RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Schaefer Financial Management, Inc. | $414,881 | — | $658,001,811 | $658,001,811 |
| 2 | Integrated Financial Planning, P.C. | $242,761 | — | $121,865,835 | $121,865,835 |
| 3 | J.F. Williams Co., Inc. | $394,445 | — | $178,683,528 | $178,683,528 |
| 4 | The Wealth Conservancy, Inc. | $488,409 | $77,524,567 | $27,971,751 | $105,496,318 |
| 5 | Cornerstone Investment Advisors, Llc | $380,003 | $78,139,890 | $75,761,291 | $153,901,181 |
| 6 | Infinium Investment Advisors, Llc | $182,796 | $104,741,903 | — | $104,741,903 |
| 7 | Vital Investment Management Llc | $275,298 | $108,440,291 | $1,954,128 | $110,394,419 |
| 8 | The Holben Group, Llc | $275,000 | $110,000,000 | — | $110,000,000 |
| 9 | Highpass Asset Management Llc | $655,499 | $111,434,816 | — | $111,434,816 |
| 10 | Principium Investments Llc | $262,412 | $117,298,091 | — | $117,298,091 |
| 11 | Summit Wealth Advisors, Inc. | $241,576 | $118,142,290 | $5,061,430 | $123,203,720 |
| 12 | Kilterhowling Llc | $282,841 | $120,773,032 | — | $120,773,032 |
| 13 | Custos Family Office Llc | $1,114,771 | $121,240,036 | $5,843,825 | $127,083,861 |
| 14 | Custom Portfolio Group | $395,093 | $126,330,391 | $11,161,971 | $137,492,362 |
| 15 | Johnston & Associates Inc | $1,754,285 | $130,785,272 | $127,094,614 | $257,879,886 |
| 16 | Essential Investment Partners, Llc | $602,202 | $138,932,809 | $7,402,364 | $146,335,173 |
| 17 | Callahan Capital Management | $120,101 | $139,612,238 | $1,626,373 | $141,238,611 |
| 18 | Ludwick & Shirman | $362,008 | $139,734,928 | — | $139,734,928 |
| 19 | Ratio Wealth Group Llc | $352,718 | $142,850,842 | — | $142,850,842 |
| 20 | Panoramic Investment Advisors | $553,181 | $146,592,906 | — | $146,592,906 |
| 21 | Wealth Legacy Institute, Inc. | $318,565 | $146,858,679 | — | $146,858,679 |
| 22 | Rosecap Investment Advisors, Llc | $275,362 | $151,780,000 | $220,000 | $152,000,000 |
| 23 | Petra Financial Advisors Inc | $298,860 | $158,993,379 | — | $158,993,379 |
| 24 | Iwp Wealth - Private Client Advisors | $3,564,233 | $162,164,574 | $122,974,040 | $285,138,614 |
| 25 | Peak Financial Advisors | $457,051 | $163,404,564 | $219,580 | $163,624,144 |
| 26 | The Retirement Planning Specialists, Llc | $216,064 | $165,072,569 | — | $165,072,569 |
| 27 | Cherry Creek Investment Advisors Inc | $880,000 | $176,000,000 | — | $176,000,000 |
| 28 | Wealth Management Consultants Colorado, Llc | $1,297,005 | $178,986,693 | — | $178,986,693 |
| 29 | Cherry Creek Family Offices | $1,223,828 | $183,665,870 | $681,580,406 | $865,246,276 |
| 30 | Iwp Wealth Management Llc | $40,630,500 | $188,973,019 | $1,842,551,958 | $2,031,524,977 |
| 31 | All Season Financial Advisors, Inc. | $248,035 | $192,908,145 | $2,791,110 | $195,699,255 |
| 32 | Rainsberger Wealth Advisors | $291,127 | $194,389,420 | $16,968,914 | $211,358,334 |
| 33 | Jfg Wealth Management, Llc | $1,088,054 | $208,757,623 | $4,500,873 | $213,258,496 |
| 34 | Causey Demgen & Moore P.C. | $668,001 | $213,523,606 | $6,248,644 | $219,772,250 |
| 35 | Harbor Financial Group, Inc. | $327,704 | $222,205,600 | $5,221,000 | $227,426,600 |
| 36 | Wakefield Wealth Management, Lllp | $548,278 | $223,886,000 | $67,798,000 | $291,684,000 |
| 37 | Helm Investment Management, Llc | $466,315 | $226,162,791 | — | $226,162,791 |
| 38 | G&S Capital Llc | $261,915 | $235,723,600 | — | $235,723,600 |
| 39 | Transitions Wealth Management, Llc | $251,510 | $255,785,641 | — | $255,785,641 |
| 40 | Noven Financial Group, Inc. | $310,319 | $272,586,646 | $25,940,659 | $298,527,305 |
| 41 | Wambolt & Associates, Llc | $239,808 | $276,258,771 | — | $276,258,771 |
| 42 | Kozak & Associates, Inc. | $207,505 | $320,803,081 | — | $320,803,081 |
| 43 | Bason Asset Management | $644,711 | $326,492,000 | $6,179,000 | $332,671,000 |
| 44 | Jupiter Wealth Management, Llc | $1,485,610 | $334,507,783 | $33,923,541 | $368,431,324 |
| 45 | Vista Private Wealth Partners Llc | $690,621 | $340,476,023 | — | $340,476,023 |
| 46 | Triumph Capital Management | $105,746 | $345,895,106 | — | $345,895,106 |
| 47 | Platte River Wealth Advisors, Llc | $2,181,446 | $373,027,329 | — | $373,027,329 |
| 48 | Colorado Capital Management | $520,181 | $403,140,066 | — | $403,140,066 |
| 49 | Mattern Capital Management, Llc | $511,606 | $506,489,880 | — | $506,489,880 |
| 50 | Peak Asset Management, Llc | $614,063 | $595,876,445 | $24,327,159 | $620,203,604 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
