RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1BRADLEY FOSTER & SARGENT INC$1,273,929$4,234,983,943$3,379,252$4,238,363,195
2NORTHEAST FINANCIAL$2,501,662$3,267,352,856$52,352,579$3,319,705,435
3RZH ADVISORS LLC$1,010,774$1,023,913,953$1,023,913,953
4EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,220,711$823,921,411$58,652,676$882,574,087
5CLEAR HARBOR ASSET MANAGEMENT, LLC$840,797$790,264,287$1,766,204$792,030,491
6PRINCIPLE WEALTH PARTNERS LLC$767,157$783,267,081$783,267,081
7FIERSTON FINANCIAL GROUP INC$786,762$713,593,415$713,593,415
8BAXTER INVESTMENT MANAGEMENT$1,742,794$670,975,807$670,975,807
9HTG INVESTMENT ADVISORS INC$535,125$641,614,535$641,614,535
10ROSSMORE PRIVATE CAPITAL, LLC$1,548,572$533,985,334$52,923,553$586,908,887
11COMPASS ASSET MANAGEMENT, LLC$580,142$402,000,000$7,000,000$409,000,000
12GILMAN HILL ASSET MANAGEMENT, LLC$969,564$388,794,977$388,794,977
13BOURGEON CAPITAL MANAGEMENT LLC$1,156,495$339,500,000$43,300,000$382,800,000
14MARK SHEPTOFF FINANCIAL PLANNING LLC$437,858$363,860,050$363,860,050
15JACKSON, GRANT INVESTMENT ADVISERS, INC.$3,634,381$363,438,089$363,438,089
16NEW ENGLAND GUILD WEALTH ADVISORS, INC.$1,836,402$328,715,954$328,715,954
17WOOSTER CORTHELL WEALTH MANAGEMENT, INC.$370,142$328,315,777$328,315,777
18MONTE FINANCIAL GROUP, LLC$961,139$273,924,658$273,924,658
19MULLANEY KEATING & WRIGHT INC$552,334$235,964,949$30,260,171$266,225,120
20SCHOLTZ & CO$838,787$253,315,971$836,464$254,152,435
21SAGEBROADVIEW WEALTH MANAGEMENT, LLC$462,826$239,281,189$239,281,189
22CHARTER RESEARCH & INVESTMENT GROUP INC$581,976$219,986,767$219,986,767
23JEFFREY N. MEHLER, CFP LLC$191,326$140,277,312$66,546,330$206,823,642
24SIGHTLINE WEALTH ADVISORS, LLC$224,487$129,523,697$55,677,763$185,201,460
25SHORELINE FINANCIAL ADVISORS, LLC$268,048$168,021,242$10,230,569$178,251,811
26JOHN A. BYSKO ASSOCIATES$755,570$172,269,943$172,269,943
27BRIGGS WEALTH MANAGEMENT, INC.$285,405$116,042,920$53,202,478$169,245,398
28GREENHOUSE WEALTH MANAGEMENT, LLC$632,175$140,522,769$25,106,989$165,629,758
29THAMES FINANCIAL MANAGEMENT$324,379$60,078,200$84,594,700$144,672,900
30DRUM HILL CAPITAL, LLC$779,729$127,827,963$16,421,852$144,249,815
31ASSET STRATEGIES, INC.$883,311$125,430,210$125,430,210
32KENNEDY WEALTH AND TAX MANAGEMENT, INC.$418,575$112,009,000$8,122,000$120,131,000
33PERSONAL BUSINESS MANAGEMENT GROUP LTD$1,135,830$107,903,885$107,903,885
34FALCON CAPITAL MANAGEMENT INC$1,219,581$99,716,000$5,168,000$104,884,000

Showing 1 to 34 of 34 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.