RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Lifeworks Advisors, LLC | $168,864 | $101,518,586 | $20,907,698 | $122,426,284 |
| 2 | RFM Financial Solutions, LLC | $245,357 | $102,893,224 | $34,015,862 | $136,909,086 |
| 3 | Independent Wealth Management, LLC | $257,695 | $114,039,009 | $9,912,180 | $123,951,189 |
| 4 | Bernard Wealth Management Corp. | $265,368 | $118,097,487 | $18,301,837 | $136,399,324 |
| 5 | Breakwater Capital, LLC | $320,972 | $125,500,000 | — | $125,500,000 |
| 6 | Darden Wealth Group, Inc | $205,254 | $131,103,708 | $2,516,684 | $133,620,392 |
| 7 | Haverdink Financial Management, LLC | $316,798 | $139,391,000 | — | $139,391,000 |
| 8 | Reitz Capital Advisors LLC | $236,177 | $143,831,791 | — | $143,831,791 |
| 9 | Sage Hill Capital L.L.C. | $551,524 | $143,936,358 | $25,933,095 | $169,869,453 |
| 10 | Lifeplan Financial Advisory Group, LLC | $229,985 | $148,800,000 | — | $148,800,000 |
| 11 | Hemming& Wealth Management, Inc. | $144,027 | $151,804,161 | — | $151,804,161 |
| 12 | Miller Capital Partners, Inc. | $1,133,168 | $153,278,145 | $31,428,207 | $184,706,352 |
| 13 | Action Point Financial Planning, LLC | $176,751 | $170,200,000 | $3,900,000 | $174,100,000 |
| 14 | Gardey Financial Advisors Inc | $330,937 | $173,058,463 | $27,158,282 | $200,216,745 |
| 15 | Deseranno Corporation | $593,658 | $175,129,139 | — | $175,129,139 |
| 16 | GPM Growth Investors, Inc. | $482,925 | $180,614,000 | — | $180,614,000 |
| 17 | Braeburn Wealth Management, LLC | $240,013 | $183,944,787 | $37,826,944 | $221,771,731 |
| 18 | Rachor Investment Advisory Services, LLC | $179,248 | $191,853,983 | $2,630,213 | $194,484,196 |
| 19 | Heron Bay Capital Management, LLC | $1,594,358 | $200,889,126 | — | $200,889,126 |
| 20 | Firstmetric, LLC | $848,609 | $208,757,709 | — | $208,757,709 |
| 21 | Taylor & Morgan Wealth Management, LLC | $256,127 | $209,000,000 | — | $209,000,000 |
| 22 | AMDG Financial Advisory Services, LLC | $214,971 | $211,961,082 | — | $211,961,082 |
| 23 | Sculati Wealth Management, LLC | $260,515 | $212,319,427 | — | $212,319,427 |
| 24 | SGH Wealth Management | $274,533 | $225,117,074 | — | $225,117,074 |
| 25 | S.A. Mason, LLC | $830,195 | $225,386,508 | $254,466,078 | $479,852,586 |
| 26 | Pollock Investment Advisors, LLC | $444,095 | $245,045,841 | $538,892 | $245,584,733 |
| 27 | Vam Group, Inc. | $281,629 | $254,169,914 | $4,084,010 | $258,253,924 |
| 28 | JVL Associates, LLC | $709,348 | $259,067,197 | $20,416,067 | $279,483,264 |
| 29 | MKD Wealth Coaches, LLC | $303,108 | $268,154,317 | $35,257,110 | $303,411,427 |
| 30 | Cahill Wealth Management, LLC | $378,959 | $293,314,143 | — | $293,314,143 |
| 31 | Lejeune Puetz Investment Counsel, LLC | $3,814,257 | $308,954,786 | — | $308,954,786 |
| 32 | TFG Advisers LLC | $245,752 | $325,867,777 | — | $325,867,777 |
| 33 | Gem Asset Management, LLC | $389,323 | $340,267,896 | — | $340,267,896 |
| 34 | Wolff Financial Management LLC | $377,994 | $341,514,709 | $5,861,963 | $347,376,672 |
| 35 | White Pine Investment Company | $406,189 | $341,605,326 | — | $341,605,326 |
| 36 | Bright Financial Advisors, Inc. | $116,595 | $347,220,520 | — | $347,220,520 |
| 37 | Erts Wealth Advisors, LLC | $212,227 | $379,000,000 | $48,000,000 | $427,000,000 |
| 38 | Lifecycle Financial Planners Inc. | $150,229 | $391,142,406 | $130,003,482 | $521,145,888 |
| 39 | Skyoak Wealth LLC | $394,740 | $409,345,805 | — | $409,345,805 |
| 40 | Baron Wealth Management, LLC | $935,067 | $428,570,306 | $7,171,011 | $435,741,317 |
| 41 | Arbor Wealth Advisors LLC | $1,740,693 | $431,929,147 | $3,244,222 | $435,173,369 |
| 42 | Grand Wealth Management, LLC | $799,196 | $446,815,317 | $40,694,399 | $487,509,716 |
| 43 | Northern Financial Advisors, Inc. | $245,115 | $456,116,036 | $17,936,938 | $474,052,974 |
| 44 | Isto Advisors, LLC | $288,727 | $515,301,573 | $25,195,540 | $540,497,113 |
| 45 | Emerson Wealth, LLC | $802,831 | $539,502,549 | — | $539,502,549 |
| 46 | Kaydan Wealth Management, Inc. | $279,601 | $547,459,112 | — | $547,459,112 |
| 47 | Exchange Capital Management Inc | $644,200 | $605,598,522 | $1,882,274 | $607,480,796 |
| 48 | Strategies Wealth Advisors, LLC | $494,505 | $627,000,000 | $93,000,000 | $720,000,000 |
| 49 | William Mack & Associates Inc | $862,263 | $660,718,655 | $4,086,208 | $664,804,863 |
| 50 | LVM Capital Management Ltd | $632,694 | $690,643,664 | $22,403,006 | $713,046,670 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
