RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101Aufman Associates Inc$3,473,100$764,081,967$764,081,967
102Sirius Wealth Management Strategies, LLC$3,465,208$275,958,965$39,375,000$315,333,965
103Loring, Wolcott & Coolidge Fiduciary Advisors, LLP$3,459,728$10,499,650,320$66,360,116$10,566,010,436
104Requisite Capital Management LLC$3,403,288$553,520,116$453,853,165$1,007,373,281
105Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
106New Capital Management, Lp$3,291,875$293,020,000$23,000,000$316,020,000
107Wealthspire Advisors LLC$3,279,407$10,758,262,664$185,117,107$10,943,379,771
108Breed'S Hill Capital LLC$3,265,187$174,517,829$1,343,794,207$1,518,312,036
109Capital Counsel LLC$3,249,843$2,039,115,767$8,285,577$2,047,401,344
110Fountainhead Financial, LLC$3,185,227$280,300,000$280,300,000
111Luma Capital LLC$3,180,867$44,584,064$146,267,926$190,851,990
112Resource Management, LLC$3,165,157$1,725,010,627$1,725,010,627
113Portola Partners Group LLC$3,143,712$4,998,501,584$4,998,501,584
114CH INVESTMENT PARTNERS, LLC$3,111,608$2,751,450,579$823,786,993$3,575,237,572
115Macroclimate LLC$3,068,341$150,348,700$150,348,700
116LGL Partners, LLC$3,002,958$1,007,004,373$734,711,370$1,741,715,743
117McCutchen Group LLC$2,983,988$2,368,881,923$910,520,452$3,279,402,375
118Southeast Asset Advisors, LLC$2,982,808$1,636,447,452$1,265,825,187$2,902,272,639
119Yukon Wealth Management, Inc.$2,957,211$222,732,913$16,801,157$239,534,070
120Bryspen, Incorporated$2,899,705$211,678,499$211,678,499
121Concorde Financial Corporation$2,890,400$272,405,058$83,114,109$355,519,167
122Berman Capital Advisors, LLC$2,857,293$871,134,735$2,469,041,149$3,340,175,884
123AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
124Gkfo, LLC$2,840,973$262,442,904$308,592,586$571,035,490
125Ashford Advisors, LLC$2,830,084$438,983,495$200,615,498$639,598,993
126Redmont Wealth Advisors LLC$2,788,364$122,688,000$122,688,000
127Rosenblum Silverman Sutton Sf Inc$2,759,574$482,925,503$482,925,503
128Taylor Frigon Capital Management LLC$2,758,614$377,930,074$377,930,074
129Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
130Garde Capital, Inc.$2,716,533$1,217,892,804$83,326,308$1,301,219,112
131Childress Capital Advisors, LLC$2,714,489$399,029,836$399,029,836
132Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
133Barrett Asset Management, LLC$2,691,245$2,213,910,935$302,403,469$2,516,314,404
134Empyrion Wealth Management, Inc.$2,676,073$222,114,022$222,114,022
135Persimmon Capital Management Lp$2,654,596$107,402,000$155,403,000$262,805,000
136Hollow Brook Wealth Management LLC$2,595,017$254,599,853$466,814,804$721,414,657
137Somerset Group LLC$2,584,100$144,688,937$20,639$144,709,576
138Becker Capital Management Inc$2,562,018$3,574,014,983$3,574,014,983
139Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
140SEPIO CAPITAL, LP$2,551,995$2,063,987,570$1,462,869,086$3,526,856,656
141Emery & Howard Portfolio Management$2,543,433$1,532,940,404$94,856,566$1,627,796,970
142Vergepointe Wealth Management, LLC$2,532,604$211,185,311$6,618,603$217,803,914
143Horrell Capital Management, Inc.$2,519,444$352,722,183$352,722,183
144Covington Capital Management$2,489,083$3,552,505,921$31,773,251$3,584,279,172
145Pennington Partners & Co., LLC$2,483,347$503,846,698$606,209,607$1,110,056,305
146Wescap Management Group, Inc.$2,452,294$649,400,000$152,500,000$801,900,000
147Johnson Lyman, Inc.$2,445,755$119,124,389$5,609,096$124,733,485
148Opus Capital Group, LLC$2,421,920$503,536,348$249,680,826$753,217,174
149Heritage Investors Management Corp$2,419,977$3,072,409,103$10,641,652$3,083,050,755
150Promus Capital, LLC$2,415,056$411,299,764$590,948,397$1,002,248,161
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.