RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | VODIA CAPITAL, LLC | $378,432 | $98,948,682 | $2,471,098 | $101,419,780 |
| 2 | FENWAY FINANCIAL ADVISORS, LLC | $449,360 | — | $107,846,300 | $107,846,300 |
| 3 | W.H. CORNERSTONE INVESTMENTS INC. | $348,661 | $102,110,908 | $6,322,599 | $108,433,507 |
| 4 | WERNAU ASSET MANAGEMENT | $528,070 | $113,007,068 | — | $113,007,068 |
| 5 | TRAUB CAPITAL MANAGEMENT | $1,252,492 | $113,976,742 | — | $113,976,742 |
| 6 | FINANCIALLY IN TUNE | $204,919 | $108,491,175 | $8,722,346 | $117,213,521 |
| 7 | STAKEHOLDERS CAPITAL | $876,277 | $118,297,354 | — | $118,297,354 |
| 8 | ATWATER WEALTH MANAGEMENT | $476,323 | $117,125,968 | $2,907,538 | $120,033,506 |
| 9 | HIGH PINES WEALTH MANAGEMENT LLC | $1,052,510 | $122,899,153 | $244,568 | $123,143,721 |
| 10 | ASSETGRADE, LLC | $255,219 | $125,822,737 | — | $125,822,737 |
| 11 | WILLOW | $330,406 | $125,884,519 | — | $125,884,519 |
| 12 | FORNESS FINANCIAL LLC | $194,320 | $130,000,000 | — | $130,000,000 |
| 13 | CAMBRIDGE CAPE COD ADVISORS | $406,371 | — | $131,664,082 | $131,664,082 |
| 14 | MERIDIAN FINANCIAL, LLC | $1,073,629 | $133,130,000 | — | $133,130,000 |
| 15 | 1620 INVESTMENT ADVISORS, INC. | $334,629 | $132,215,698 | $3,308,906 | $135,524,604 |
| 16 | SECHREST FINANCIAL SERVICES | $434,482 | — | $135,558,529 | $135,558,529 |
| 17 | FLYING POINT FINANCIAL, INC. | $222,853 | $132,700,000 | $4,800,000 | $137,500,000 |
| 18 | FINARC INVESTMENTS, INC. | $351,694 | $137,864,060 | — | $137,864,060 |
| 19 | LENK LADNER INVESTMENT SOLUTIONS LLC | $414,561 | $104,660,726 | $34,631,625 | $139,292,351 |
| 20 | WOODSIDE WEALTH MANAGEMENT | $447,826 | $144,080,853 | $119,195 | $144,200,048 |
| 21 | CAPE ANN CAPITAL, INC. | $432,068 | $154,851,092 | $1,557,661 | $156,408,753 |
| 22 | STRATEGIC PLANNING GROUP, INC. | $156,769 | $150,507,749 | $6,417,728 | $156,925,477 |
| 23 | ARTEMIS FINANCIAL ADVISORS | $818,235 | $160,374,113 | — | $160,374,113 |
| 24 | DIVERSIFIED FINANCIAL MANAGEMENT | $470,994 | $66,062,314 | $108,205,611 | $174,267,925 |
| 25 | ASSET MANAGEMENT RESOURCES, LLC | $258,002 | $159,232,670 | $20,336,781 | $179,569,451 |
| 26 | BEACON FINANCIAL PLANNING OF CAPE COD | $255,025 | $180,302,396 | — | $180,302,396 |
| 27 | DARROW WEALTH MANAGEMENT | $598,668 | $187,981,900 | — | $187,981,900 |
| 28 | MICHAEL J. CREW, INVESTMENT ADVISOR | $1,775,472 | $188,200,000 | — | $188,200,000 |
| 29 | SOUTH SHORE CAPITAL ADVISORS, LLC | $1,103,739 | $121,463,565 | $72,794,534 | $194,258,099 |
| 30 | COX CAPITAL MANAGEMENT LLC | $633,745 | $205,333,526 | — | $205,333,526 |
| 31 | LITTLE HOUSE CAPITAL, LLC | $622,352 | $208,612,484 | $1,120,120 | $209,732,604 |
| 32 | ABBOT FINANCIAL MANAGEMENT, INC | $494,183 | $212,992,975 | — | $212,992,975 |
| 33 | COTTAGE STREET ADVISORS | $2,541,945 | $213,523,369 | — | $213,523,369 |
| 34 | FAIRFIELD FINANCIAL ADVISORS | $545,358 | $22,857,707 | $191,467,972 | $214,325,679 |
| 35 | GRAY EQUITY MANAGEMENT, LLC | $1,259,816 | $214,396,931 | $4,811,131 | $219,208,062 |
| 36 | EXCHANGE PLACE ADVISORS, LLC | $391,340 | $224,237,805 | — | $224,237,805 |
| 37 | SINGLE POINT PARTNERS | $406,522 | $225,754,936 | $3,523,658 | $229,278,594 |
| 38 | PROCTOR FINANCIAL | $260,322 | $229,343,796 | — | $229,343,796 |
| 39 | STONEHEARTH CAPITAL MANAGEMENT | $151,176 | $232,357,289 | — | $232,357,289 |
| 40 | PERENNIAL ADVISORS GROUP, LLC | $335,095 | $246,964,710 | — | $246,964,710 |
| 41 | COOPER LAPMAN FINANCIAL, LLC | $868,753 | $253,675,753 | — | $253,675,753 |
| 42 | SANDY COVE ADVISORS, LLC | $490,741 | $210,935,296 | $49,157,436 | $260,092,732 |
| 43 | THOMPSON WEALTH MANAGEMENT, LTD. | $534,355 | $264,682,624 | $3,029,227 | $267,711,851 |
| 44 | CARL P. SHERR & CO., LLC | $408,962 | $250,022,795 | $19,073,919 | $269,096,714 |
| 45 | TAYLOR WEALTH MANAGEMENT PARTNERS | $776,598 | $281,905,127 | — | $281,905,127 |
| 46 | PEDDOCK CAPITAL ADVISORS, LLC | $1,429,302 | $271,221,651 | $21,785,346 | $293,006,997 |
| 47 | GUIDANCE POINT ADVISORS, LLC | $754,351 | $294,196,903 | — | $294,196,903 |
| 48 | FLOREK FINANCIAL, LLC | $613,718 | — | $298,267,000 | $298,267,000 |
| 49 | RIVERVIEW CAPITAL ADVISERS LLC | $680,482 | $261,231,771 | $49,748,642 | $310,980,413 |
| 50 | JONATHAN D. POND, LLC | $1,913,530 | $315,732,446 | — | $315,732,446 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
