RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ALLGEN FINANCIAL ADVISORS, INC.$151,804$235,296,000$235,296,000
2RM PRIVATE WEALTH MANAGEMENT INC.$1,066,242$167,400,000$167,400,000
3COMPASS FINANCIAL GROUP, INC.$867,415$340,894,250$340,894,250
4BLUE OCEAN CAPITAL$1,080,615$514,372,567$514,372,567
5COMPOUND FAMILY OFFICES, LLC$2,188,962$238,596,854$238,596,854
6BILTMORE CAPITAL ADVISORS$552,155$437,859,206$437,859,206
7INVESTMENT ADVISORY PROFESSIONALS LLC$1,602,143$224,300,000$224,300,000
8FIDUCIARY WEALTH ADVISORS, LLC$2,287,425$157,832,355$157,832,355
9UTOPIA WEALTH MANAGEMENT, LLC$3,174,440$126,977,616$126,977,616
10CORE WEALTH MANAGEMENT, INC.$313,521$167,106,487$167,106,487
11TREASURE COAST FINANCIAL PLANNING, INC.$276,643$152,153,625$152,153,625
12DISCIPLINED EQUITY MANAGEMENT, INC.$410,166$237,896,157$237,896,157
13YALE CAPITAL CORP.$18,042,448$1,912,499,533$1,912,499,533
14RESOURCE CONSULTING GROUP$889,343$2,030,370,126$2,030,370,126
15HERITAGE INVESTMENT GROUP, INC.$752,287$1,354,868,446$1,354,868,446
16SALTMARSH FINANCIAL ADVISORS, L.L.C.$525,606$211,293,758$211,293,758
17ARBOR WEALTH$322,953$313,910,486$313,910,486
18FINANCIAL MANAGEMENT CONCEPTS$251,486$145,610,229$145,610,229
19ACCURATE WEALTH MANAGEMENT, LLC$91,284$155,000,000$155,000,000
20WINNING POINTS ADVISORS, L.L.C.$512,935$268,778,000$268,778,000
21GYROSCOPE CAPITAL MANAGEMENT GROUP LLC$464,329$286,955,486$286,955,486
22RAINEY & RANDALL INVESTMENT MANAGEMENT, INC.$490,504$322,751,407$322,751,407
23SKY ALPHA ASSET ADVISORS LLC$1,867,790$276,432,886$276,432,886
24SPRAKER WEALTH MANAGEMENT INC$484,788$171,615,039$171,615,039
25AMERICAN ASSET MANAGEMENT INC.$725,738$251,105,460$251,105,460
26AFFILIATED PRIVATE INVESTORS LLC$22,421,314$672,639,433$672,639,433
27CHRONOS WEALTH MANAGEMENT, L.L.C.$285,613$149,946,691$149,946,691
28CATHY PARETO AND ASSOCIATES$352,245$147,238,615$147,238,615
29J. L. BAINBRIDGE & CO., INC.$441,076$812,903,745$812,903,745
30SEA HUNTER CAPITAL$1,425,384$102,627,642$102,627,642
31MADDEN ADVISORY SERVICES, INC.$474,550$248,189,556$248,189,556
32RUTHERFORD ASSET PLANNING, INC.$495,405$139,704,164$139,704,164
33MILLARES ASSET MANAGEMENT, LLC$977,695$163,275,141$163,275,141
34PRIVATE CAPITAL MANAGEMENT$2,353,596$793,161,990$793,161,990
35BANYAN GLOBAL INVESTMENT ADVISORS, LLC$1,475,913$208,103,708$208,103,708
36BRAY CAPITAL ADVISORS, LLC$1,417,243$355,727,994$355,727,994
37THE LUBITZ FINANCIAL GROUP$329,660$215,267,835$215,267,835
38SUNCOAST EQUITY MANAGEMENT, LLC$697,117$583,486,835$583,486,835
39NORTHSTAR FINANCIAL PLANNERS, INC.$646,919$175,314,992$175,314,992
40CORE WEALTH ADVISORS, INC.$495,117$267,237,081$125,911$267,362,992
41CHIRON CAPITAL MANAGEMENT, LLC$239,444$223,836,733$282,949$224,119,682
42DAVIS CAPITAL MANAGEMENT$920,168$109,200,000$300,000$109,500,000
43RWM ASSET MANAGEMENT, LLC$1,615,301$240,151,211$528,571$240,679,782
44LIFE PLANNING PARTNERS, INC.$351,531$216,287,082$607,540$216,894,622
45DORMAN FINANCIAL MANAGEMENT, P.A.$162,154$148,120,546$898,636$149,019,182
46RIVERTREE ADVISORS, LLC$615,987$157,247,277$1,677,477$158,924,754
47EVENSKY & KATZ/FOLDES FINANCIAL WEALTH MANAGEMENT$476,504$2,094,399,225$1,741,087$2,096,140,312
48FORZA WEALTH MANAGEMENT$532,711$106,893,829$1,779,189$108,673,018
49TOTAL WEALTH PLANNING AND MANAGEMENT, INC.$191,971$125,626,874$1,841,798$127,468,672
50MOISAND FITZGERALD TAMAYO, LLC$276,893$648,180,983$2,239,948$650,420,931
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.