RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1CTB Financial Services, Ltd.$214,052$208,272,587$208,272,587
2THOMAS LEO ADVISORY, LLC$328,804$110,149,345$110,149,345
3Phillip James Consulting Co.$158,001$110,284,896$110,284,896
4GUARDIAN WEALTH ADVISORS, LLC$274,967$110,820,000$37,937,000$148,757,000
5Kowalski Financial Inc.$192,306$113,845,000$113,845,000
6MJT & Associates Financial Advisory Group, Inc.$116,646$115,677,406$4,118,504$119,795,910
7Brown Wealth Management, LLC$286,125$120,916,000$21,288,000$142,204,000
8Vestment Financial LLC$216,375$120,953,555$120,953,555
9Rossjohnson & Associates, LLC$653,662$122,077,869$4,732,524$126,810,393
10Josh Arnold Investment Consultant, LLC$342,594$123,334,000$123,334,000
11Echo Wealth Management, LLC$375,794$126,534,622$4,617,513$131,152,135
12Enspyre Wealth Advisors, Inc.$518,458$129,614,486$129,614,486
13CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
14Intelligent Financial Strategies, LLC$375,513$135,028,530$14,801,008$149,829,538
15Heritage Wealth Architects, Inc.$359,907$136,855,781$48,856,119$185,711,900
16GS Investments, Inc.$822,961$137,943,174$5,252,052$143,195,226
17Cordis Financial, LLC$306,036$141,082,772$141,082,772
18Somerset Group LLC$2,584,100$144,688,937$20,639$144,709,576
19FFP Wealth Management, LLC$223,012$155,548,756$3,904,971$159,453,727
20KP Financial Management, LLC Dba Caissa Wealth Strategies$396,934$168,623,564$7,218,204$175,841,768
21LPWM LLC$208,316$195,399,864$2,500,000$197,899,864
22Pitzl Financial, LLC$175,356$203,062,743$203,062,743
23Fure Financial Corporation$197,156$216,280,478$216,280,478
24Laurel Wealth Planning LLC$373,947$261,613,314$149,828$261,763,142
25Modus Advisors, LLC$367,536$325,491,792$12,273,518$337,765,310
26Cornerstone Wealth Advisors, Inc.$295,371$337,181,371$35,872,684$373,054,055
27Allodium Investment Consultants, LLC$587,465$340,141,956$340,141,956
28High Note Wealth, LLC$394,886$347,499,796$347,499,796
29Gen Financial Management Inc.$858,505$361,388,000$36,100,000$397,488,000
30Waypoint Capital Advisors, LLC$1,082,723$361,629,588$361,629,588
31EPIQ Partners, LLC$1,150,766$365,788,799$43,884,062$409,672,861
32BGM Wealth Partners, LLC$615,155$374,451,436$15,556,968$390,008,404
33Tealwood Asset Management Inc$424,131$374,674,211$257,550$374,931,761
34Nicollet Investment Management, Inc.$594,813$393,766,229$393,766,229
35C. C. Dunnavan & Co., Inc.$835,690$401,131,134$401,131,134
36All Star Financial Inc$291,896$424,417,300$424,417,300
37Schwarz Dygos Wheeler Investment Advisors LLC$276,168$428,346,284$14,627,825$442,974,109
38White Oaks Wealth Advisors, Inc.$1,826,530$460,285,619$460,285,619
39Trunorth Wealth Partners, LLC$505,329$463,355,860$14,180,426$477,536,286
40Ulland Investment Advisors, LLC$996,404$466,057,219$2,252,500$468,309,719
41Bond & Devick Financial Network, Inc.$437,720$470,325,310$4,601,125$474,926,435
42Birchwood Financial Partners, Inc.$362,361$487,428,313$19,514,107$506,942,420
43Navpoint Financial, Inc.$2,278,266$534,820,724$23,354,481$558,175,205
44Quantitative Advantage, LLC$346,494$599,780,339$599,780,339
45Prairieview Partners, LLC$356,014$740,305,825$5,187,527$745,493,352
46Cahill Financial Advisors, Inc.$275,545$832,895,467$134,267,025$967,162,492
47Marquette Asset Management, LLC$2,026,187$877,339,000$877,339,000
48Palisade Asset Management, LLC$1,850,481$933,525,014$80,538,711$1,014,063,725
49Silveroak Wealth Management LLC$735,480$1,009,541,053$69,407,949$1,078,949,002
50JNBA Financial Advisors, LLC$367,527$1,191,643,309$25,237,494$1,216,880,803
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Showing 1 to 50 of 56 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.