RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Fitzroy Investment Advisors LLC$10,691,404$513,187,389$513,187,389
2W.E. Family Offices, LLC$118,612,102$10,200,640,735$10,200,640,735
3Tim Looney Investments, LLC$279,169$288,102,838$288,102,838
4American Financial Advisors Inc$439,769$635,027,053$635,027,053
5BALDWIN & ASSOCIATES$280,842$154,744,210$154,744,210
6Carpenter, Claydon Advisors, Inc.$607,499$4,542,103$180,744,943$185,287,046
7Lawrence Financial Planning, LLC$1,519,693$8,093,794$102,843,818$110,937,612
8Luma Capital LLC$3,180,867$44,584,064$146,267,926$190,851,990
9MNS Financial Management, L.L.C.$352,616$49,950,941$245,893,962$295,844,903
10Guardsman Private Capital Management, Inc.$5,437,722$80,942,166$60,438,610$141,380,776
11ASTON CAPITAL MANAGEMENT$35,957,045$95,690,038$263,880,409$359,570,447
12Bauerle Financial, Inc$199,129$95,761,933$6,988,778$102,750,711
13Kairos Private Wealth, Inc.$208,531$99,666,710$6,892,413$106,559,123
14Holifield Financial Advisory Services, Inc$281,860$104,100,000$26,683,000$130,783,000
15Sea Hunter Capital LLC$1,409,919$107,153,851$107,153,851
16Spectra Investment Management, LLC$1,452,239$112,983,080$3,196,046$116,179,126
17Matthias Private Wealth, LLC$395,091$113,003,893$28,833,854$141,837,747
18Forza Wealth Management, LLC$559,084$113,830,753$1,899,714$115,730,467
19Orca Wealth Management, LLC$321,646$115,970,487$15,582,589$131,553,076
20Grand Central Investment Group, LLC$327,513$118,137,928$27,277,802$145,415,730
21Bluekey Wealth Advisors, LLC$360,955$120,288,147$3,519,356$123,807,503
22The Tenret Company, LLC$1,347,810$121,302,898$121,302,898
23Belleair Asset Management, LLC$616,908$121,890,769$57,012,611$178,903,380
24Wall Advisors, Inc.$314,872$121,906,371$4,042,567$125,948,938
25Antonetti Capital Management, LLC$442,318$124,066,808$22,340,344$146,407,152
26Macke Financial Advisory Group, Inc.$292,351$125,216,369$10,141,963$135,358,332
27TOTAL WEALTH PLANNING AND MANAGEMENT, INC.$191,971$125,626,874$1,841,798$127,468,672
28Davis Capital Management LLC$345,013$128,000,000$128,000,000
29Vesta Wealth Management, LLC$490,528$131,573,787$26,376,212$157,949,999
30Naples Money Management LLC$848,362$133,909,619$12,008,563$145,918,182
31Mattia And Associates, L.L.C.$399,085$134,092,580$134,092,580
32Campbell Financial Partners, LLC$320,541$134,947,835$134,947,835
33RD Lewis Holdings, Inc.$251,060$139,840,420$139,840,420
34G & O Financial Services, Inc.$1,430,591$142,852,972$14,512,056$157,365,028
35FORTRESS WEALTH GROUP, LLC$370,000$145,000,000$40,000,000$185,000,000
36Dorman Financial Management, P.A.$166,121$152,081,722$1,414,074$153,495,796
37Utopia Wealth Management, LLC$2,306,575$152,233,921$152,233,921
38ACCURATE WEALTH MANAGEMENT, LLC$91,284$155,000,000$155,000,000
39Fiduciary Wealth Advisors, LLC$3,559,422$157,000,423$81,480,837$238,481,260
40Financial Management Concepts$267,870$158,311,295$158,311,295
41Rivertree Advisors, LLC$557,310$158,917,261$2,702,748$161,620,009
42Madden Advisory Services, Inc.$272,540$159,163,230$159,163,230
43Firstrust LLC$1,273,381$166,000,000$11,000,000$177,000,000
44TCWP LLC$362,279$166,626,166$5,456,496$172,082,662
45Treasure Coast Financial Planning, Inc.$312,549$167,213,692$167,213,692
46Alhambra Investment Partners LLC$539,676$169,945,147$32,433,307$202,378,454
47Rutherford Asset Planning, Inc.$567,429$173,065,840$173,065,840
48Cathy Pareto And Associates, Inc.$389,965$173,924,464$173,924,464
49River Capital Advisors, Lc$469,193$175,300,052$55,073,616$230,373,668
50Millares Asset Management, LLC$1,045,251$176,647,383$176,647,383
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Showing 1 to 50 of 109 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.