RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51PERENNIAL$1,087,678$307,296,000$3,780,000$311,076,000
52SAGE CAPITAL MANAGEMENT LLC$709,153$259,141,177$78,415,566$337,556,743
53HERON WEALTH$300,312$223,733,264$118,622,692$342,355,956
54SPIELBERGER & BROOKS, INC.$1,664,384$343,469,870$6,050,822$349,520,692
55MCCOLLUM CHRISTOFERSON GROUP, LLC$486,725$355,309,324$355,309,324
56WEBER ASSET MANAGEMENT, INC.$608,383$384,497,955$384,497,955
57SENECA FINANCIAL ADVISORS LLC$595,635$331,874,703$61,244,446$393,119,149
58OGOREK WEALTH MANAGEMENT, LLC$762,714$402,713,044$402,713,044
59EAGLE BAY ADVISORS LLC$12,235,247$403,763,162$403,763,162
60LEVEL FINANCIAL ADVISORS, INC.$249,332$423,366,261$423,366,261
61SOURCE FINANCIAL ADVISORS, LLC$1,533,962$398,176,690$66,613,880$464,790,570
62ARMBRUSTER CAPITAL MANAGEMENT, INC.$1,509,958$429,791,771$35,275,264$465,067,035
63J.J. BURNS & COMPANY$366,490$471,306,376$471,306,376
64INDEPENDENT FAMILY OFFICE, LLC$4,068,762$475,547,399$497,714$476,045,113
65FRISCH FINANCIAL GROUP, INC.$367,390$431,230,441$49,682,951$480,913,392
66C.J. LAWRENCE$1,350,561$483,767,691$9,186,982$492,954,673
67CORNELL POCHILY INVESTMENT ADVISORS, INC.$417,242$362,025,034$135,327,652$497,352,686
68SICART ASSOCIATES, LLC$1,961,216$509,916,036$509,916,036
69SHULMAN DEMEO ASSET MANAGEMENT, LLC$640,659$465,526,208$59,173,408$524,699,616
70ASHFORD ADVISORS, LLC$2,315,093$387,054,680$154,677,079$541,731,759
71KING WEALTH MANAGEMENT GROUP, LLC$368,765$536,798,544$17,455,220$554,253,764
72FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC$919,950$483,036,717$79,972,799$563,009,516
73QP GLOBAL FAMILY OFFICES, LLC$48,143,403$577,720,838$577,720,838
74WHITNEY & COMPANY$1,279,866$603,544,665$3,111,837$606,656,502
75FUSION FAMILY WEALTH, LLC$598,230$647,000,000$29,000,000$676,000,000
76WEALTHSTREAM ADVISORS, INC.$675,787$744,717,268$744,717,268
77ASCENT WEALTH PARTNERS, LLC$563,559$729,479,746$39,778,357$769,258,103
78SANDERSON WEALTH MANAGEMENT, LLC$680,440$108,509,523$671,955,132$780,464,655
79GRIFFIN ASSET MANAGEMENT, LLC$1,380,672$815,570,545$5,929,455$821,500,000
80PAYNE CAPITAL MANAGEMENT, LLC$224,005$211,942,894$612,173,119$824,116,013
81HUDSON VALLEY INVESTMENT ADVISORS, INC.$541,042$592,120,919$234,049,735$826,170,654
82ESTABROOK CAPITAL MANAGEMENT LLC$863,426$851,337,741$851,337,741
83ROCKBRIDGE INVESTMENT MANAGEMENT, LLC$295,523$848,292,348$30,887,168$879,179,516
84YORKBRIDGE WEALTH PARTNERS, LLC$1,062,571$794,730,601$92,516,545$887,247,146
85EDGE WEALTH MANAGEMENT, LLC$1,148,359$933,616,108$933,616,108
86HOLLOW BROOK WEALTH MANAGEMENT LLC$3,695,257$282,700,000$652,200,000$934,900,000
87NEXT CAPITAL MANAGEMENT LLC$1,119,994$772,963,661$189,111,357$962,075,018
88FORTE CAPITAL LLC$476,579$907,476,139$79,994,661$987,470,800
89PINE RIDGE ADVISERS LLC$87,790,881$1,053,490,569$1,053,490,569
90TORTOISE INVESTMENT MANAGEMENT, LLC$472,545$1,062,261,385$8,998,124$1,071,259,509
91KINGS POINT CAPITAL MANAGEMENT LLC$1,001,372$1,055,508,093$17,962,615$1,073,470,708
92CORNERSTONE CAPITAL INC.$5,901,269$80,339,284$1,064,506,815$1,144,846,099
93ALTFEST PERSONAL WEALTH MANAGEMENT$447,279$1,300,000,000$15,000,000$1,315,000,000
94HOWE AND RUSLING, INC.$731,761$1,341,377,258$2,135,062$1,343,512,320
95AJ WEALTH$1,692,922$1,209,000,000$274,000,000$1,483,000,000
96BRIDGEWATER ADVISORS INC.$675,755$1,656,274,752$1,656,274,752
97CAPITAL COUNSEL LLC$3,080,947$1,822,423,960$7,658,475$1,830,082,435
98COBBLESTONE CAPITAL ADVISORS, LLC$824,202$1,933,035,300$59,885,245$1,992,920,545
99BARRETT ASSET MANAGEMENT, LLC$2,468,168$1,874,569,093$250,523,842$2,125,092,935
100GELLER ADVISORS LLC$5,904,626$3,528,659,487$31,829,798$3,560,489,285
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.