RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1CTB FINANCIAL SERVICES, LTD.$207,850$193,508,407$193,508,407
2BROWN WEALTH MANAGEMENT, LLC$256,518$99,425,256$17,547,000$116,972,256
3ECHO WEALTH MANAGEMENT, LLC$319,459$103,748,386$4,867,707$108,616,093
4THOMAS LEO ADVISORY, LLC$328,804$110,149,345$110,149,345
5GUARDIAN WEALTH ADVISORS, LLC$274,967$110,820,000$37,937,000$148,757,000
6ENSPYRE WEALTH ADVISORS, INC.$455,443$112,494,389$112,494,389
7CORDIS FINANCIAL, LLC$264,991$116,861,108$116,861,108
8EXCELSIOR INVESTORS$443,163$117,491,706$17,229,837$134,721,543
9HERITAGE WEALTH ARCHITECTS, INC.$291,339$120,620,906$25,048,388$145,669,294
10CAISSA WEALTH STRATEGIES$312,511$128,437,646$12,817,162$141,254,808
11CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
12SOMERSET GROUP LLC$2,302,356$138,121,923$19,416$138,141,339
13LOGAN PARK WEALTH MANAGEMENT$191,439$164,626,622$2,500,000$167,126,622
14PITZL FINANCIAL$169,467$177,939,930$177,939,930
15EPIQ PARTNERS, LLC$730,719$178,926,800$29,328,207$208,255,007
16GS INVESTMENT INC$989,687$191,183,926$1,805,035$192,988,961
17LAUREL WEALTH PLANNING$299,734$208,118,499$196,842$208,315,341
18FURE FINANCIAL CORPORATION$181,150$220,640,928$220,640,928
19WAYPOINT CAPITAL ADVISORS, LLC$904,987$235,507,665$3,408,895$238,916,560
20SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC$164,317$237,673,811$5,022,611$242,696,422
21CORNERSTONE WEALTH ADVISORS, INC.$252,104$251,078,000$38,590,000$289,668,000
22MODUS ADVISORS, LLC$1,092,644$271,982,002$11,012,881$282,994,883
23ALLODIUM INVESTMENT CONSULTANTS, LLC$543,265$312,920,885$312,920,885
24GEN FINANCIAL MANAGEMENT INC.$739,154$328,324,900$10,946,800$339,271,700
25NICOLLET INVESTMENT MANAGEMENT, INC.$530,300$342,574,114$342,574,114
26ULLAND INVESTMENT ADVISORS, LLC$788,787$359,686,894$359,686,894
27BGM WEALTH PARTNERS$698,320$370,221,873$8,965,747$379,187,620
28TEALWOOD ASSET MANAGEMENT$439,266$412,909,911$412,909,911
29ALL STAR FINANCIAL INC$291,896$424,417,300$424,417,300
30BIRCHWOOD FINANCIAL PARTNERS, INC.$314,952$427,260,197$19,026,858$446,287,055
31WHITE OAKS WEALTH ADVISORS, INC.$1,761,055$452,591,100$452,591,100
32TRUNORTH WEALTH PARTNERS$496,665$453,185,193$18,149,760$471,334,953
33NAVPOINT FINANCIAL, INC.$2,093,983$465,087,163$22,810,811$487,897,974
34QUANTITATIVE ADVANTAGE, LLC$310,326$516,693,145$516,693,145
35CAHILL FINANCIAL ADVISORS, INC.$948,671$598,228,133$129,402,351$727,630,484
36MARQUETTE WEALTH MANAGEMENT$2,014,455$801,753,000$801,753,000
37PALISADE ASSET MANAGEMENT, LLC$1,847,814$862,239,731$69,058,352$931,298,083
38SILVEROAK WEALTH MANAGEMENT LLC$685,863$884,516,155$66,090,099$950,606,254
39JNBA FINANCIAL ADVISORS INC$314,515$1,038,327,332$29,765,698$1,068,093,030
40PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$793,183$1,433,282,568$1,433,282,568
41MERISTEM FAMILY WEALTH$5,867,836$1,497,847,076$2,445,338,626$3,943,185,702
42ENVOI LLC$1,768,252$2,065,317,982$2,065,317,982
43ACCREDITED INVESTORS WEALTH MANAGEMENT$580,037$2,209,844,931$87,681,787$2,297,526,718
44FIDUCIARY COUNSELLING INC$4,945,425$3,000,786,558$4,659,676,300$7,660,462,858

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.