RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Patrick M. Sweeney & Associates, Inc$715,503$129,149,327$7,511,740$136,661,067
52Roberts, Glore & Co.$729,490$521,684,712$226,042,664$747,727,376
53Heritage Way Advisors, L.L.C.$735,511$368,490,866$368,490,866
54Capstone Financial Advisors Inc$742,373$1,829,602,495$7,028,446$1,836,630,941
55INTEROCEAN CAPITAL, LLC$789,725$1,963,117,713$489,767,149$2,452,884,862
56Coe Capital Management, LLC$905,128$176,500,000$176,500,000
57Balasa Dinverno Foltz LLC$923,663$5,366,480,585$5,366,480,585
58Mark Bell Advisory Services, Inc.$969,569$130,891,860$130,891,860
59JMG Financial Group Ltd$1,017,245$3,640,644,000$147,575,000$3,788,219,000
60Aberdeen Wealth Management LLC$1,133,259$487,361,186$18,072,360$505,433,546
61Arthur M. Cohen & Associates LLC$1,134,323$891,578,096$891,578,096
62Zuckerman Investment Group, LLC$1,168,729$952,601,112$95,748,722$1,048,349,834
63ADVISORY PARTNERS, LLC$1,181,585$207,958,889$207,958,889
64Alex Green Investment Management LLC$1,212,216$206,076,774$206,076,774
65Mendel Money Management Inc$1,238,240$205,547,915$205,547,915
66Urban Financial Advisory Corp$1,276,736$815,351,819$112,834,900$928,186,719
67Chesley, Taft & Associates, LLC$1,292,021$1,980,194,816$165,851,992$2,146,046,808
68Personal Financial Planning, Inc.$1,419,280$896,985,000$896,985,000
69INTEROCEAN CAPITAL - TN, LLC$1,434,570$97,616,846$18,583,340$116,200,186
70Savant Capital, LLC$1,457,602$9,591,019,191$9,591,019,191
71Gofen And Glossberg, L.L.C.$1,629,753$5,275,945,392$279,884,250$5,555,829,642
72Grey Street Capital, LLC$1,723,867$907,976,959$53,940,848$961,917,807
73The Mosaic Financial Group, LLC$1,746,231$447,926,677$535,201,375$983,128,052
74Lowery Asset Consulting, LLC$1,763,465$917,001,771$917,001,771
75Cresset Asset Management, LLC$1,917,103$11,570,814,863$106,261,425$11,677,076,288
76Financial Solutions Advisory Group, Inc.$1,952,610$646,314,000$646,314,000
77Chicago Capital, LLC$2,077,828$2,669,667,853$8,653,082$2,678,320,935
78Oak Wealth Advisors LLC$2,151,515$142,000,000$142,000,000
79Zimmerman Wealth Management, LLC$2,154,595$303,797,935$303,797,935
80Brownson, Rehmus & Foxworth, Inc.$2,390,783$6,024,774,223$6,024,774,223
81Siligmueller & Norvid Wealth Advisors LLC$2,410,477$207,301,000$207,301,000
82Promus Capital, LLC$2,415,056$411,299,764$590,948,397$1,002,248,161
83Redmont Wealth Advisors LLC$2,788,364$122,688,000$122,688,000
84Fountainhead Financial, LLC$3,185,227$280,300,000$280,300,000
85Port Capital LLC$4,509,722$1,848,909,874$103,799,759$1,952,709,633
86Altair Advisers, LLC$8,053,887$1,855,807,452$4,168,499,791$6,024,307,243
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.