RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
301Rowling & Associates LLC$485,767$494,399,475$34,114,707$528,514,182
302RPG Investment Advisory, LLC$737,631$615,184,613$615,184,613
303RUNNING POINT CAPITAL ADVISORS LLC$782,251$218,247,934$218,247,934
304Sage Rhino Capital LLC$566,954$600,403,904$600,403,904
305Sage Stone Wealth Management LLC$534,479$154,488,658$4,786,149$159,274,807
306Sam Advisors, LLC$220,921$279,285,387$5,923,936$285,209,323
307Sand Hill Global Advisors, LLC$1,909,928$3,017,351,155$65,273,058$3,082,624,213
308SB Capital Management, Inc.$746,365$852,759,819$1,827,925$854,587,744
309Schnieders Capital Management, LLC.$1,112,312$463,920,886$561,630,907$1,025,551,793
310Seldon Capital Lp$40,996,043$204,980,216$204,980,216
311SEPIO CAPITAL, LP$2,551,995$2,063,987,570$1,462,869,086$3,526,856,656
312Sharper & Granite LLC$564,490$203,781,000$203,781,000
313Shira Ridge Wealth Management$348,548$209,825,991$209,825,991
314Silicon Valley Capital Partners, L.P.$555,557$637,779,174$637,779,174
315Silver Oak Wealth Advisors Services, LLC$428,940$177,152,239$177,152,239
316Simplex Wealth Management, LLC$312,103$176,987,979$5,904,376$182,892,355
317Sirius Wealth Management Strategies, LLC$3,465,208$275,958,965$39,375,000$315,333,965
318Sitrin Capital Management, LLC$590,398$364,865,671$364,865,671
319Slwa, LLC$660,580$288,673,603$288,673,603
320SMART INVESTOR, LLC$553,644$574,410,546$272,090$574,682,636
321South Bay Financial Partners Group, Inc.$798,687$154,945,209$154,945,209
322Spectrum Asset Management Inc$612,959$558,194,620$13,083,246$571,277,866
323Stephenson And Company, Inc.$461,501$100,754,541$73,231,289$173,985,830
324Stewart Wealth Management, Inc.$201,204$204,292,256$34,537,395$238,829,651
325Strategy Asset Managers L.L.C.$620,325$583,725,372$583,725,372
326Summitry, LLC$657,743$1,855,910,283$102,191,277$1,958,101,560
327Surevest, LLC$535,383$417,904,667$33,423,453$451,328,120
328Sweeney & Michel, LLC$603,224$388,900,568$36,372,438$425,273,006
329Symphony Financial Planning LLC$356,408$165,774,529$2,093,577$167,868,106
330TABR Capital Management, LLC$280,924$165,744,978$165,744,978
331Tarbox Family Office, Inc.$1,080,208$841,481,772$841,481,772
332Taylor Wealth Management, LLC$585,474$4,286,779$104,025,902$108,312,681
333Team Hewins, LLC$1,920,762$1,276,148,444$1,003,795,862$2,279,944,306
334Ted Buchan & Company, LLC$244,480$198,190,287$29,420,903$227,611,190
335Telos Capital Management, Inc.$564,647$1,017,493,974$1,017,493,974
336Tempus Wealth Planning, LLC$216,392$119,662,565$43,064,167$162,726,732
337The Humphreys Group, LLC$2,030,901$235,584,542$235,584,542
338The Wealth Collaborative, Inc.$1,395,731$661,767,177$9,579,383$671,346,560
339Topel & Distasi Wealth Management, LLC$252,241$131,670,000$131,670,000
340Traverso Chambers Private Wealth Management, LLC$395,068$392,302,815$392,302,815
341Triad Investment Management, LLC$1,521,537$103,464,506$103,464,506
342Tricord Advisors, Inc.$194,688$152,441,018$152,441,018
343TTP Investments, Inc.$286,282$226,449,066$226,449,066
344Up Capital Management, Inc.$569,962$109,491,089$85,435,842$194,926,931
345Van Strum & Towne Inc$1,277,539$301,769,225$43,166,175$344,935,400
346Vance Wealth, Inc.$422,257$354,854,411$1,108,156$355,962,567
347Vantage Wealth Management, LLC$348,024$446,000,000$12,000,000$458,000,000
348Veripax Wealth Management, Inc.$219,420$195,342,823$379,464$195,722,287
349Veris Wealth Partners, LLC$914,543$1,533,452,919$147,476,748$1,680,929,667
350Verity Wealth Advisors, LLC$4,091,254$208,653,946$208,653,946
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.