RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1MJT & Associates Financial Advisory Group, Inc.$116,646$115,677,406$4,118,504$119,795,910
2Phillip James Consulting Co.$158,001$110,284,896$110,284,896
3Pitzl Financial, LLC$175,356$203,062,743$203,062,743
4Kowalski Financial Inc.$192,306$113,845,000$113,845,000
5Fure Financial Corporation$197,156$216,280,478$216,280,478
6LPWM LLC$208,316$195,399,864$2,500,000$197,899,864
7CTB Financial Services, Ltd.$214,052$208,272,587$208,272,587
8Vestment Financial LLC$216,375$120,953,555$120,953,555
9FFP Wealth Management, LLC$223,012$155,548,756$3,904,971$159,453,727
10GUARDIAN WEALTH ADVISORS, LLC$274,967$110,820,000$37,937,000$148,757,000
11Cahill Financial Advisors, Inc.$275,545$832,895,467$134,267,025$967,162,492
12Schwarz Dygos Wheeler Investment Advisors LLC$276,168$428,346,284$14,627,825$442,974,109
13Brown Wealth Management, LLC$286,125$120,916,000$21,288,000$142,204,000
14All Star Financial Inc$291,896$424,417,300$424,417,300
15Cornerstone Wealth Advisors, Inc.$295,371$337,181,371$35,872,684$373,054,055
16CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
17Cordis Financial, LLC$306,036$141,082,772$141,082,772
18THOMAS LEO ADVISORY, LLC$328,804$110,149,345$110,149,345
19Josh Arnold Investment Consultant, LLC$342,594$123,334,000$123,334,000
20Quantitative Advantage, LLC$346,494$599,780,339$599,780,339
21Prairieview Partners, LLC$356,014$740,305,825$5,187,527$745,493,352
22Heritage Wealth Architects, Inc.$359,907$136,855,781$48,856,119$185,711,900
23Birchwood Financial Partners, Inc.$362,361$487,428,313$19,514,107$506,942,420
24JNBA Financial Advisors, LLC$367,527$1,191,643,309$25,237,494$1,216,880,803
25Modus Advisors, LLC$367,536$325,491,792$12,273,518$337,765,310
26Laurel Wealth Planning LLC$373,947$261,613,314$149,828$261,763,142
27Intelligent Financial Strategies, LLC$375,513$135,028,530$14,801,008$149,829,538
28Echo Wealth Management, LLC$375,794$126,534,622$4,617,513$131,152,135
29High Note Wealth, LLC$394,886$347,499,796$347,499,796
30KP Financial Management, LLC Dba Caissa Wealth Strategies$396,934$168,623,564$7,218,204$175,841,768
31Tealwood Asset Management Inc$424,131$374,674,211$257,550$374,931,761
32Bond & Devick Financial Network, Inc.$437,720$470,325,310$4,601,125$474,926,435
33Trunorth Wealth Partners, LLC$505,329$463,355,860$14,180,426$477,536,286
34Enspyre Wealth Advisors, Inc.$518,458$129,614,486$129,614,486
35Allodium Investment Consultants, LLC$587,465$340,141,956$340,141,956
36Nicollet Investment Management, Inc.$594,813$393,766,229$393,766,229
37BGM Wealth Partners, LLC$615,155$374,451,436$15,556,968$390,008,404
38Accredited Investors Inc$651,689$2,545,432,965$130,400,589$2,675,833,554
39Rossjohnson & Associates, LLC$653,662$122,077,869$4,732,524$126,810,393
40Silveroak Wealth Management LLC$735,480$1,009,541,053$69,407,949$1,078,949,002
41GS Investments, Inc.$822,961$137,943,174$5,252,052$143,195,226
42C. C. Dunnavan & Co., Inc.$835,690$401,131,134$401,131,134
43Gen Financial Management Inc.$858,505$361,388,000$36,100,000$397,488,000
44Punch & Associates Investment Management, Inc.$869,826$1,602,219,240$1,602,219,240
45Ulland Investment Advisors, LLC$996,404$466,057,219$2,252,500$468,309,719
46Waypoint Capital Advisors, LLC$1,082,723$361,629,588$361,629,588
47EPIQ Partners, LLC$1,150,766$365,788,799$43,884,062$409,672,861
48Compass Capital Management Inc$1,421,864$1,695,090,490$38,161,347$1,733,251,837
49White Oaks Wealth Advisors, Inc.$1,826,530$460,285,619$460,285,619
50Envoi LLC$1,832,376$2,259,319,068$2,259,319,068
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Showing 1 to 50 of 56 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.