLC$258,129$144,552,134$144,552,134
350Somerset Group LLC$2,584,100$144,688,937$20,639$144,709,576
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Showing 301 to 350 of 2,412 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.