RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1KORE PRIVATE WEALTH, LLC$1,172,034$3,571,188,631$3,571,188,631
2MERIT FINANCIAL PARTNERS LLC$409,258$119,503,212$119,503,212
3ESTABROOK CAPITAL MANAGEMENT LLC$863,426$851,337,741$851,337,741
4AMERICAN FINANCIAL & TAX STRATEGIES, INC.$271,367$171,232,825$171,232,825
5INFINITI WEALTH MANAGEMENT$214,522$107,260,806$107,260,806
6PROFESSIONAL FINANCIAL$372,648$162,102,083$162,102,083
7EDGE WEALTH MANAGEMENT, LLC$1,148,359$933,616,108$933,616,108
8SICART ASSOCIATES, LLC$1,961,216$509,916,036$509,916,036
9OTTO & ASSOCIATES, INC.$316,010$166,853,519$166,853,519
10PAOLINO, WILLIAM$209,751$131,513,916$131,513,916
11WEBER ASSET MANAGEMENT, INC.$608,383$384,497,955$384,497,955
12LEVEL FINANCIAL ADVISORS, INC.$249,332$423,366,261$423,366,261
13EAGLE BAY ADVISORS LLC$12,235,247$403,763,162$403,763,162
14MCCOLLUM CHRISTOFERSON GROUP, LLC$486,725$355,309,324$355,309,324
15CLEAR POINT ADVISORS, INC.$1,135,150$186,164,640$186,164,640
16J.J. BURNS & COMPANY$366,490$471,306,376$471,306,376
17UNITED FINANCIAL PLANNING GROUP LLC$281,023$104,259,396$104,259,396
18CHERRYDALE WEALTH MANAGEMENT, LLC$460,401$110,956,549$110,956,549
19ARCADIA WEALTH MANAGEMENT$255,840$177,552,824$177,552,824
20SCHNALL ADVISORY SERVICES, INC$617,040$119,088,788$119,088,788
21CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC$306,667$138,000,000$138,000,000
22CARSWELL INVESTMENTS, LLC$426,942$189,562,250$189,562,250
23BLUE SPARK CAPITAL ADVISORS$545,755$139,713,327$139,713,327
24TWO POINT CAPITAL MANAGEMENT, INC.$1,914,509$156,989,715$156,989,715
25GOLDEN BAY ADVISORS LLC$766,019$135,585,381$135,585,381
26BRIDGEWATER ADVISORS INC.$675,755$1,656,274,752$1,656,274,752
27OGOREK WEALTH MANAGEMENT, LLC$762,714$402,713,044$402,713,044
28PIERMONT WEALTH MANAGEMENT INC.$473,744$220,290,782$220,290,782
29WEALTHSTREAM ADVISORS, INC.$675,787$744,717,268$744,717,268
30PINE RIDGE ADVISERS LLC$87,790,881$1,053,490,569$1,053,490,569
31LANDMARK WEALTH MANAGEMENT, LLC$301,630$155,942,710$155,942,710
32BCK PARTNERS, INC.$283,223$128,016,983$128,016,983
33ARISTA WEALTH ADVISORS, LTD$325,192$172,026,597$172,026,597
34BURNS MATTESON CAPITAL MANAGEMENT, LLC$282,163$266,361,529$266,361,529
35BREWSTER FINANCIAL PLANNING LLC$213,320$126,490,229$221,697$126,711,926
36FINANCIAL DECISIONS, LLC$605,665$273,529,071$231,720$273,760,791
37INDEPENDENT FAMILY OFFICE, LLC$4,068,762$475,547,399$497,714$476,045,113
38FORTERIS WEALTH MANAGEMENT, INC.$314,485$112,300,000$600,000$112,900,000
39HOWE AND RUSLING, INC.$731,761$1,341,377,258$2,135,062$1,343,512,320
40WINTHROP PARTNERS - WNY, LLC$514,048$123,708,066$2,747,670$126,455,736
41WHITNEY & COMPANY$1,279,866$603,544,665$3,111,837$606,656,502
43CANDACE SHIRA ASSOCIATES, LLC$319,804$304,187,921$4,743,048$308,930,969
44HIGH PROBABILITY ADVISORS, LLC$957,879$200,004,571$4,981,519$204,986,090
45GRIFFIN ASSET MANAGEMENT, LLC$1,380,672$815,570,545$5,929,455$821,500,000
46FAMILY CFO, LLC$782,509$120,717,207$6,049,310$126,766,517
47SPIELBERGER & BROOKS, INC.$1,664,384$343,469,870$6,050,822$349,520,692
48CAPITAL COUNSEL LLC$3,080,947$1,822,423,960$7,658,475$1,830,082,435
49TORTOISE INVESTMENT MANAGEMENT, LLC$472,545$1,062,261,385$8,998,124$1,071,259,509
50C.J. LAWRENCE$1,350,561$483,767,691$9,186,982$492,954,673
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.