RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Bauerle Financial, Inc$199,129$95,761,933$6,988,778$102,750,711
2Kairos Private Wealth, Inc.$208,531$99,666,710$6,892,413$106,559,123
3Sea Hunter Capital LLC$1,409,919$107,153,851$107,153,851
4Lawrence Financial Planning, LLC$1,519,693$8,093,794$102,843,818$110,937,612
5Forza Wealth Management, LLC$559,084$113,830,753$1,899,714$115,730,467
6Spectra Investment Management, LLC$1,452,239$112,983,080$3,196,046$116,179,126
7The Tenret Company, LLC$1,347,810$121,302,898$121,302,898
8Bluekey Wealth Advisors, LLC$360,955$120,288,147$3,519,356$123,807,503
9Wall Advisors, Inc.$314,872$121,906,371$4,042,567$125,948,938
10TOTAL WEALTH PLANNING AND MANAGEMENT, INC.$191,971$125,626,874$1,841,798$127,468,672
11Davis Capital Management LLC$345,013$128,000,000$128,000,000
12Holifield Financial Advisory Services, Inc$281,860$104,100,000$26,683,000$130,783,000
13Orca Wealth Management, LLC$321,646$115,970,487$15,582,589$131,553,076
14Mattia And Associates, L.L.C.$399,085$134,092,580$134,092,580
15Campbell Financial Partners, LLC$320,541$134,947,835$134,947,835
16Macke Financial Advisory Group, Inc.$292,351$125,216,369$10,141,963$135,358,332
17RD Lewis Holdings, Inc.$251,060$139,840,420$139,840,420
18Guardsman Private Capital Management, Inc.$5,437,722$80,942,166$60,438,610$141,380,776
19Matthias Private Wealth, LLC$395,091$113,003,893$28,833,854$141,837,747
20Grand Central Investment Group, LLC$327,513$118,137,928$27,277,802$145,415,730
21Naples Money Management LLC$848,362$133,909,619$12,008,563$145,918,182
22Antonetti Capital Management, LLC$442,318$124,066,808$22,340,344$146,407,152
23Utopia Wealth Management, LLC$2,306,575$152,233,921$152,233,921
24Dorman Financial Management, P.A.$166,121$152,081,722$1,414,074$153,495,796
25BALDWIN & ASSOCIATES$280,842$154,744,210$154,744,210
26ACCURATE WEALTH MANAGEMENT, LLC$91,284$155,000,000$155,000,000
27G & O Financial Services, Inc.$1,430,591$142,852,972$14,512,056$157,365,028
28Vesta Wealth Management, LLC$490,528$131,573,787$26,376,212$157,949,999
29Financial Management Concepts$267,870$158,311,295$158,311,295
30Madden Advisory Services, Inc.$272,540$159,163,230$159,163,230
31Rivertree Advisors, LLC$557,310$158,917,261$2,702,748$161,620,009
32Treasure Coast Financial Planning, Inc.$312,549$167,213,692$167,213,692
33TCWP LLC$362,279$166,626,166$5,456,496$172,082,662
34Rutherford Asset Planning, Inc.$567,429$173,065,840$173,065,840
35Cathy Pareto And Associates, Inc.$389,965$173,924,464$173,924,464
36Millares Asset Management, LLC$1,045,251$176,647,383$176,647,383
37Firstrust LLC$1,273,381$166,000,000$11,000,000$177,000,000
38Belleair Asset Management, LLC$616,908$121,890,769$57,012,611$178,903,380
39Banyan Global Investment Advisors, LLC$1,021,225$180,756,785$180,756,785
40Northstar Financial Planners, Inc.$245,309$180,792,475$180,792,475
41FORTRESS WEALTH GROUP, LLC$370,000$145,000,000$40,000,000$185,000,000
42Carpenter, Claydon Advisors, Inc.$607,499$4,542,103$180,744,943$185,287,046
43Luma Capital LLC$3,180,867$44,584,064$146,267,926$190,851,990
44Spraker Wealth Management Inc$532,721$192,844,866$192,844,866
45RM Private Wealth Management Inc.$1,141,176$194,000,000$194,000,000
46Brightwater Advisory, LLC$341,845$186,202,729$8,306,979$194,509,708
47Alhambra Investment Partners LLC$539,676$169,945,147$32,433,307$202,378,454
48Financial Harvest, LLC$272,816$204,264,628$620,440$204,885,068
49Camarda Financial Advisors , LLC$181,238$211,398,428$2,461,940$213,860,368
50Core Wealth Management, Inc.$371,990$214,638,348$214,638,348
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Showing 1 to 50 of 109 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.