RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
52Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
53Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
54Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
55FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
56S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
57Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
58AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
59NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
60Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
61Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
62WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
63Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
64Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
65Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
66Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
67WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
68Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
69ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
70Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
71Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
72Omega Capital Management,LLC$189,130$104,400,000$104,400,000
73Financial Life Focus, LLC$469,457$254,445,818$254,445,818
74Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
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Showing 51 to 74 of 74 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.