RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1CAPITAL MANAGEMENT CONSULTANTS, INC.$312,839$102,311,030$1,551,412$103,862,442
2FOCUS FINANCIAL ADVISORS$272,157$109,679,160$109,679,160
3MODEL WEALTH$412,639$115,538,914$115,538,914
4INTEROCEAN CAPITAL - TN, LLC$1,434,570$97,616,846$18,583,340$116,200,186
5MARK BELL ADVISORY SERVICES, INC.$901,653$124,428,155$124,428,155
6PATRICK M. SWEENEY & ASSOCIATES, INC$659,626$118,879,700$7,768,503$126,648,203
7PRISM PLANNING PARTNERS$647,357$127,529,414$127,529,414
8STONE ISLAND FINANCIAL PLANNING$475,363$131,675,568$131,675,568
9HOLDER WEALTH MANAGEMENT$236,488$141,420,000$141,420,000
10OAK WEALTH ADVISORS LLC$2,184,615$141,300,000$700,000$142,000,000
11COGENT STRATEGIC WEALTH$503,614$148,062,638$148,062,638
12THE PLANNING GROUP$286,781$148,884,033$3,110,001$151,994,034
13CAFG WEALTH MANAGEMENT, INC.$213,699$156,641,548$156,641,548
14COE CAPITAL MANAGEMENT, LLC$881,483$156,900,207$3,794$156,904,001
15CHICAGO WEALTH MANAGEMENT, INC.$213,312$158,917,337$158,917,337
16STERLING WEALTH MANAGEMENT, INC.$459,748$161,831,305$161,831,305
17MENDEL MONEY MANAGEMENT INC$1,076,178$173,264,644$173,264,644
18ARLINGTON CAPITAL MANAGEMENT, INC.$239,835$174,359,765$174,359,765
19BLUESTEM FINANCIAL ADVISORS, LLC$269,712$185,338,616$7,505,194$192,843,810
20SILIGMUELLER & NORVID WEALTH ADVISORS LLC$2,221,437$193,265,000$193,265,000
21SCHLINDWEIN ASSOCIATES LLC$426,819$197,617,342$197,617,342
22DETTERBECK WEALTH MANAGEMENT$318,574$180,052,779$18,737,359$198,790,138
23REZNY WEALTH MANAGEMENT, INC.$535,391$202,727,722$720,730$203,448,452
24SEBOLD CAPITAL MANAGEMENT, INC$305,515$176,694,984$29,222,292$205,917,276
25ADVISORY PARTNERS, LLC$1,181,585$207,958,889$207,958,889
26HENDRICKS WEALTH AND ESTATE MANAGEMENT$111,697$202,005,432$6,086,262$208,091,694
27ALEX GREEN INVESTMENT MANAGEMENT LLC$1,912,911$208,507,248$208,507,248
28TRINITY FINANCIAL ADVISORS LLC$334,029$212,108,419$212,108,419
29CAMBRIDGE CAPITAL MANAGEMENT, LLC$243,962$186,471,902$28,214,248$214,686,150
30PIERSHALE FINANCIAL GROUP, INC.$191,613$195,954,123$19,610,508$215,564,631
31EDGE FINANCIAL ADVISORS, LLC$495,087$227,793,947$2,421,733$230,215,680
32OFM WEALTH$327,095$237,059,675$9,242,757$246,302,432
33MIRAMAR CAPITAL$876,123$232,088,206$16,730,737$248,818,943
34FOUNTAINHEAD FINANCIAL, LLC$2,896,512$249,100,000$249,100,000
35RUEDI WEALTH MANAGEMENT, INC.$276,005$236,004,257$15,436,584$251,440,841
36OAK FAMILY ADVISORS, LLC$541,684$205,200,000$58,600,000$263,800,000
37ZIMMERMAN WEALTH MANAGEMENT, LLC$1,729,005$264,537,751$264,537,751
38GRAYBILL BARTZ ASSOCIATES, LTD$562,550$251,142,175$14,943,945$266,086,120
39HERITAGE WAY ADVISORS, L.L.C.$638,602$298,227,333$298,227,333
40SHANKERVALLEAU WEALTH ADVISORS, INC.$597,528$331,373,299$5,632,626$337,005,925
41CLUNE & ASSOCIATES$571,938$338,015,280$338,015,280
42PINNACLE FINANCIAL GROUP LLC$402,544$308,666,238$36,313,601$344,979,839
43GRYPHON ADVISORS, LLC$271,234$271,497,614$78,664,850$350,162,464
44HEMSLEY ADVISORS, LTD.$629,286$12,639,589$375,000,575$387,640,164
45SPOTLIGHT ASSET GROUP$352,577$319,430,093$84,270,642$403,700,735
46MOLLER FINANCIAL SERVICES$474,557$441,812,970$441,812,970
47ABERDEEN WEALTH MANAGEMENT LLC$985,778$427,645,999$16,939,871$444,585,870
48OPTIMUM INVESTMENT ADVISORS, LLC$571,670$418,441,463$33,749,800$452,191,263
49VANTAGE FINANCIAL PARTNERS LIMITED$585,126$510,046,630$4,864,372$514,911,002
50RAPPAPORT REICHES CAPITAL MANAGEMENT,$501,050$574,704,366$574,704,366
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.