RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
351Tempus Wealth Planning, LLC$216,392$119,662,565$43,064,167$162,726,732
352Johnson Lyman, Inc.$2,445,755$119,124,389$5,609,096$124,733,485
353Del Mar Wealth Management Inc$406,541$118,303,331$118,303,331
354Prosperity Road, LLC$958,943$117,657,981$3,168,872$120,826,853
355ALAMAR CAPITAL MANAGEMENT, LLC$761,332$116,483,726$116,483,726
356Clutinger Williams & Verhoye Inc$452,407$114,555,490$10,308,972$124,864,462
357ACap Asset Management, Inc.$124,925$113,833,411$23,084,708$136,918,119
358Bourke Wealth Management$431,908$113,263,397$1,192,289$114,455,686
359Cedarstone Advisors$771,464$113,215,076$961,599$114,176,675
360Hillegas Advisory Services, Inc.$381,093$112,740,253$16,831,317$129,571,570
361Lewis Asset Management, LLC$260,861$112,370,767$5,799,459$118,170,226
362Legacy Wealth Advisors, LLC$636,492$109,871,298$4,697,329$114,568,627
363Up Capital Management, Inc.$569,962$109,491,089$85,435,842$194,926,931
364HBA Advisors, LLC$113,802$109,381,760$323,023$109,704,783
365Citrine Capital, LLC$467,906$109,022,110$109,022,110
366Pariax, LLC$1,110,891$107,000,000$5,200,000$112,200,000
367Capital Cs Group, LLC$463,849$106,668,881$22,281,072$128,949,953
368Wealth Quest Partners, Inc.$358,889$106,590,112$106,590,112
369Jack Keeter & Associates, Inc.$150,836$106,325,241$12,985,874$119,311,115
370Oxley, Harry Keir$1,167,525$105,077,252$105,077,252
371Triad Investment Management, LLC$1,521,537$103,464,506$103,464,506
372Archer Pointe Wealth Management, LLC$505,914$101,224,728$11,088,234$112,312,962
373Stephenson And Company, Inc.$461,501$100,754,541$73,231,289$173,985,830
374Matrix Planning Inc$1,109,738$97,189,920$33,759,218$130,949,138
375Lumina Financial Consultants, LLC$680,432$94,359,732$7,705,050$102,064,782
376Dedicated Capital Advisors, LLC$1,082,106$91,133,764$13,830,536$104,964,300
377Oceaniq Capital, LLC$478,320$77,862,077$22,585,208$100,447,285
378Amara Financial, LLC$265,373$66,516,613$40,428,669$106,945,282
379Cardiff Park Advisors,LLC$1,044,254$52,892,344$2,116,022,686$2,168,915,030
380Berkson Asset Management, Inc.$1,231,573$26,322,401$180,581,933$206,904,334
381Taylor Wealth Management, LLC$585,474$4,286,779$104,025,902$108,312,681
382South Bay Financial Partners Group, Inc.$798,687$154,945,209$154,945,209
383Portola Partners Group LLC$3,143,712$4,998,501,584$4,998,501,584
384Altamont Wealth Management, Inc.$2,053,091$172,459,625$172,459,625
385Global Financial Advisory Services, Inc.$305,710$124,423,884$124,423,884
386Anodos Advisors, LLC$4,641,041$914,285,000$914,285,000
387Pathways Advisory Group, Inc.$230,356$203,173,711$203,173,711
388Portfolio Advisors, Inc.$264,189$205,010,504$205,010,504
389Mozaic, LLC$47,740,514$3,150,873,899$3,150,873,899
390Hendershott Wealth Management, LLC$285,539$113,073,448$113,073,448
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Showing 351 to 390 of 390 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.