RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1SECHREST FINANCIAL SERVICES$434,482$135,558,529$135,558,529
2CAMBRIDGE CAPE COD ADVISORS$406,371$131,664,082$131,664,082
3AEQUITAS INVESTMENT ADVISORS, LLC$563,021$623,827,690$623,827,690
4FENWAY FINANCIAL ADVISORS, LLC$449,360$107,846,300$107,846,300
5FLOREK FINANCIAL, LLC$613,718$298,267,000$298,267,000
6FAIRFIELD FINANCIAL ADVISORS$545,358$22,857,707$191,467,972$214,325,679
7DIVERSIFIED FINANCIAL MANAGEMENT$470,994$66,062,314$108,205,611$174,267,925
8VODIA CAPITAL, LLC$378,432$98,948,682$2,471,098$101,419,780
9W.H. CORNERSTONE INVESTMENTS INC.$348,661$102,110,908$6,322,599$108,433,507
10LENK LADNER INVESTMENT SOLUTIONS LLC$414,561$104,660,726$34,631,625$139,292,351
11BREEDS HILL CAPITAL LLC$3,295,195$107,923,825$1,302,419,524$1,410,343,349
12FINANCIALLY IN TUNE$204,919$108,491,175$8,722,346$117,213,521
13WERNAU ASSET MANAGEMENT$528,070$113,007,068$113,007,068
14TRAUB CAPITAL MANAGEMENT$1,252,492$113,976,742$113,976,742
15ATWATER WEALTH MANAGEMENT$476,323$117,125,968$2,907,538$120,033,506
16STAKEHOLDERS CAPITAL$876,277$118,297,354$118,297,354
17SOUTH SHORE CAPITAL ADVISORS, LLC$1,103,739$121,463,565$72,794,534$194,258,099
18HIGH PINES WEALTH MANAGEMENT LLC$1,052,510$122,899,153$244,568$123,143,721
19ASSETGRADE, LLC$255,219$125,822,737$125,822,737
20WILLOW$330,406$125,884,519$125,884,519
21FORNESS FINANCIAL LLC$194,320$130,000,000$130,000,000
221620 INVESTMENT ADVISORS, INC.$334,629$132,215,698$3,308,906$135,524,604
23FLYING POINT FINANCIAL, INC.$222,853$132,700,000$4,800,000$137,500,000
24MERIDIAN FINANCIAL, LLC$1,073,629$133,130,000$133,130,000
25FINARC INVESTMENTS, INC.$351,694$137,864,060$137,864,060
26WOODSIDE WEALTH MANAGEMENT$447,826$144,080,853$119,195$144,200,048
27STRATEGIC PLANNING GROUP, INC.$156,769$150,507,749$6,417,728$156,925,477
28CAPE ANN CAPITAL, INC.$432,068$154,851,092$1,557,661$156,408,753
29ASSET MANAGEMENT RESOURCES, LLC$258,002$159,232,670$20,336,781$179,569,451
30ARTEMIS FINANCIAL ADVISORS$818,235$160,374,113$160,374,113
31BEACON FINANCIAL PLANNING OF CAPE COD$255,025$180,302,396$180,302,396
32DARROW WEALTH MANAGEMENT$598,668$187,981,900$187,981,900
33MICHAEL J. CREW, INVESTMENT ADVISOR$1,775,472$188,200,000$188,200,000
34COX CAPITAL MANAGEMENT LLC$633,745$205,333,526$205,333,526
35VIA GLOBAL ADVISORS LLC$1,277,423$206,164,077$229,436,997$435,601,074
36LITTLE HOUSE CAPITAL, LLC$622,352$208,612,484$1,120,120$209,732,604
37SANDY COVE ADVISORS, LLC$490,741$210,935,296$49,157,436$260,092,732
38ABBOT FINANCIAL MANAGEMENT, INC$494,183$212,992,975$212,992,975
39COTTAGE STREET ADVISORS$2,541,945$213,523,369$213,523,369
40GRAY EQUITY MANAGEMENT, LLC$1,259,816$214,396,931$4,811,131$219,208,062
41EXCHANGE PLACE ADVISORS, LLC$391,340$224,237,805$224,237,805
42SINGLE POINT PARTNERS$406,522$225,754,936$3,523,658$229,278,594
43PROCTOR FINANCIAL$260,322$229,343,796$229,343,796
44STONEHEARTH CAPITAL MANAGEMENT$151,176$232,357,289$232,357,289
45PERENNIAL ADVISORS GROUP, LLC$335,095$246,964,710$246,964,710
46CARL P. SHERR & CO., LLC$408,962$250,022,795$19,073,919$269,096,714
47COOPER LAPMAN FINANCIAL, LLC$868,753$253,675,753$253,675,753
48RIVERVIEW CAPITAL ADVISERS LLC$680,482$261,231,771$49,748,642$310,980,413
49THOMPSON WEALTH MANAGEMENT, LTD.$534,355$264,682,624$3,029,227$267,711,851
50PEDDOCK CAPITAL ADVISORS, LLC$1,429,302$271,221,651$21,785,346$293,006,997
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Showing 1 to 50 of 113 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.