RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101Westend Capital Management, LLC.$749,085$158,056,900$158,056,900
102Weinberger Asset Management, Inc$563,010$159,331,713$159,331,713
103Global Wealth Strategies LLC$4,571,429$160,000,000$160,000,000
104Franklin, Joyce Lea$857,472$160,347,183$160,347,183
105WILSON & BOUCHER CAPITAL MANAGEMENT, LLC$384,524$161,115,762$161,115,762
106Pring/Turner Capital Group, Inc.$499,045$162,795,365$392,393$163,187,758
107FPC Investment Advisory, Inc.$371,049$163,632,689$163,632,689
108Canter Strategic Wealth Management, LLC$992,842$163,818,948$163,818,948
109Align Impact, LLC$7,812,692$164,066,530$164,066,530
110Ball & Company$379,252$165,733,320$165,733,320
111TABR Capital Management, LLC$280,924$165,744,978$165,744,978
112Symphony Financial Planning LLC$356,408$165,774,529$2,093,577$167,868,106
113Pachira Investments, Inc.$363,142$167,378,789$44,332,807$211,711,596
114Eiger Wealth Management, LLC$658,844$167,531,071$64,382,125$231,913,196
115Banta Asset Management Lp$633,914$168,621,099$168,621,099
116Investor'S Capital Management, LLC$420,601$169,276,175$6,955,657$176,231,832
117Certified Planners, Inc.$262,113$169,849,329$169,849,329
118Breen Wealth Management, LLC$366,607$170,472,028$170,472,028
119Boltwood Capital Management$696,498$172,639,074$35,613,928$208,253,002
120Mine & Arao Wealth Creation And Management, LLC$413,921$174,260,743$174,260,743
121CBT Financial Planning, Inc.$1,812,561$176,733,562$26,273,270$203,006,832
122Simplex Wealth Management, LLC$312,103$176,987,979$5,904,376$182,892,355
123Silver Oak Wealth Advisors Services, LLC$428,940$177,152,239$177,152,239
124Park, Miller, LLC$1,243,390$177,363,640$50,176,816$227,540,456
125Impact Investors, Inc.$269,314$177,954,966$43,690,534$221,645,500
126Carmel Capital Management L.L.C.$1,856,250$178,200,000$178,200,000
127CORNERSTONE WEALTH MANAGEMENT$567,111$179,086,662$3,523,085$182,609,747
128Friedlander, Brenda S$1,469,738$179,919,490$6,737,247$186,656,737
129Benningfield Financial Advisors, LLC$690,894$181,014,326$181,014,326
130Jess S. Morgan & Company., Inc.$925,681$181,433,454$181,433,454
131Catalina Capital Group, LLC$722,726$181,549,900$41,772,495$223,322,395
132Fairbanks Capital Management, Inc.$1,043,328$182,582,392$182,582,392
133ALJIAN CAPITAL MANAGEMENT$304,170$183,797,669$3,266,641$187,064,310
134Western Financial Corporation$591,276$183,886,684$183,886,684
135Elevage Partners, LLC$150,937$185,351,045$185,351,045
136Dash Acquisitions Inc.$354,546$191,454,826$191,454,826
137Elmwood Wealth Management, Inc.$400,658$192,280,963$4,842,601$197,123,564
138Measured Risk Portfolios, Inc.$230,492$193,248,384$4,282,999$197,531,383
139Victus Captial Wealth, LLC$426,412$194,945,000$11,865,000$206,810,000
140Veripax Wealth Management, Inc.$219,420$195,342,823$379,464$195,722,287
141Carlsbad Wealth Advisory Group, Inc.$310,940$196,824,814$196,824,814
142Concord Investment Counsel$377,660$197,292,533$2,867,197$200,159,730
143Ted Buchan & Company, LLC$244,480$198,190,287$29,420,903$227,611,190
144Ward & Associates$4,014,621$201,038,193$11,736,733$212,774,926
145O'Boyle Wealth Management, Inc.$203,527$201,788,113$23,922,990$225,711,103
146Longview Financial Advisors, LLC$587,374$203,233,256$56,973,298$260,206,554
147Sharper & Granite LLC$564,490$203,781,000$203,781,000
148Lifesteps Financial, Inc.$302,654$204,042,068$35,659,687$239,701,755
149Stewart Wealth Management, Inc.$201,204$204,292,256$34,537,395$238,829,651
150Seldon Capital Lp$40,996,043$204,980,216$204,980,216
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.