RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1THOMAS LEO ADVISORY, LLC$328,804$110,149,345$110,149,345
2Phillip James Consulting Co.$158,001$110,284,896$110,284,896
3Kowalski Financial Inc.$192,306$113,845,000$113,845,000
4MJT & Associates Financial Advisory Group, Inc.$116,646$115,677,406$4,118,504$119,795,910
5Vestment Financial LLC$216,375$120,953,555$120,953,555
6Josh Arnold Investment Consultant, LLC$342,594$123,334,000$123,334,000
7Rossjohnson & Associates, LLC$653,662$122,077,869$4,732,524$126,810,393
8Enspyre Wealth Advisors, Inc.$518,458$129,614,486$129,614,486
9Echo Wealth Management, LLC$375,794$126,534,622$4,617,513$131,152,135
10CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
11Cordis Financial, LLC$306,036$141,082,772$141,082,772
12Brown Wealth Management, LLC$286,125$120,916,000$21,288,000$142,204,000
13GS Investments, Inc.$822,961$137,943,174$5,252,052$143,195,226
14Somerset Group LLC$2,584,100$144,688,937$20,639$144,709,576
15GUARDIAN WEALTH ADVISORS, LLC$274,967$110,820,000$37,937,000$148,757,000
16Intelligent Financial Strategies, LLC$375,513$135,028,530$14,801,008$149,829,538
17FFP Wealth Management, LLC$223,012$155,548,756$3,904,971$159,453,727
18KP Financial Management, LLC Dba Caissa Wealth Strategies$396,934$168,623,564$7,218,204$175,841,768
19Heritage Wealth Architects, Inc.$359,907$136,855,781$48,856,119$185,711,900
20LPWM LLC$208,316$195,399,864$2,500,000$197,899,864
21Pitzl Financial, LLC$175,356$203,062,743$203,062,743
22CTB Financial Services, Ltd.$214,052$208,272,587$208,272,587
23Fure Financial Corporation$197,156$216,280,478$216,280,478
24Laurel Wealth Planning LLC$373,947$261,613,314$149,828$261,763,142
25Modus Advisors, LLC$367,536$325,491,792$12,273,518$337,765,310
26Allodium Investment Consultants, LLC$587,465$340,141,956$340,141,956
27High Note Wealth, LLC$394,886$347,499,796$347,499,796
28Waypoint Capital Advisors, LLC$1,082,723$361,629,588$361,629,588
29Cornerstone Wealth Advisors, Inc.$295,371$337,181,371$35,872,684$373,054,055
30Tealwood Asset Management Inc$424,131$374,674,211$257,550$374,931,761
31BGM Wealth Partners, LLC$615,155$374,451,436$15,556,968$390,008,404
32Nicollet Investment Management, Inc.$594,813$393,766,229$393,766,229
33Gen Financial Management Inc.$858,505$361,388,000$36,100,000$397,488,000
34C. C. Dunnavan & Co., Inc.$835,690$401,131,134$401,131,134
35EPIQ Partners, LLC$1,150,766$365,788,799$43,884,062$409,672,861
36All Star Financial Inc$291,896$424,417,300$424,417,300
37Schwarz Dygos Wheeler Investment Advisors LLC$276,168$428,346,284$14,627,825$442,974,109
38White Oaks Wealth Advisors, Inc.$1,826,530$460,285,619$460,285,619
39Ulland Investment Advisors, LLC$996,404$466,057,219$2,252,500$468,309,719
40Bond & Devick Financial Network, Inc.$437,720$470,325,310$4,601,125$474,926,435
41Trunorth Wealth Partners, LLC$505,329$463,355,860$14,180,426$477,536,286
42Birchwood Financial Partners, Inc.$362,361$487,428,313$19,514,107$506,942,420
43Navpoint Financial, Inc.$2,278,266$534,820,724$23,354,481$558,175,205
44Quantitative Advantage, LLC$346,494$599,780,339$599,780,339
45Prairieview Partners, LLC$356,014$740,305,825$5,187,527$745,493,352
46Marquette Asset Management, LLC$2,026,187$877,339,000$877,339,000
47Cahill Financial Advisors, Inc.$275,545$832,895,467$134,267,025$967,162,492
48Palisade Asset Management, LLC$1,850,481$933,525,014$80,538,711$1,014,063,725
49Silveroak Wealth Management LLC$735,480$1,009,541,053$69,407,949$1,078,949,002
50JNBA Financial Advisors, LLC$367,527$1,191,643,309$25,237,494$1,216,880,803
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Showing 1 to 50 of 56 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.