RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
601CONGRESS WEALTH MANAGEMENT LLC$938,894$2,320,940,879$11,271,928$2,332,212,807
602Narus Financial Partners, LLC$938,589$319,932,584$12,327,767$332,260,351
603Lido Advisors, LLC$935,245$7,269,566,926$422,819,680$7,692,386,606
604Baron Wealth Management, LLC$935,067$428,570,306$7,171,011$435,741,317
605Gordian Advisors, LLC$933,666$97,338,647$48,313,314$145,651,961
606Monte Financial Group, LLC$931,318$287,777,203$287,777,203
607New England Private Wealth Advisors, LLC$930,957$1,762,361,820$551,065,574$2,313,427,394
608Pathfinder Wealth Advisors LLC$930,749$97,595,328$41,086,311$138,681,639
609Vestura, LLC$927,013$209,504,900$209,504,900
610Hall Capital Management Company, Inc.$926,044$320,645,749$1,617,724$322,263,473
611Jess S. Morgan & Company., Inc.$925,681$181,433,454$181,433,454
612Adviceperiod, LLC$924,862$4,387,303,464$71,457,070$4,458,760,534
613ARGENT WEALTH MANAGEMENT, LLC$923,664$1,653,948,483$140,730,753$1,794,679,236
614Balasa Dinverno Foltz LLC$923,663$5,366,480,585$5,366,480,585
615Beta Wealth Group, Inc$922,102$342,100,000$342,100,000
616SFC Financial LLC$921,294$183,337,439$183,337,439
617Clear Harbor Asset Management, LLC$918,693$919,451,526$1,079,018$920,530,544
618Ackerman Capital Advisors, LLC$918,020$434,278,331$30,239,912$464,518,243
619Moneta Group Investment Advisors, LLC$917,225$13,835,686,162$13,582,014,825$27,417,700,987
620Estabrook Capital Management LLC$916,975$834,447,429$834,447,429
621North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
622Mainstay Capital Management, LLC$916,099$3,147,839,636$271,957,937$3,419,797,573
623Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
624Generations Wealth, LLC$915,150$245,260,329$245,260,329
625Aviance Capital Partners LLC$914,569$557,497,035$390,028$557,887,063
626Veris Wealth Partners, LLC$914,543$1,533,452,919$147,476,748$1,680,929,667
627Warren Financial Service & Associates, Inc.$910,271$283,886,302$3,759,272$287,645,574
628Pineno Levin & Ford Asset Management, Inc.$909,351$360,306,867$10,708,425$371,015,292
629Asset Dedication, LLC$908,970$1,437,081,527$1,437,081,527
630Baldwin Investment Management, LLC$908,577$627,573,609$378,221,196$1,005,794,805
631Black Diamond Financial, LLC$908,111$428,221,870$60,341,918$488,563,788
632Aton Financial LLC$906,858$198,311,000$70,119,000$268,430,000
633Arjuna Capital, LLC$905,180$296,898,901$296,898,901
634Coe Capital Management, LLC$905,128$176,500,000$176,500,000
635Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
636Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
637Redrock Wealth Management LLC$897,143$145,300,000$11,700,000$157,000,000
638Elm Advisors, LLC$896,755$259,284,460$79,688,964$338,973,424
639Highland Private Wealth Management$896,548$1,013,781,432$8,282,963$1,022,064,395
640Cobblestone Capital Advisors, LLC$894,898$2,269,581,111$61,627,667$2,331,208,778
641Streeter Moore & Stipe LLC$894,859$201,364,762$8,927,166$210,291,928
642Asset Strategies, Inc.$894,848$132,399,752$1,827,410$134,227,162
643Rayburn West Financial Services LLC$894,020$76,800,058$39,422,527$116,222,585
644Wilbanks, Smith & Thomas Asset Management, LLC$893,635$3,957,295,550$56,912,219$4,014,207,769
645KM Capital Management, Ltd.$891,130$202,742,961$42,317,653$245,060,614
646Emerald Advisors, LLC$886,944$379,112,091$1,387,067$380,499,158
647Elgethun Capital Management$886,235$442,231,320$442,231,320
648Resource Consulting Group Inc$886,231$2,193,422,143$2,193,422,143
649Equity Advisors Of Kentucky Inc$882,274$9,028,345$113,607,777$122,636,122
650Miller Global Investments, L.L.C.$881,980$141,116,816$141,116,816
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.