RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Kore Private Wealth, LLC | $1,235,903 | $4,189,712,433 | — | $4,189,712,433 |
| 2 | Merit Financial Partners LLC | $391,947 | $149,723,851 | — | $149,723,851 |
| 3 | Estabrook Capital Management LLC | $916,975 | $834,447,429 | — | $834,447,429 |
| 4 | American Financial & Tax Strategies, Inc. | $384,104 | $200,502,100 | — | $200,502,100 |
| 5 | Durante & Waters, LLC | $254,111 | $127,309,399 | — | $127,309,399 |
| 6 | Edge Wealth Management, LLC | $1,447,324 | $704,846,902 | — | $704,846,902 |
| 7 | Magnus Financial Group LLC | $783,717 | $1,819,790,600 | — | $1,819,790,600 |
| 8 | Sicart Associates, LLC | $2,043,069 | $551,628,605 | — | $551,628,605 |
| 9 | Otto & Associates, Inc. | $332,461 | $187,507,950 | — | $187,507,950 |
| 10 | Paolino, William John | $222,156 | $139,736,325 | — | $139,736,325 |
| 11 | Weber Asset Management, Inc. | $687,213 | $445,314,132 | — | $445,314,132 |
| 12 | Level Financial Advisors, Inc. | $805,137 | $500,794,994 | — | $500,794,994 |
| 13 | Eagle Bay Advisors LLC | $10,137,383 | $506,869,166 | — | $506,869,166 |
| 14 | McCollum Christoferson Group, LLC | $607,994 | $443,227,390 | — | $443,227,390 |
| 15 | Clear Point Advisors, Inc. | $349,305 | $195,261,631 | — | $195,261,631 |
| 16 | Colley Asset Management, Inc. | $349,477 | $151,323,379 | — | $151,323,379 |
| 17 | S.E.E.D. Planning Group, LLC | $232,445 | $239,883,391 | — | $239,883,391 |
| 18 | Pratt Collard Advisory Partners, LLC | $339,098 | $262,122,448 | — | $262,122,448 |
| 19 | James J. Burns & Company, LLC | $434,651 | $574,608,136 | — | $574,608,136 |
| 20 | Cherrydale Wealth Management, LLC | $544,810 | $142,195,477 | — | $142,195,477 |
| 21 | SCHNALL ADVISORY SERVICES, INC | $617,040 | $119,088,788 | — | $119,088,788 |
| 22 | Capital Financial Advisors Of New York, LLC | $412,736 | $175,000,000 | — | $175,000,000 |
| 23 | Carswell Investments, LLC | $528,037 | $239,729,015 | — | $239,729,015 |
| 24 | Blue Spark Capital Advisors LLC | $555,593 | $155,565,977 | — | $155,565,977 |
| 25 | Two Point Capital Management, Inc. | $1,201,325 | $199,420,004 | — | $199,420,004 |
| 26 | Signalert Asset Management LLC | $607,924 | $268,094,582 | — | $268,094,582 |
| 27 | Del-Sette Capital Management, LLC | $178,570 | $117,677,366 | — | $117,677,366 |
| 28 | Goalvest Advisory LLC | $140,008 | $170,810,107 | — | $170,810,107 |
| 29 | Golden Bay Advisors LLC | $792,200 | $139,427,194 | — | $139,427,194 |
| 30 | Pelkonen And Associates LLC | $220,641 | $176,071,230 | — | $176,071,230 |
| 31 | Bridgewater Advisors Inc. | $740,371 | $1,744,313,109 | — | $1,744,313,109 |
| 32 | Ogorek Wealth Management, LLC | $2,354,808 | $445,058,704 | — | $445,058,704 |
| 33 | BPC Advisors LLC | $346,128 | $111,453,114 | — | $111,453,114 |
| 34 | Piermont Wealth Management Inc. | $502,820 | $227,274,744 | — | $227,274,744 |
| 35 | Wealthstream Advisors, Inc. | $608,155 | $968,790,124 | — | $968,790,124 |
| 36 | Canty Financial Management, Inc. | $166,985 | $125,238,389 | — | $125,238,389 |
| 37 | Pine Ridge Advisers LLC | $79,198,267 | $1,425,568,811 | — | $1,425,568,811 |
| 38 | Landmark Wealth Management, LLC | $341,113 | $176,696,494 | — | $176,696,494 |
| 39 | Avestar Capital, LLC | $803,975 | $703,478,380 | — | $703,478,380 |
| 40 | BCK Partners, Inc. | $316,253 | $154,963,891 | — | $154,963,891 |
| 41 | Arista Wealth Advisors, Ltd | $411,121 | $229,405,735 | — | $229,405,735 |
| 42 | Burns Matteson Capital Management, LLC | $289,622 | $283,250,218 | — | $283,250,218 |
| 43 | Financial Decisions, LLC | $620,038 | $299,380,027 | $98,161 | $299,478,188 |
| 44 | Brewster Financial Planning LLC | $286,183 | $150,024,620 | $221,697 | $150,246,317 |
| 45 | Independent Family Office, LLC | $4,100,701 | $491,737,693 | $346,450 | $492,084,143 |
| 46 | Cyrus J. Lawrence LLC | $1,426,680 | $590,048,036 | $597,446 | $590,645,482 |
| 47 | Forteris Wealth Management, Inc. | $339,633 | $128,800,000 | $600,000 | $129,400,000 |
| 48 | Regal Wealth Management, LLC | $849,662 | $113,957,549 | $746,856 | $114,704,405 |
| 49 | Arista Advisory Group, LLC | $240,461 | $180,360,194 | $947,451 | $181,307,645 |
| 50 | Saratoga Wealth Advisors, LLC | $358,406 | $106,496,951 | $1,024,973 | $107,521,924 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
