RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
2Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
3Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
4Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
5Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
6Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
7Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
8ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
9Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
10Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
11Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
12George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
13Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
14Signet Financial Management, LLC$468,518$809,599,511$809,599,511
15Gateway Advisory, LLC$318,050$684,442,727$684,442,727
16Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
17LASSUS WHERLEY$348,891$579,857,338$579,857,338
18Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
19McRae Capital Management Inc.$753,095$561,809,123$561,809,123
20Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
21CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
22Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
23Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
24Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
25Red Hook Management LLC$1,604,743$388,347,904$388,347,904
26Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
27LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
28POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
29Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
30Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
31The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
325C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
33Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
34HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
35Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
36Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
37Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
38The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
39Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
40Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
41NCM Capital Management, LLC$530,786$256,369,665$256,369,665
42National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
43Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
44Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
45Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
46Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
47RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
48Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
49Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
50Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.