RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1VODIA CAPITAL, LLC$378,432$98,948,682$2,471,098$101,419,780
2FENWAY FINANCIAL ADVISORS, LLC$449,360$107,846,300$107,846,300
3W.H. CORNERSTONE INVESTMENTS INC.$348,661$102,110,908$6,322,599$108,433,507
4WERNAU ASSET MANAGEMENT$528,070$113,007,068$113,007,068
5TRAUB CAPITAL MANAGEMENT$1,252,492$113,976,742$113,976,742
6FINANCIALLY IN TUNE$204,919$108,491,175$8,722,346$117,213,521
7STAKEHOLDERS CAPITAL$876,277$118,297,354$118,297,354
8ATWATER WEALTH MANAGEMENT$476,323$117,125,968$2,907,538$120,033,506
9HIGH PINES WEALTH MANAGEMENT LLC$1,052,510$122,899,153$244,568$123,143,721
10ASSETGRADE, LLC$255,219$125,822,737$125,822,737
11WILLOW$330,406$125,884,519$125,884,519
12FORNESS FINANCIAL LLC$194,320$130,000,000$130,000,000
13CAMBRIDGE CAPE COD ADVISORS$406,371$131,664,082$131,664,082
14MERIDIAN FINANCIAL, LLC$1,073,629$133,130,000$133,130,000
151620 INVESTMENT ADVISORS, INC.$334,629$132,215,698$3,308,906$135,524,604
16SECHREST FINANCIAL SERVICES$434,482$135,558,529$135,558,529
17FLYING POINT FINANCIAL, INC.$222,853$132,700,000$4,800,000$137,500,000
18FINARC INVESTMENTS, INC.$351,694$137,864,060$137,864,060
19LENK LADNER INVESTMENT SOLUTIONS LLC$414,561$104,660,726$34,631,625$139,292,351
20WOODSIDE WEALTH MANAGEMENT$447,826$144,080,853$119,195$144,200,048
21CAPE ANN CAPITAL, INC.$432,068$154,851,092$1,557,661$156,408,753
22STRATEGIC PLANNING GROUP, INC.$156,769$150,507,749$6,417,728$156,925,477
23ARTEMIS FINANCIAL ADVISORS$818,235$160,374,113$160,374,113
24DIVERSIFIED FINANCIAL MANAGEMENT$470,994$66,062,314$108,205,611$174,267,925
25ASSET MANAGEMENT RESOURCES, LLC$258,002$159,232,670$20,336,781$179,569,451
26BEACON FINANCIAL PLANNING OF CAPE COD$255,025$180,302,396$180,302,396
27DARROW WEALTH MANAGEMENT$598,668$187,981,900$187,981,900
28MICHAEL J. CREW, INVESTMENT ADVISOR$1,775,472$188,200,000$188,200,000
29SOUTH SHORE CAPITAL ADVISORS, LLC$1,103,739$121,463,565$72,794,534$194,258,099
30COX CAPITAL MANAGEMENT LLC$633,745$205,333,526$205,333,526
31LITTLE HOUSE CAPITAL, LLC$622,352$208,612,484$1,120,120$209,732,604
32ABBOT FINANCIAL MANAGEMENT, INC$494,183$212,992,975$212,992,975
33COTTAGE STREET ADVISORS$2,541,945$213,523,369$213,523,369
34FAIRFIELD FINANCIAL ADVISORS$545,358$22,857,707$191,467,972$214,325,679
35GRAY EQUITY MANAGEMENT, LLC$1,259,816$214,396,931$4,811,131$219,208,062
36EXCHANGE PLACE ADVISORS, LLC$391,340$224,237,805$224,237,805
37SINGLE POINT PARTNERS$406,522$225,754,936$3,523,658$229,278,594
38PROCTOR FINANCIAL$260,322$229,343,796$229,343,796
39STONEHEARTH CAPITAL MANAGEMENT$151,176$232,357,289$232,357,289
40PERENNIAL ADVISORS GROUP, LLC$335,095$246,964,710$246,964,710
41COOPER LAPMAN FINANCIAL, LLC$868,753$253,675,753$253,675,753
42SANDY COVE ADVISORS, LLC$490,741$210,935,296$49,157,436$260,092,732
43THOMPSON WEALTH MANAGEMENT, LTD.$534,355$264,682,624$3,029,227$267,711,851
44CARL P. SHERR & CO., LLC$408,962$250,022,795$19,073,919$269,096,714
45TAYLOR WEALTH MANAGEMENT PARTNERS$776,598$281,905,127$281,905,127
46PEDDOCK CAPITAL ADVISORS, LLC$1,429,302$271,221,651$21,785,346$293,006,997
47GUIDANCE POINT ADVISORS, LLC$754,351$294,196,903$294,196,903
48FLOREK FINANCIAL, LLC$613,718$298,267,000$298,267,000
49RIVERVIEW CAPITAL ADVISERS LLC$680,482$261,231,771$49,748,642$310,980,413
50JONATHAN D. POND, LLC$1,913,530$315,732,446$315,732,446
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Showing 1 to 50 of 113 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.