RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
15C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
2ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
3ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
4BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
5BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
6BRETON CO$3,981,816$151,309,020$151,309,020
7CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
8CIRCLE WEALTH MANAGEMENT, LLC$3,471,910$1,192,653,808$727,312,698$1,919,966,506
9CONDOR CAPITAL WEALTH MANAGEMENT$416,122$1,034,825,468$131,979,911$1,166,805,379
10COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
11CRA FINANCIAL SERVICES, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
12CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
13DELTA FINANCIAL GROUP, INC.$264,799$680,246,504$70,989,401$751,235,905
14FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
15FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
16GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
17GLOBAL WEALTH MANAGEMENT, LLC$1,413,720$559,171,178$45,900,810$605,071,988
18HALBERSTADT FINANCIAL CONSULTANTS INC$310,149$50,239,619$54,590,807$104,830,426
19HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
20HAYMARKET WEALTH MANAGEMENT LLC$2,229,673$65,822,414$264,169,252$329,991,666
21HERITAGE FINANCIAL COUNSELORS, LLC$370,797$127,925,000$127,925,000
22HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
23HILLCREST WEALTH ADVISORS - NY, LLC$1,137,238$253,604,141$253,604,141
24KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
25LASSUS WHERLEY$348,891$579,857,338$579,857,338
26LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
27LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
28MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
29MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
30MEYER CAPITAL GROUP$503,532$898,495,140$107,058,484$1,005,553,624
31MODERA WEALTH MANAGEMENT, LLC$480,854$2,729,239,147$16,917,721$2,746,156,868
32NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
33NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
34NORTHSTAR ADVISORY GROUP, LLC$295,614$134,208,806$134,208,806
35NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
36NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
37PATHSTONE$1,811,205$6,162,652,784$4,088,769,023$10,251,421,807
38POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
39PRINCETON PORTFOLIO STRATEGIES GROUP LLC$1,115,651$492,605,172$7,206,392$499,811,564
40RED HOOK MANAGEMENT$1,201,637$264,184,691$84,290,000$348,474,691
41REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
42REGENTATLANTIC$2,647,628$4,851,335,814$49,424,441$4,900,760,255
43RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
44ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
45ROUNDVIEW CAPITAL, LLC$558,280$761,877,329$10,782,359$772,659,688
46RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
47S.F. EHRLICH ASSOCIATES, INC.$398,462$129,101,562$129,101,562
48SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
49SAX WEALTH ADVISORS, LLC$486,904$959,833,241$44,162,194$1,003,995,435
50SIGNET FINANCIAL MANAGEMENT, LLC$459,278$805,114,804$805,114,804
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Showing 1 to 50 of 65 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.