RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Heritage Financial Counselors, Llc | $370,797 | — | $127,925,000 | $127,925,000 |
| 2 | Financial Life Focus, Llc | $446,980 | — | $242,710,000 | $242,710,000 |
| 3 | Spoor Behrins Campbell & Young Securities Corp | $1,450,316 | — | $176,938,575 | $176,938,575 |
| 4 | Breton Co | $3,587,502 | — | $136,325,085 | $136,325,085 |
| 5 | Asset Advisory Group Inc | $617,409 | $17,221,630 | $289,013,476 | $306,235,106 |
| 6 | Lighthouse Financial Advisors, Inc. | $245,331 | $25,247,587 | $373,905,904 | $399,153,491 |
| 7 | Halberstadt Financial Consultants Inc | $314,370 | $50,745,000 | $56,455,000 | $107,200,000 |
| 8 | Haymarket Wealth Management Llc | $2,229,673 | $65,822,414 | $264,169,252 | $329,991,666 |
| 9 | Cypress Financial Planning | $146,026 | $78,962,713 | $72,028,613 | $150,991,326 |
| 10 | Next Horizon Advisors Llc | $472,165 | $101,214,908 | $300,627 | $101,515,535 |
| 11 | Locker Financial Services, Llc | $329,688 | $111,032,917 | $72,100 | $111,105,017 |
| 12 | Accretive Wealth Partners, Llc | $491,914 | $115,291,688 | $3,259,496 | $118,551,184 |
| 13 | Waterstone Wealth Advisors, Llc | $257,839 | $119,955,256 | $12,058,153 | $132,013,409 |
| 14 | Westfield Financial Planning | $285,847 | $122,521,749 | $106,522 | $122,628,271 |
| 15 | S.F. Ehrlich Associates, Inc. | $398,462 | $129,101,562 | — | $129,101,562 |
| 16 | Noyes Capital Management, Llc | $510,246 | $130,622,999 | — | $130,622,999 |
| 17 | Friedenthal Financial, Llc | $355,761 | $138,637,000 | $1,177,000 | $139,814,000 |
| 18 | Summit Place Financial Advisors, Llc | $725,081 | $154,442,286 | — | $154,442,286 |
| 19 | Salvus Wealth Management, Llc | $336,137 | $155,631,278 | — | $155,631,278 |
| 20 | Stonegate Wealth Management, Llc | $1,103,834 | $157,325,000 | $2,731,000 | $160,056,000 |
| 21 | Tandem Capital Management, Inc. | $824,886 | $163,801,556 | $2,825,366 | $166,626,922 |
| 22 | Kevin M. Gibney And Company, Llc | $328,582 | $173,658,524 | $9,361,729 | $183,020,253 |
| 23 | Rrbb Asset Management, Llc | $725,503 | $188,630,780 | — | $188,630,780 |
| 24 | Wealth Cmt | $205,609 | $196,150,677 | — | $196,150,677 |
| 25 | National Wealth Management, Llc | $401,801 | $206,509,375 | $1,221,608 | $207,730,983 |
| 26 | The Hogan-Knotts Financial Group, Inc. | $324,647 | $224,315,044 | $2,613,307 | $226,928,351 |
| 27 | Baron Financial Group Llc | $312,444 | $238,723,323 | $4,358,049 | $243,081,372 |
| 28 | Highland Financial Advisors, Llc | $327,455 | $239,696,900 | — | $239,696,900 |
| 29 | Novi Wealth Partners | $421,988 | $241,267,287 | $15,301,618 | $256,568,905 |
| 30 | Hillcrest Wealth Advisors - Ny, Llc | $1,137,238 | $253,604,141 | — | $253,604,141 |
| 31 | Red Hook Management | $1,201,637 | $264,184,691 | $84,290,000 | $348,474,691 |
| 32 | Regency Wealth Management | $327,607 | $278,998,235 | $17,486,521 | $296,484,756 |
| 33 | Ridgewood Investments | $572,670 | $280,063,054 | $53,803,385 | $333,866,439 |
| 34 | The Genwealth Group, Inc. | $515,346 | $295,293,225 | — | $295,293,225 |
| 35 | 5C Capital Management, Llc | $293,761 | $299,597,471 | $13,257,931 | $312,855,402 |
| 36 | Covenant Asset Management, Llc | $681,474 | $305,300,304 | — | $305,300,304 |
| 37 | Cra Financial Services, L.L.C. | $911,092 | $333,335,656 | $431,070,135 | $764,405,791 |
| 38 | Chatham Wealth Management | $516,144 | $369,042,770 | — | $369,042,770 |
| 39 | Point View Wealth Management, Inc. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 40 | Lws Wealth Advisors, Inc. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 41 | Black Coral Financial Advisors, Llc | $391,573 | $407,671,000 | $169,507,000 | $577,178,000 |
| 42 | Hamel Associates,Inc. | $1,958,460 | $410,247,822 | $34,322,533 | $444,570,355 |
| 43 | Mcrae Capital Management Inc. | $756,028 | $474,029,652 | — | $474,029,652 |
| 44 | Princeton Portfolio Strategies Group Llc | $1,115,651 | $492,605,172 | $7,206,392 | $499,811,564 |
| 45 | Global Wealth Management, Llc | $1,413,720 | $559,171,178 | $45,900,810 | $605,071,988 |
| 46 | Withum Wealth Management | $909,702 | $579,480,000 | — | $579,480,000 |
| 47 | Lassus Wherley | $348,891 | $579,857,338 | — | $579,857,338 |
| 48 | Delta Financial Group, Inc. | $264,799 | $680,246,504 | $70,989,401 | $751,235,905 |
| 49 | Strategic Family Wealth Counselors, L.L.C. | $289,844 | $692,587,511 | $134,338,509 | $826,926,020 |
| 50 | Roundview Capital, Llc | $558,280 | $761,877,329 | $10,782,359 | $772,659,688 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
