RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Kastel Capital Advisors, LLC$713,426$70,180,070$36,120,388$106,300,458
2Sustainable Investment Solutions, LLC$766,078$113,379,574$113,379,574
3Traub Capital Management, LLC$1,436,819$126,440,077$126,440,077
4Pension & Wealth Management Advisors, Inc.$307,822$128,053,975$128,053,975
5Fenway Financial Advisors, LLC$447,547$128,445,870$128,445,870
6Adcm, LLC$347,389$130,618,137$130,618,137
7Stakeholders Capital, Inc.$236,943$117,158,827$16,950,965$134,109,792
8Polaris Advisors, LLC$577,810$104,098,495$31,109,040$135,207,535
9Financially In Tune, LLC$219,203$129,790,493$10,280,339$140,070,832
10Wernau Asset Management Inc.$651,115$141,942,973$141,942,973
11Flying Point Financial, Inc.$262,477$136,000,000$6,000,000$142,000,000
12Finarc Investments, Inc.$361,307$144,884,068$144,884,068
13Sechrest Financial Services LLC$457,131$145,824,644$145,824,644
14Atwater Wealth Management, Inc.$556,017$144,506,152$3,394,492$147,900,644
15Forness Financial LLC$210,379$150,000,000$150,000,000
16Fenton Gregory Coleman$374,732$152,515,726$152,515,726
17Meridian Financial, LLC$1,266,158$157,003,537$157,003,537
18Assetgrade, LLC$300,333$160,620,386$658,274$161,278,660
19Successful Money Strategies Inc$266,659$161,862,000$161,862,000
20Crew Michael John$1,194,105$165,980,600$165,980,600
21Woodside Wealth Management LLC$462,991$167,480,176$122,518$167,602,694
22Kraematon Investment Advisors, Inc$363,368$171,146,308$171,146,308
23Lenk Ladner Investment Solutions LLC$507,795$129,228,994$44,944,793$174,173,787
24Concordia Wealth Management, LLC$1,501,478$168,687,598$11,489,736$180,177,334
25Cottage Street Advisors, LLC$2,117,921$184,259,097$184,259,097
26Cape Ann Capital, Inc.$356,541$167,756,935$18,714,140$186,471,075
27Diversified Financial Management Associates, Inc.$489,073$83,086,155$105,695,981$188,782,136
28Strategic Planning Group, Inc.$263,224$184,702,794$4,818,813$189,521,607
29High Pines Wealth Management LLC$965,214$191,623,483$454,006$192,077,489
30Asset Management Resources, LLC$254,777$180,265,869$14,384,015$194,649,884
31Barker Financial Group, Inc.$349,835$194,699,776$1,208,009$195,907,785
32The Darrow Company, Inc.$550,665$200,441,931$200,441,931
33Beacon Financial Planning, Inc$290,996$207,479,961$207,479,961
34Abbot Financial Management, Inc$494,183$212,992,975$212,992,975
35Artemis Financial Advisors LLC$1,002,010$218,438,271$218,438,271
36South Shore Capital Advisors, LLC$1,182,126$145,376,990$78,044,852$223,421,842
37Little House Capital, LLC$618,023$224,285,567$1,292,663$225,578,230
38Gray Private Wealth, LLC$1,300,826$233,723,642$425,078$234,148,720
39Cox Capital Management LLC$653,236$234,511,680$234,511,680
40Cutler Capital Management LLC$1,440,733$249,246,822$249,246,822
41Fairfield Financial Advisors Ltd$620,893$30,681,271$220,159,495$250,840,766
42Savior LLC$222,025$221,136,495$37,301,054$258,437,549
43Stonehearth Capital Management LLC$240,250$262,112,251$262,112,251
44Exchange Place Advisors, LLC$440,419$262,929,898$262,929,898
45Sachetta & Callahan, LLC$279,761$268,849,926$268,849,926
46Perennial Advisors Group, LLC$360,490$268,925,325$268,925,325
47Proctor Financial, Inc.$1,279,218$275,031,811$275,031,811
48TAYLOR WEALTH MANAGEMENT PARTNERS$776,598$281,905,127$281,905,127
49GUIDANCE POINT ADVISORS, LLC$754,351$294,196,903$294,196,903
50Cooper Lapman Financial, LLC$988,465$296,539,363$296,539,363
Next Page »

Showing 1 to 50 of 125 entries

Page 1 | 2 | 3

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.