RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | SEA HUNTER CAPITAL | $1,425,384 | $102,627,642 | — | $102,627,642 |
| 2 | BAUERLE FINANCIAL, INC | $192,608 | $99,005,969 | $5,194,759 | $104,200,728 |
| 3 | FORZA WEALTH MANAGEMENT | $532,711 | $106,893,829 | $1,779,189 | $108,673,018 |
| 4 | DAVIS CAPITAL MANAGEMENT | $920,168 | $109,200,000 | $300,000 | $109,500,000 |
| 5 | BLUEKEY WEALTH ADVISORS, LLC | $294,969 | $105,900,627 | $4,122,847 | $110,023,474 |
| 6 | TCWP LLC | $337,537 | $107,716,759 | $2,995,537 | $110,712,296 |
| 7 | HOLIFIELD FINANCIAL ADVISORY SERVICES/PROSPER FINANCIAL ADVISERS | $226,966 | $96,800,000 | $24,400,000 | $121,200,000 |
| 8 | NAPLES MONEY MANAGEMENT LLC | $285,822 | $119,929,603 | $6,689,613 | $126,619,216 |
| 9 | UTOPIA WEALTH MANAGEMENT, LLC | $3,174,440 | $126,977,616 | — | $126,977,616 |
| 10 | MATTHIAS PRIVATE WEALTH, LLC | $344,866 | $98,756,240 | $28,499,216 | $127,255,456 |
| 11 | TOTAL WEALTH PLANNING AND MANAGEMENT, INC. | $191,971 | $125,626,874 | $1,841,798 | $127,468,672 |
| 12 | MACKE FINANCIAL ADVISORY GROUP | $251,139 | $121,617,396 | $6,714,567 | $128,331,963 |
| 13 | GRAND CENTRAL INVESTMENT GROUP, LLC | $309,589 | $111,226,026 | $25,921,765 | $137,147,791 |
| 14 | VESTA WEALTH MANAGEMENT, LLC | $437,500 | $113,444,867 | $23,930,129 | $137,374,996 |
| 15 | RUTHERFORD ASSET PLANNING, INC. | $495,405 | $139,704,164 | — | $139,704,164 |
| 16 | BELLEAIR ASSET MANAGEMENT, LLC | $495,991 | $85,869,424 | $55,983,932 | $141,853,356 |
| 17 | FINANCIAL MANAGEMENT CONCEPTS | $251,486 | $145,610,229 | — | $145,610,229 |
| 18 | CATHY PARETO AND ASSOCIATES | $352,245 | $147,238,615 | — | $147,238,615 |
| 19 | DORMAN FINANCIAL MANAGEMENT, P.A. | $162,154 | $148,120,546 | $898,636 | $149,019,182 |
| 20 | G & O FINANCIAL SERVICES, INC. | $1,296,163 | $134,517,857 | $14,540,917 | $149,058,774 |
| 21 | CHRONOS WEALTH MANAGEMENT, L.L.C. | $285,613 | $149,946,691 | — | $149,946,691 |
| 22 | TREASURE COAST FINANCIAL PLANNING, INC. | $276,643 | $152,153,625 | — | $152,153,625 |
| 23 | BALDWIN & ASSOCIATES | $280,842 | — | $154,744,210 | $154,744,210 |
| 24 | ACCURATE WEALTH MANAGEMENT, LLC | $91,284 | $155,000,000 | — | $155,000,000 |
| 25 | FIDUCIARY WEALTH ADVISORS, LLC | $2,287,425 | $157,832,355 | — | $157,832,355 |
| 26 | RIVERTREE ADVISORS, LLC | $615,987 | $157,247,277 | $1,677,477 | $158,924,754 |
| 27 | MILLARES ASSET MANAGEMENT, LLC | $977,695 | $163,275,141 | — | $163,275,141 |
| 28 | CARPENTER, CLAYDON ADVISORS, INC. | $646,464 | $3,924,919 | $160,276,949 | $164,201,868 |
| 29 | CORE WEALTH MANAGEMENT, INC. | $313,521 | $167,106,487 | — | $167,106,487 |
| 30 | RM PRIVATE WEALTH MANAGEMENT INC. | $1,066,242 | $167,400,000 | — | $167,400,000 |
| 31 | FIRSTRUST | $1,307,692 | $162,000,000 | $8,000,000 | $170,000,000 |
| 32 | SPRAKER WEALTH MANAGEMENT INC | $484,788 | $171,615,039 | — | $171,615,039 |
| 33 | ALHAMBRA INVESTMENT MANAGEMENT LLC | $519,429 | $147,278,841 | $27,768,596 | $175,047,437 |
| 34 | NORTHSTAR FINANCIAL PLANNERS, INC. | $646,919 | $175,314,992 | — | $175,314,992 |
| 35 | CLIENT 1ST ADVISORY GROUP | $300,733 | $179,375,943 | $3,470,000 | $182,845,943 |
| 36 | BRIGHTWATER ADVISORY, LLC | $304,202 | $178,382,390 | $5,659,645 | $184,042,035 |
| 37 | FORTRESS WEALTH GROUP, LLC | $370,000 | $145,000,000 | $40,000,000 | $185,000,000 |
| 38 | BANYAN GLOBAL INVESTMENT ADVISORS, LLC | $1,475,913 | $208,103,708 | — | $208,103,708 |
| 39 | SALTMARSH FINANCIAL ADVISORS, L.L.C. | $525,606 | $211,293,758 | — | $211,293,758 |
| 40 | THE LUBITZ FINANCIAL GROUP | $329,660 | $215,267,835 | — | $215,267,835 |
| 41 | LIFE PLANNING PARTNERS, INC. | $351,531 | $216,287,082 | $607,540 | $216,894,622 |
| 42 | CHIRON CAPITAL MANAGEMENT, LLC | $239,444 | $223,836,733 | $282,949 | $224,119,682 |
| 43 | INVESTMENT ADVISORY PROFESSIONALS LLC | $1,602,143 | $224,300,000 | — | $224,300,000 |
| 44 | ALLGEN FINANCIAL ADVISORS, INC. | $151,804 | $235,296,000 | — | $235,296,000 |
| 45 | DISCIPLINED EQUITY MANAGEMENT, INC. | $410,166 | $237,896,157 | — | $237,896,157 |
| 46 | COMPOUND FAMILY OFFICES, LLC | $2,188,962 | $238,596,854 | — | $238,596,854 |
| 47 | RWM ASSET MANAGEMENT, LLC | $1,615,301 | $240,151,211 | $528,571 | $240,679,782 |
| 48 | CAMARDA WEALTH ADVISORY GROUP | $204,635 | $239,587,275 | $4,542,161 | $244,129,436 |
| 49 | MADDEN ADVISORY SERVICES, INC. | $474,550 | $248,189,556 | — | $248,189,556 |
| 50 | AMERICAN ASSET MANAGEMENT INC. | $725,738 | $251,105,460 | — | $251,105,460 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
