RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | HALBERSTADT FINANCIAL CONSULTANTS INC | $310,149 | $50,239,619 | $54,590,807 | $104,830,426 |
| 2 | LOCKER FINANCIAL SERVICES, LLC | $329,688 | $111,032,917 | $72,100 | $111,105,017 |
| 3 | TRANQUILLI FINANCIAL ADVISOR, LLC | $326,357 | $111,940,462 | — | $111,940,462 |
| 4 | ACCRETIVE WEALTH PARTNERS, LLC | $491,914 | $115,291,688 | $3,259,496 | $118,551,184 |
| 5 | WESTFIELD FINANCIAL PLANNING | $285,847 | $122,521,749 | $106,522 | $122,628,271 |
| 6 | HERITAGE FINANCIAL COUNSELORS, LLC | $370,797 | — | $127,925,000 | $127,925,000 |
| 7 | S.F. EHRLICH ASSOCIATES, INC. | $398,462 | $129,101,562 | — | $129,101,562 |
| 8 | NOYES CAPITAL MANAGEMENT, LLC | $510,246 | $130,622,999 | — | $130,622,999 |
| 9 | WATERSTONE WEALTH ADVISORS, LLC | $257,839 | $119,955,256 | $12,058,153 | $132,013,409 |
| 10 | WATTERS FINANCIAL SERVICES, LLC | $387,318 | $84,309,281 | $48,153,511 | $132,462,792 |
| 11 | NORTHSTAR ADVISORY GROUP, LLC | $295,614 | $134,208,806 | — | $134,208,806 |
| 12 | FRIEDENTHAL FINANCIAL, LLC | $355,761 | $138,637,000 | $1,177,000 | $139,814,000 |
| 13 | CYPRESS FINANCIAL PLANNING | $146,026 | $78,962,713 | $72,028,613 | $150,991,326 |
| 14 | BRETON CO | $3,981,816 | — | $151,309,020 | $151,309,020 |
| 15 | SUMMIT PLACE FINANCIAL ADVISORS, LLC | $725,081 | $154,442,286 | — | $154,442,286 |
| 16 | SALVUS WEALTH MANAGEMENT, LLC | $336,137 | $155,631,278 | — | $155,631,278 |
| 17 | TANDEM CAPITAL MANAGEMENT, INC. | $824,886 | $163,801,556 | $2,825,366 | $166,626,922 |
| 18 | SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP | $1,450,316 | — | $176,938,575 | $176,938,575 |
| 19 | KEVIN M. GIBNEY AND COMPANY, LLC | $328,582 | $173,658,524 | $9,361,729 | $183,020,253 |
| 20 | RRBB ASSET MANAGEMENT, LLC | $725,503 | $188,630,780 | — | $188,630,780 |
| 21 | WEALTH CMT | $205,609 | $196,150,677 | — | $196,150,677 |
| 22 | NATIONAL WEALTH MANAGEMENT, LLC | $401,801 | $206,509,375 | $1,221,608 | $207,730,983 |
| 23 | NCM CAPITAL MANAGEMENT, LLC | $474,160 | $220,500,000 | $5,200,000 | $225,700,000 |
| 24 | HIGHLAND FINANCIAL ADVISORS, LLC | $327,455 | $239,696,900 | — | $239,696,900 |
| 25 | FINANCIAL LIFE FOCUS, LLC | $446,980 | — | $242,710,000 | $242,710,000 |
| 26 | BARON FINANCIAL GROUP LLC | $312,444 | $238,723,323 | $4,358,049 | $243,081,372 |
| 27 | HILLCREST WEALTH ADVISORS - NY, LLC | $1,137,238 | $253,604,141 | — | $253,604,141 |
| 28 | NOVI WEALTH PARTNERS | $421,988 | $241,267,287 | $15,301,618 | $256,568,905 |
| 29 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. | $386,616 | $262,512,075 | — | $262,512,075 |
| 30 | MALTIN WEALTH MANAGEMENT, INC. | $282,928 | $260,644,074 | $2,478,883 | $263,122,957 |
| 31 | THE GENWEALTH GROUP, INC. | $515,346 | $295,293,225 | — | $295,293,225 |
| 32 | REGENCY WEALTH MANAGEMENT | $327,607 | $278,998,235 | $17,486,521 | $296,484,756 |
| 33 | COVENANT ASSET MANAGEMENT, LLC | $681,474 | $305,300,304 | — | $305,300,304 |
| 34 | ASSET ADVISORY GROUP INC | $617,409 | $17,221,630 | $289,013,476 | $306,235,106 |
| 35 | 5C CAPITAL MANAGEMENT, LLC | $293,761 | $299,597,471 | $13,257,931 | $312,855,402 |
| 36 | WECHTER FELDMAN WEALTH MANAGEMENT, INC. | $456,362 | $291,255,618 | $34,130,290 | $325,385,908 |
| 37 | HAYMARKET WEALTH MANAGEMENT LLC | $2,229,673 | $65,822,414 | $264,169,252 | $329,991,666 |
| 38 | RIDGEWOOD INVESTMENTS | $572,670 | $280,063,054 | $53,803,385 | $333,866,439 |
| 39 | RED HOOK MANAGEMENT | $1,201,637 | $264,184,691 | $84,290,000 | $348,474,691 |
| 40 | CHATHAM WEALTH MANAGEMENT | $516,144 | $369,042,770 | — | $369,042,770 |
| 41 | POINT VIEW WEALTH MANAGEMENT, INC. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 42 | LWS WEALTH ADVISORS, INC. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 43 | HAMEL ASSOCIATES,INC. | $1,958,460 | $410,247,822 | $34,322,533 | $444,570,355 |
| 44 | MCRAE CAPITAL MANAGEMENT INC. | $756,028 | $474,029,652 | — | $474,029,652 |
| 45 | PRINCETON PORTFOLIO STRATEGIES GROUP LLC | $1,115,651 | $492,605,172 | $7,206,392 | $499,811,564 |
| 46 | GATEWAY ADVISORY, LLC | $277,537 | $570,061,723 | — | $570,061,723 |
| 47 | BLACK CORAL FINANCIAL ADVISORS, LLC | $391,573 | $407,671,000 | $169,507,000 | $577,178,000 |
| 48 | WITHUM WEALTH MANAGEMENT | $909,702 | $579,480,000 | — | $579,480,000 |
| 49 | LASSUS WHERLEY | $348,891 | $579,857,338 | — | $579,857,338 |
| 50 | GLOBAL WEALTH MANAGEMENT, LLC | $1,413,720 | $559,171,178 | $45,900,810 | $605,071,988 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
