RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
251Veripax Wealth Management, Inc.$219,420$195,342,823$379,464$195,722,287
252Victus Captial Wealth, LLC$426,412$194,945,000$11,865,000$206,810,000
253Measured Risk Portfolios, Inc.$230,492$193,248,384$4,282,999$197,531,383
254Elmwood Wealth Management, Inc.$400,658$192,280,963$4,842,601$197,123,564
255Dash Acquisitions Inc.$354,546$191,454,826$191,454,826
256Elevage Partners, LLC$150,937$185,351,045$185,351,045
257Western Financial Corporation$591,276$183,886,684$183,886,684
258ALJIAN CAPITAL MANAGEMENT$304,170$183,797,669$3,266,641$187,064,310
259Fairbanks Capital Management, Inc.$1,043,328$182,582,392$182,582,392
260Catalina Capital Group, LLC$722,726$181,549,900$41,772,495$223,322,395
261Jess S. Morgan & Company., Inc.$925,681$181,433,454$181,433,454
262Benningfield Financial Advisors, LLC$690,894$181,014,326$181,014,326
263Friedlander, Brenda S$1,469,738$179,919,490$6,737,247$186,656,737
264CORNERSTONE WEALTH MANAGEMENT$567,111$179,086,662$3,523,085$182,609,747
265Carmel Capital Management L.L.C.$1,856,250$178,200,000$178,200,000
266Impact Investors, Inc.$269,314$177,954,966$43,690,534$221,645,500
267Park, Miller, LLC$1,243,390$177,363,640$50,176,816$227,540,456
268Silver Oak Wealth Advisors Services, LLC$428,940$177,152,239$177,152,239
269Simplex Wealth Management, LLC$312,103$176,987,979$5,904,376$182,892,355
270CBT Financial Planning, Inc.$1,812,561$176,733,562$26,273,270$203,006,832
271Mine & Arao Wealth Creation And Management, LLC$413,921$174,260,743$174,260,743
272Boltwood Capital Management$696,498$172,639,074$35,613,928$208,253,002
273Breen Wealth Management, LLC$366,607$170,472,028$170,472,028
274Certified Planners, Inc.$262,113$169,849,329$169,849,329
275Investor'S Capital Management, LLC$420,601$169,276,175$6,955,657$176,231,832
276Banta Asset Management Lp$633,914$168,621,099$168,621,099
277Eiger Wealth Management, LLC$658,844$167,531,071$64,382,125$231,913,196
278Pachira Investments, Inc.$363,142$167,378,789$44,332,807$211,711,596
279Symphony Financial Planning LLC$356,408$165,774,529$2,093,577$167,868,106
280TABR Capital Management, LLC$280,924$165,744,978$165,744,978
281Ball & Company$379,252$165,733,320$165,733,320
282Align Impact, LLC$7,812,692$164,066,530$164,066,530
283Canter Strategic Wealth Management, LLC$992,842$163,818,948$163,818,948
284FPC Investment Advisory, Inc.$371,049$163,632,689$163,632,689
285Pring/Turner Capital Group, Inc.$499,045$162,795,365$392,393$163,187,758
286WILSON & BOUCHER CAPITAL MANAGEMENT, LLC$384,524$161,115,762$161,115,762
287Franklin, Joyce Lea$857,472$160,347,183$160,347,183
288Global Wealth Strategies LLC$4,571,429$160,000,000$160,000,000
289Weinberger Asset Management, Inc$563,010$159,331,713$159,331,713
290Westend Capital Management, LLC.$749,085$158,056,900$158,056,900
291Garrison Point Advisors, LLC$541,079$157,587,138$7,442,092$165,029,230
292Finkel Eliot Michelow$763,155$156,446,740$156,446,740
293Hutchinson & Ziegler Financial Advisors, Inc.$634,818$154,895,494$154,895,494
294Sage Stone Wealth Management LLC$534,479$154,488,658$4,786,149$159,274,807
295WALPOLE FINANCIAL ADVISORS, LLC$350,201$154,438,694$154,438,694
296Robasciotti & Associates , Inc.$288,931$154,000,000$154,000,000
297Camelot Technology Advisors, Inc.$569,096$153,972,696$252,383$154,225,079
298Grecu Capital Management, Inc.$578,839$153,882,818$15,138,248$169,021,066
299Davis & Seiley Wealth Management, Inc.$252,580$152,812,000$15,406,184$168,218,184
300Tricord Advisors, Inc.$194,688$152,441,018$152,441,018
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.