RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1W.E. Family Offices, LLC$118,612,102$10,200,640,735$10,200,640,735
2ASTON CAPITAL MANAGEMENT$35,957,045$95,690,038$263,880,409$359,570,447
3AFFILIATED PRIVATE INVESTORS LLC$22,421,314$672,639,433$672,639,433
4Texas Yale Capital Corp.$19,116,143$2,045,427,322$2,045,427,322
5Fitzroy Investment Advisors LLC$10,691,404$513,187,389$513,187,389
6CV Advisors LLC$6,815,634$642,536,163$7,018,236,944$7,660,773,107
7Guardsman Private Capital Management, Inc.$5,437,722$80,942,166$60,438,610$141,380,776
8Fiduciary Wealth Advisors, LLC$3,559,422$157,000,423$81,480,837$238,481,260
9Luma Capital LLC$3,180,867$44,584,064$146,267,926$190,851,990
10PRIVATE CAPITAL MANAGEMENT$2,353,596$793,161,990$793,161,990
11Utopia Wealth Management, LLC$2,306,575$152,233,921$152,233,921
12Element Pointe Advisors, LLC$2,286,280$549,425,050$22,144,881$571,569,931
13Compound Family Offices, LLC$1,822,074$302,464,256$302,464,256
14Bray Capital Advisors, LLC$1,786,554$428,773,055$428,773,055
15Lawrence Financial Planning, LLC$1,519,693$8,093,794$102,843,818$110,937,612
16Spectra Investment Management, LLC$1,452,239$112,983,080$3,196,046$116,179,126
17G & O Financial Services, Inc.$1,430,591$142,852,972$14,512,056$157,365,028
18Sea Hunter Capital LLC$1,409,919$107,153,851$107,153,851
19The Tenret Company, LLC$1,347,810$121,302,898$121,302,898
20Firstrust LLC$1,273,381$166,000,000$11,000,000$177,000,000
21RM Private Wealth Management Inc.$1,141,176$194,000,000$194,000,000
22WATER OAK ADVISORS, LLC$1,111,937$2,101,164,206$144,948,809$2,246,113,015
23CPA Asset Management Group, LLC$1,054,317$484,985,803$484,985,803
24Millares Asset Management, LLC$1,045,251$176,647,383$176,647,383
25Banyan Global Investment Advisors, LLC$1,021,225$180,756,785$180,756,785
26Aviance Capital Partners LLC$914,569$557,497,035$390,028$557,887,063
27Resource Consulting Group Inc$886,231$2,193,422,143$2,193,422,143
28Compass Financial Group, Inc.$870,077$357,601,500$357,601,500
29Naples Money Management LLC$848,362$133,909,619$12,008,563$145,918,182
30Suncoast Equity Management, LLC$802,038$850,160,087$850,160,087
31Heritage Investment Group, Inc.$756,055$1,388,116,487$1,388,116,487
32Slatestone Wealth LLC$750,165$838,867,989$6,567,414$845,435,403
33The Ullmann Financial Group, Inc.$717,032$575,098,518$7,131,266$582,229,784
34The High Net Worth Advisory Group, LLC$674,505$347,165,542$56,188,699$403,354,241
35Allegiant Private Advisors, LLC$666,980$905,737,620$5,357,469$911,095,089
36Noesis Capital Management Corp$660,370$501,745,999$49,002,932$550,748,931
37Belleair Asset Management, LLC$616,908$121,890,769$57,012,611$178,903,380
38Sky Alpha Asset Advisors LLC$614,845$247,167,637$247,167,637
39Carpenter, Claydon Advisors, Inc.$607,499$4,542,103$180,744,943$185,287,046
40Breiter Capital Management Inc$590,842$314,327,980$314,327,980
41Investment Advisory Professionals LLC$574,572$235,000,000$235,000,000
42Rutherford Asset Planning, Inc.$567,429$173,065,840$173,065,840
43Core Wealth Advisors, Inc.$561,977$324,690,088$132,585$324,822,673
44Forza Wealth Management, LLC$559,084$113,830,753$1,899,714$115,730,467
45Doyle Wealth Management, LLC$558,151$1,257,514,673$1,257,514,673
46Rivertree Advisors, LLC$557,310$158,917,261$2,702,748$161,620,009
47Rainey & Randall Investment Management, Inc.$555,963$371,383,167$371,383,167
48Dakota Wealth, LLC$555,870$1,418,995,059$1,253,798$1,420,248,857
49Biltmore Capital Advisors, LLC$551,422$519,439,416$519,439,416
50Alhambra Investment Partners LLC$539,676$169,945,147$32,433,307$202,378,454
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.