RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Sound Investment Management Inc$1,623,784$165,625,974$165,625,974
2Grange Capital, LLC$265,178$107,685,000$2,629,000$110,314,000
3Provest Capital Management LLC$383,921$110,683,420$11,019,496$121,702,916
4TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
5CWC Advisors, LLC$234,690$118,849,004$3,659,212$122,508,216
6Sheppard Wealth Management, LLC$380,545$124,244,299$18,079,593$142,323,892
7Wealth Advisors Northwest LLC$172,717$125,813,592$4,933,092$130,746,684
8SMB Financial Services, Inc.$170,995$128,965,331$7,317,522$136,282,853
9Summa Global Advisors, LLC$670,895$136,868,301$109,350,173$246,218,474
10VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
11Tru Independence Asset Management 2$320,938$140,249,842$140,249,842
12Delap Wealth Advisory, LLC$703,075$140,615,057$140,615,057
13The H Group Washington, Inc.$977,506$147,603,399$147,603,399
14Capstone Wealth Management Group, LLC$269,380$148,100,699$32,383,796$180,484,495
15Cairn Investment Group, Inc.$319,543$179,038,921$38,569,522$217,608,443
16Welch Investment Group, LLC$250,401$180,038,322$180,038,322
17KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
18Capital Financial Planners, LLC$357,724$186,016,363$186,016,363
19BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
20Koenig Investment Advisory, LLC$282,977$199,781,708$199,781,708
21Vergepointe Wealth Management, LLC$2,532,604$211,185,311$6,618,603$217,803,914
22Silver Oak Advisory Group, Inc.$480,257$211,492,673$83,385,118$294,877,791
23Cordant, Inc.$312,116$217,762,241$6,024,761$223,787,002
24True North Retirement Advisors, LLC$976,993$263,930,816$27,213,115$291,143,931
25Etesian Wealth Advisors, Inc.$1,391,714$264,709,008$2,500,000$267,209,008
26Ascent Capital Management, LLC$404,553$328,944,907$6,429,798$335,374,705
27Allium Financial Advisors, LLC$714,764$333,498,940$4,584,296$338,083,236
2844 Wealth Management LLC$347,626$363,964,862$363,964,862
29Peregrine Asset Advisers, Inc.$1,015,744$373,322,433$3,518,670$376,841,103
30Rain Capital Management, LLC$575,573$377,000,000$377,000,000
31Von Borstel & Associates, Inc.$237,324$385,414,432$385,414,432
32HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
33PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
34Horst & Graben Wealth Management, LLC$243,930$446,877,628$96,355,112$543,232,740
35Keudell Morrison Wealth Management, LLC$336,873$450,559,746$108,649,211$559,208,957
36Sittner & Nelson, LLC$488,675$572,004,625$16,849,050$588,853,675
37BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
38JGP Wealth Management, LLC$411,355$747,021,315$747,021,315
39CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
40Vision Capital Management, Inc.$663,941$864,451,314$864,451,314
41Cable Hill Partners, LLC$538,379$1,018,738,550$184,000,000$1,202,738,550
42Vista Capital Partners, Inc.$780,456$1,881,679,753$1,881,679,753
43Becker Capital Management Inc$2,562,018$3,574,014,983$3,574,014,983
44Ferguson Wellman Capital Management, Inc.$2,051,730$6,854,828,294$6,854,828,294

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.