RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ALLIUM FINANCIAL ADVISORS, LLC$1,034,084$252,531,397$17,364,525$269,895,922
2ASCENT CAPITAL MANAGEMENT, LLC$293,252$240,791,289$2,314,256$243,105,545
3BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
4BECKER CAPITAL MANAGEMENT, INC.$3,336,859$4,307,884,565$4,307,884,565
5BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
6CABLE HILL PARTNERS, LLC$376,721$832,820,000$155,318,000$988,138,000
7CAIRN INVESTMENT GROUP$300,229$175,872,592$33,687,037$209,559,629
8CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
9CORDANT, INC.$302,436$193,375,787$5,627,250$199,003,037
10DELAP WEALTH ADVISORY, LLC$495,329$102,533,136$102,533,136
11ETESIAN WEALTH ADVISORS, INC.$1,529,412$231,500,000$2,500,000$234,000,000
12FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.$1,888,986$5,961,638,487$5,961,638,487
13HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
14JGP WEALTH MANAGEMENT, LLC$398,504$628,440,669$628,440,669
15KEUDELL MORRISON WEALTH MANAGEMENT, LLC$314,407$386,165,379$123,802,889$509,968,268
16KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
17PEREGRINE ASSET ADVISERS, INC.$323,232$332,561,526$10,387,535$342,949,061
18PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
19RAIN CAPITAL MANAGEMENT$544,428$353,878,000$353,878,000
20SHEPPARD WEALTH MANAGEMENT, LLC$1,058,632$129,153,099$129,153,099
21SILVER OAK ADVISORY GROUP$445,026$189,494,032$75,296,183$264,790,215
22SMB FINANCIAL SERVICES, INC.$152,344$112,095,752$5,818,838$117,914,590
23SOUND INVESTMENT MANAGEMENT INC$1,545,417$156,087,132$156,087,132
24SUMMA GLOBAL ADVISORS, LLC$552,658$120,909,207$83,021,605$203,930,812
25TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
26VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
27VERGEPOINTE WEALTH MANAGEMENT, LLC$2,614,685$185,328,384$5,543,640$190,872,024
28VISION CAPITAL MANAGEMENT INC$585,346$728,170,319$728,170,319

Showing 1 to 28 of 28 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.