RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201NBS Financial & Insurance Services Inc$616,599$274,474,722$2,378,104$276,852,826
202Chico Wealth Ria, Inc.$380,235$275,301,597$19,000,000$294,301,597
203Harrington Investments, Incorporated$1,251,351$275,934,984$613,600$276,548,584
204Sirius Wealth Management Strategies, LLC$3,465,208$275,958,965$39,375,000$315,333,965
205Ariadne Wealth Management, Lp$959,059$278,104,900$8,653,621$286,758,521
206Sam Advisors, LLC$220,921$279,285,387$5,923,936$285,209,323
207Litton Financial, LLC$317,789$279,972,495$279,972,495
208Cedar Wealth Management, LLC$1,402,909$286,193,379$286,193,379
209Falcon Wealth Planning, Inc.$175,640$287,450,269$1,653,099$289,103,368
210Slwa, LLC$660,580$288,673,603$288,673,603
211Blue Zone Wealth Advisors, LLC$1,185,386$293,975,700$293,975,700
212Hynes Advisory Inc.$514,966$299,162,439$33,064$299,195,503
213Financial Designs Corporation$296,334$300,814,499$95,976,757$396,791,256
214Van Strum & Towne Inc$1,277,539$301,769,225$43,166,175$344,935,400
215AG Asset Advisory, LLC$1,863,931$301,956,882$301,956,882
216Financial Avengers, Inc.$451,469$303,838,810$303,838,810
217Dean Roland Russell, LLC$526,347$306,860,162$306,860,162
218Parkshore Wealth Management$258,759$312,126,238$28,918,182$341,044,420
219WP Advisors, LLC$407,779$316,821,002$13,071,999$329,893,001
220Brian D. Lowder, Inc.$516,738$319,344,067$319,344,067
221CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT$1,899,373$320,994,000$320,994,000
222Praetorian Wealth Management, Inc.$294,914$321,268,876$2,251,913$323,520,789
223Harold Davidson & Associates Inc$788,223$323,959,812$323,959,812
224McCarthy Asset Management, Inc.$432,955$330,344,596$330,344,596
225Planned Solutions Financial & Insurance Services, Inc.$205,315$333,276,488$7,547,029$340,823,517
226Orin Green Financial, LLC$461,437$336,286,684$2,869,249$339,155,933
227Brennan John David$1,368,338$337,421,850$152,443,246$489,865,096
228Betterwealth LLC$313,380$337,898,692$7,445,530$345,344,222
229Beta Wealth Group, Inc$922,102$342,100,000$342,100,000
230Wimmer Associates I, LLC$2,307,900$344,608,000$24,656,000$369,264,000
231Private Wealth Advisors, LLC$283,754$345,729,624$167,091$345,896,715
232Lighthouse Financial Services Inc$346,122$347,160,859$347,160,859
233Gradient Capital Advisors, LLC$332,999$347,593,375$73,317,531$420,910,906
234Vance Wealth, Inc.$422,257$354,854,411$1,108,156$355,962,567
235Morling Financial Advisors, LLC$433,699$359,536,604$359,536,604
236Wilsey Asset Management Incorporated$300,978$360,270,737$360,270,737
237Prism Advisors, Inc.$573,246$361,570,712$6,453,201$368,023,913
238DHR Investment Counsel Ltd$614,222$363,075,159$74,865,020$437,940,179
239Sitrin Capital Management, LLC$590,398$364,865,671$364,865,671
240Financial Connections Group, Inc.$485,321$370,785,066$370,785,066
241Asset Planning, Inc$1,077,588$376,207,369$948,523$377,155,892
242American Money Management, LLC$319,241$382,450,072$10,535,248$392,985,320
243Cerro Pacific Wealth Advisors, LLC$466,962$384,776,957$384,776,957
244ROWLING & ASSOCIATES$409,125$388,802,238$30,141,456$418,943,694
245Sweeney & Michel, LLC$603,224$388,900,568$36,372,438$425,273,006
246Westshore Wealth, LLC$668,911$389,938,970$8,063,366$398,002,336
247Woodward Diversified Capital, LLC$404,995$390,414,891$390,414,891
248Jeppson Wealth Management, LLC$736,928$390,571,799$390,571,799
249EWG Elevate Inc.$401,275$390,735,924$1,710,648$392,446,572
250Wealthvalues, LLC$2,262,468$391,406,928$391,406,928
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.