RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
351N.D. PITMAN & COMPANY, INC.$614,960$5,488,723$142,101,659$147,590,382
352FIRST FINANCIAL GROUP$217,781$147,873,031$147,873,031
353COGENT STRATEGIC WEALTH$503,614$148,062,638$148,062,638
354THE PERSONAL WEALTH COACH$198,759$148,075,470$148,075,470
355MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC$381,751$148,119,407$148,119,407
356HERON BAY CAPITAL MANAGEMENT$2,031,597$148,306,584$148,306,584
357KEENER FINANCIAL PLANNING$422,162$141,833,652$6,767,484$148,601,136
358GUARDIAN WEALTH ADVISORS, LLC$274,967$110,820,000$37,937,000$148,757,000
359IFC PERSONAL MONEY MANAGERS, INC.$745,000$149,000,000$149,000,000
360DORMAN FINANCIAL MANAGEMENT, P.A.$162,154$148,120,546$898,636$149,019,182
361G & O FINANCIAL SERVICES, INC.$1,296,163$134,517,857$14,540,917$149,058,774
362ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
363FORTHRIGHT FAMILY WEALTH ADVISORY LLC$578,547$149,265,105$149,265,105
364LEGACY INVESTMENT PARTNERS, LLC$396,006$122,192,480$27,497,918$149,690,398
365PRIVATE CAPITAL MANAGEMENT, INC.$558,713$123,333,000$26,402,000$149,735,000
366CHRONOS WEALTH MANAGEMENT, L.L.C.$285,613$149,946,691$149,946,691
367COLLEY ASSET MANAGEMENT, INC.$329,621$130,976,072$19,001,430$149,977,502
368TRUE MEASURE WEALTH MANAGEMENT$525,777$150,372,292$150,372,292
369WICK CAPITAL PARTNERS, LLC$409,150$123,370,065$27,606,390$150,976,455
370CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
371BRETON CO$3,981,816$151,309,020$151,309,020
372MOSER WEALTH ADVISORS$409,024$151,338,747$151,338,747
373MEASURED RISK PORTFOLIOS$181,328$146,764,593$4,643,984$151,408,577
374SAGE STONE WEALTH MANAGEMENT LLC$492,259$147,575,356$4,040,388$151,615,744
375SYMPHONY FINANCIAL PLANNING LLC$309,442$149,994,181$1,632,179$151,626,360
376BEERS KIGHT FINANCIAL ADVISORS, LLC$414,708$151,783,141$151,783,141
377MOS CAPITAL, INC.$496,568$150,650,604$1,299,210$151,949,814
378THE PLANNING GROUP$286,781$148,884,033$3,110,001$151,994,034
379ROSECAP INVESTMENT ADVISORS, LLC$275,362$151,780,000$220,000$152,000,000
380KAHLER FINANCIAL GROUP, INC.$289,163$152,100,000$152,100,000
381TREASURE COAST FINANCIAL PLANNING, INC.$276,643$152,153,625$152,153,625
382ELMWOOD WEALTH MANAGEMENT$318,521$148,259,840$3,993,183$152,253,023
383SANTA FE ADVISORS LLC$744,405$142,639,000$9,964,000$152,603,000
384QUANTUM CAPITAL MANAGEMENT$777,170$137,829,319$15,273,256$153,102,575
385TABR CAPITAL MANAGEMENT, LLC$247,041$153,659,497$153,659,497
386CORNERSTONE INVESTMENT ADVISORS, LLC$380,003$78,139,890$75,761,291$153,901,181
387GEORGE M. HILLER COMPANIES, LLC$249,841$129,956,588$23,945,353$153,901,941
388KOVALCIK & GERAGHTY WEALTH PARTNERS LLP$267,001$150,320,265$3,739,454$154,059,719
389WALPOLE FINANCIAL ADVISORS, LLC$350,201$154,438,694$154,438,694
390SUMMIT PLACE FINANCIAL ADVISORS, LLC$725,081$154,442,286$154,442,286
391BALDWIN & ASSOCIATES$280,842$154,744,210$154,744,210
392PRING TURNER CAPITAL GROUP$471,104$154,634,910$358,267$154,993,177
393ACCURATE WEALTH MANAGEMENT, LLC$91,284$155,000,000$155,000,000
394AP WEALTH MANAGEMENT$759,847$151,689,612$3,319,211$155,008,823
395DEANE RETIREMENT STRATEGIES, INC.$493,801$155,053,525$155,053,525
396ET GEORGE INVESTMENT MANAGEMENT, LLC$286,118$155,076,166$155,076,166
397TEMPUS WEALTH PLANNING, LLC$216,674$114,350,946$40,787,760$155,138,706
398ALTUS WEALTH MANAGEMENT, LLC$474,367$155,592,235$155,592,235
399SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
400GELLER & LEHMANN, LLC$1,482,845$155,698,710$155,698,710
« Previous PageNext Page »

Showing 351 to 400 of 2,064 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.