RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
401Canty Financial Management, Inc.$166,985$125,238,389$125,238,389
402Canvas Wealth Advisors, LLC$320,802$293,854,851$293,854,851
403Capasso Planning Partners LLC$140,514$140,350,000$10,000,000$150,350,000
404Cape Ann Capital, Inc.$356,541$167,756,935$18,714,140$186,471,075
405Capital Advantage, Inc.$449,844$891,590,122$891,590,122
406Capital Advisors Wealth Management, LLC$350,081$370,864,559$109,796,500$480,661,059
407Capital Asset Management, Inc.$514,655$127,975,319$1,717,811$129,693,130
408Capital Counsel LLC$3,249,843$2,039,115,767$8,285,577$2,047,401,344
409Capital Cs Group, LLC$463,849$106,668,881$22,281,072$128,949,953
410Capital Developers, LLC$287,011$129,998,902$3,174,073$133,172,975
411Capital Financial Advisors Of New York, LLC$412,736$175,000,000$175,000,000
412Capital Financial Planners, LLC$357,724$186,016,363$186,016,363
413CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
414Capital Investment Advisors, LLC$381,720$3,214,049,630$13,396,509$3,227,446,139
415Capital Management Advisor Group, LLC$675,265$139,104,491$139,104,491
416Capital Management Consultants, Inc.$337,322$101,293,653$1,589,406$102,883,059
417Capital Management LLC$615,606$183,277,017$93,129,922$276,406,939
418Capital Planning LLC$399,868$493,781,639$1,655,228$495,436,867
419Capital West Partners, LLC$385,068$122,023,093$41,630,754$163,653,847
420Capstone Capital Group, Inc.$366,789$285,362,000$285,362,000
421Capstone Financial Advisors Inc$742,373$1,829,602,495$7,028,446$1,836,630,941
422Capstone Wealth Management Group, LLC$269,380$148,100,699$32,383,796$180,484,495
423Capwealth Advisors, LLC$1,789,369$1,163,342,841$28,376,594$1,191,719,435
424Carbahal Olsen Financial Services Group LLC$282,545$129,776,658$3,301,805$133,078,463
425Cardan Capital Partners, LLC$450,317$992,498,537$992,498,537
426Cardiff Park Advisors,LLC$1,044,254$52,892,344$2,116,022,686$2,168,915,030
427Cardinal Point Wealth Management, LLC$794,211$554,579,872$11,692,815$566,272,687
428Cardinal Strategic Wealth Guidance, LLC$467,749$311,213,899$10,597,159$321,811,058
429Carillon Advisors, LLC$662,124$81,422,055$21,207,125$102,629,180
430Carl P. Sherr & Co., LLC$482,518$292,375,677$31,393,627$323,769,304
431Carlsbad Wealth Advisory Group, Inc.$310,940$196,824,814$196,824,814
432Carmel Capital Management L.L.C.$1,856,250$178,200,000$178,200,000
433Carmichael Hill & Associates Inc$317,429$253,625,927$253,625,927
434Carnegie Capital Asset Management, LLC$545,913$2,933,640,904$9,377,555$2,943,018,459
435Carolina Capital Consulting, Inc.$617,308$364,211,716$364,211,716
436Carpenter, Claydon Advisors, Inc.$607,499$4,542,103$180,744,943$185,287,046
437Carswell Investments, LLC$528,037$239,729,015$239,729,015
438Carter Financial, LLC$403,131$210,811,749$1,235,076$212,046,825
439Cascades Capital Asset Management, LLC$335,487$165,750,006$24,806,732$190,556,738
440Cassia Capital Partners LLC$450,457$132,884,742$132,884,742
441Castle Investment Advisory, LLC$475,303$313,647,100$20,015,678$333,662,778
442Castle Wealth Management LLC$516,545$380,901,426$11,155,909$392,057,335
443Castle Wealth Planning LLC$1,185,551$142,266,112$142,266,112
444Catalina Capital Group, LLC$722,726$181,549,900$41,772,495$223,322,395
445Cathy Pareto And Associates, Inc.$389,965$173,924,464$173,924,464
446Cauble & Harre Wealth Management, Inc.$621,434$241,737,899$241,737,899
447Causey Demgen & Moore P.C.$631,981$215,626,621$37,797,599$253,424,220
448CBT Financial Planning, Inc.$1,812,561$176,733,562$26,273,270$203,006,832
449CDA GROUP$480,522$480,521,690$480,521,690
450CDKV Holdings LLC$436,498$107,324,771$490,271$107,815,042
« Previous PageNext Page »

Showing 401 to 450 of 2,412 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.