RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
2Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
3AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
4Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
5Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
6Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
7Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
8Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
9Red Hook Management LLC$1,604,743$388,347,904$388,347,904
10HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
11Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
12Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
13Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
14ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
15Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
16Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
17Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
18Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
19McRae Capital Management Inc.$753,095$561,809,123$561,809,123
20Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
21RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
22Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
23George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
24Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
25Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
26Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
27ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
28Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
29Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
30NCM Capital Management, LLC$530,786$256,369,665$256,369,665
31Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
32Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
33POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
34NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
35LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
36The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
37Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
38Financial Life Focus, LLC$469,457$254,445,818$254,445,818
39Signet Financial Management, LLC$468,518$809,599,511$809,599,511
40Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
41Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
42The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
43Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
44S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
45WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
46Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
47National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
48Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
49Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
50Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
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Showing 1 to 50 of 74 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.