RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1HALBERSTADT FINANCIAL CONSULTANTS INC$310,149$50,239,619$54,590,807$104,830,426
2LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
3TRANQUILLI FINANCIAL ADVISOR, LLC$326,357$111,940,462$111,940,462
4ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
5WESTFIELD FINANCIAL PLANNING$285,847$122,521,749$106,522$122,628,271
6HERITAGE FINANCIAL COUNSELORS, LLC$370,797$127,925,000$127,925,000
7S.F. EHRLICH ASSOCIATES, INC.$398,462$129,101,562$129,101,562
8NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
9WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
10WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
11NORTHSTAR ADVISORY GROUP, LLC$295,614$134,208,806$134,208,806
12FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
13CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
14BRETON CO$3,981,816$151,309,020$151,309,020
15SUMMIT PLACE FINANCIAL ADVISORS, LLC$725,081$154,442,286$154,442,286
16SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
17TANDEM CAPITAL MANAGEMENT, INC.$824,886$163,801,556$2,825,366$166,626,922
18SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP$1,450,316$176,938,575$176,938,575
19KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
20RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
21WEALTH CMT$205,609$196,150,677$196,150,677
22NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
23NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
24HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
25FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
26BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
27HILLCREST WEALTH ADVISORS - NY, LLC$1,137,238$253,604,141$253,604,141
28NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
29THE HOGAN-KNOTTS FINANCIAL GROUP, INC.$386,616$262,512,075$262,512,075
30MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
31THE GENWEALTH GROUP, INC.$515,346$295,293,225$295,293,225
32REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
33COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
34ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
355C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
36WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
37HAYMARKET WEALTH MANAGEMENT LLC$2,229,673$65,822,414$264,169,252$329,991,666
38RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
39RED HOOK MANAGEMENT$1,201,637$264,184,691$84,290,000$348,474,691
40CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
41POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
42LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
43HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
44MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
45PRINCETON PORTFOLIO STRATEGIES GROUP LLC$1,115,651$492,605,172$7,206,392$499,811,564
46GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
47BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
48WITHUM WEALTH MANAGEMENT$909,702$579,480,000$579,480,000
49LASSUS WHERLEY$348,891$579,857,338$579,857,338
50GLOBAL WEALTH MANAGEMENT, LLC$1,413,720$559,171,178$45,900,810$605,071,988
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Showing 1 to 50 of 65 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.