RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1MERCER GLOBAL ADVISORS INC.$484,544$15,278,918,122$570,047,462$15,848,965,584
2IWP WEALTH MANAGEMENT LLC$40,630,500$188,973,019$1,842,551,958$2,031,524,977
3COLORADO FINANCIAL MANAGEMENT LLC$570,961$1,561,160,490$15,834,136$1,576,994,626
4GHP INVESTMENT ADVISORS INC$517,625$1,527,308,746$12,107,036$1,539,415,782
5BSW WEALTH PARTNERS$440,572$1,230,087,897$7,037,673$1,237,125,570
6PRIVATE CAPITAL MANAGEMENT, LLC$468,624$1,225,794,343$124,975$1,225,919,318
7JOHNSON FINANCIAL GROUP LLC$2,051,827$920,565,791$201,783,806$1,122,349,597
8PARAGON CAPITAL MANAGEMENT$1,491,853$843,781,014$119,955,716$963,736,730
9CARDAN CAPITAL PARTNERS, LLC$427,107$888,740,839$52,603,263$941,344,102
10CHERRY CREEK FAMILY OFFICES$1,223,828$183,665,870$681,580,406$865,246,276
11NORTHSTAR INVESTMENT ADVISORS LLC$979,800$843,607,987$843,607,987
12SHARKEY HOWES & JAVER INC$288,746$694,486,397$111,403,085$805,889,482
13SCHOOLCRAFT CAPITAL LLC$6,810,827$695,386,462$67,426,117$762,812,579
14INVESTMENT SECURITY GROUP, INC.$302,356$742,888,185$742,888,185
15SHINE WEALTH PARTNERS$462,480$712,850,449$7,693,209$720,543,658
16SCHAEFER FINANCIAL MANAGEMENT, INC.$414,881$658,001,811$658,001,811
17PEAK ASSET MANAGEMENT, LLC$614,063$595,876,445$24,327,159$620,203,604
18JANICZEK WEALTH MANAGEMENT$574,967$599,690,523$599,690,523
19MATTERN CAPITAL MANAGEMENT, LLC$511,606$506,489,880$506,489,880
20COLORADO CAPITAL MANAGEMENT$520,181$403,140,066$403,140,066
21PLATTE RIVER WEALTH ADVISORS, LLC$1,982,656$392,565,835$392,565,835
22JUPITER WEALTH MANAGEMENT, LLC$1,485,610$334,507,783$33,923,541$368,431,324
23TRIUMPH CAPITAL MANAGEMENT$105,746$345,895,106$345,895,106
24VISTA PRIVATE WEALTH PARTNERS LLC$690,621$340,476,023$340,476,023
25BASON ASSET MANAGEMENT$644,711$326,492,000$6,179,000$332,671,000
26KOZAK & ASSOCIATES, INC.$207,505$320,803,081$320,803,081
27TRANSITIONS WEALTH MANAGEMENT, LLC$285,456$303,440,173$303,440,173
28WAKEFIELD WEALTH MANAGEMENT, LLLP$548,278$223,886,000$67,798,000$291,684,000
29IWP WEALTH - PRIVATE CLIENT ADVISORS$3,564,233$162,164,574$122,974,040$285,138,614
30WEALTHGATE FAMILY OFFICE LLC$7,207,893$281,107,833$281,107,833
31WAMBOLT & ASSOCIATES, LLC$239,808$276,258,771$276,258,771
32JOHNSTON & ASSOCIATES INC$1,754,285$130,785,272$127,094,614$257,879,886
33CAUSEY DEMGEN & MOORE P.C.$631,981$215,626,621$37,797,599$253,424,220
34G&S CAPITAL LLC$261,915$235,723,600$235,723,600
35HARBOR FINANCIAL GROUP, INC.$327,704$222,205,600$5,221,000$227,426,600
36HELM INVESTMENT MANAGEMENT, LLC$466,315$226,162,791$226,162,791
37JFG WEALTH MANAGEMENT, LLC$1,088,054$208,757,623$4,500,873$213,258,496
38RAINSBERGER WEALTH ADVISORS$291,127$194,389,420$16,968,914$211,358,334
39ALL SEASON FINANCIAL ADVISORS, INC.$248,035$192,908,145$2,791,110$195,699,255
40WEALTH MANAGEMENT CONSULTANTS COLORADO, LLC$1,297,005$178,986,693$178,986,693
41J.F. WILLIAMS CO., INC.$394,445$178,683,528$178,683,528
42CHERRY CREEK INVESTMENT ADVISORS INC$880,000$176,000,000$176,000,000
43THE RETIREMENT PLANNING SPECIALISTS, LLC$216,064$165,072,569$165,072,569
44PEAK FINANCIAL ADVISORS$457,051$163,404,564$219,580$163,624,144
45PETRA FINANCIAL ADVISORS INC$298,860$158,993,379$158,993,379
46CORNERSTONE INVESTMENT ADVISORS, LLC$380,003$78,139,890$75,761,291$153,901,181
47ROSECAP INVESTMENT ADVISORS, LLC$275,362$151,780,000$220,000$152,000,000
48WEALTH LEGACY INSTITUTE, INC.$318,565$146,858,679$146,858,679
49PANORAMIC INVESTMENT ADVISORS$553,181$146,592,906$146,592,906
50ESSENTIAL INVESTMENT PARTNERS, LLC$602,202$138,932,809$7,402,364$146,335,173
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.