RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1SOUND INVESTMENT MANAGEMENT INC$1,545,417$156,087,132$156,087,132
2DELAP WEALTH ADVISORY, LLC$495,329$102,533,136$102,533,136
3SMB FINANCIAL SERVICES, INC.$152,344$112,095,752$5,818,838$117,914,590
4TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
5SUMMA GLOBAL ADVISORS, LLC$552,658$120,909,207$83,021,605$203,930,812
6SHEPPARD WEALTH MANAGEMENT, LLC$1,058,632$129,153,099$129,153,099
7VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
8CAIRN INVESTMENT GROUP$300,229$175,872,592$33,687,037$209,559,629
9KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
10VERGEPOINTE WEALTH MANAGEMENT, LLC$2,614,685$185,328,384$5,543,640$190,872,024
11SILVER OAK ADVISORY GROUP$445,026$189,494,032$75,296,183$264,790,215
12BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
13CORDANT, INC.$302,436$193,375,787$5,627,250$199,003,037
14ETESIAN WEALTH ADVISORS, INC.$1,529,412$231,500,000$2,500,000$234,000,000
15ASCENT CAPITAL MANAGEMENT, LLC$293,252$240,791,289$2,314,256$243,105,545
16ALLIUM FINANCIAL ADVISORS, LLC$1,034,084$252,531,397$17,364,525$269,895,922
17PEREGRINE ASSET ADVISERS, INC.$323,232$332,561,526$10,387,535$342,949,061
18RAIN CAPITAL MANAGEMENT$544,428$353,878,000$353,878,000
19KEUDELL MORRISON WEALTH MANAGEMENT, LLC$314,407$386,165,379$123,802,889$509,968,268
20HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
21PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
22BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
23JGP WEALTH MANAGEMENT, LLC$398,504$628,440,669$628,440,669
24VISION CAPITAL MANAGEMENT INC$585,346$728,170,319$728,170,319
25CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
26CABLE HILL PARTNERS, LLC$376,721$832,820,000$155,318,000$988,138,000
27BECKER CAPITAL MANAGEMENT, INC.$3,336,859$4,307,884,565$4,307,884,565
28FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.$1,888,986$5,961,638,487$5,961,638,487

Showing 1 to 28 of 28 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.