RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
144 Wealth Management LLC$347,626$363,964,862$363,964,862
2Allium Financial Advisors, LLC$714,764$333,498,940$4,584,296$338,083,236
3Ascent Capital Management, LLC$404,553$328,944,907$6,429,798$335,374,705
4BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
5Becker Capital Management Inc$2,562,018$3,574,014,983$3,574,014,983
6BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
7Cable Hill Partners, LLC$538,379$1,018,738,550$184,000,000$1,202,738,550
8Cairn Investment Group, Inc.$319,543$179,038,921$38,569,522$217,608,443
9Capital Financial Planners, LLC$357,724$186,016,363$186,016,363
10Capstone Wealth Management Group, LLC$269,380$148,100,699$32,383,796$180,484,495
11CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
12Cordant, Inc.$312,116$217,762,241$6,024,761$223,787,002
13CWC Advisors, LLC$234,690$118,849,004$3,659,212$122,508,216
14Delap Wealth Advisory, LLC$703,075$140,615,057$140,615,057
15Etesian Wealth Advisors, Inc.$1,391,714$264,709,008$2,500,000$267,209,008
16Ferguson Wellman Capital Management, Inc.$2,051,730$6,854,828,294$6,854,828,294
17Grange Capital, LLC$265,178$107,685,000$2,629,000$110,314,000
18HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
19Horst & Graben Wealth Management, LLC$243,930$446,877,628$96,355,112$543,232,740
20JGP Wealth Management, LLC$411,355$747,021,315$747,021,315
21Keudell Morrison Wealth Management, LLC$336,873$450,559,746$108,649,211$559,208,957
22Koenig Investment Advisory, LLC$282,977$199,781,708$199,781,708
23KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
24Peregrine Asset Advisers, Inc.$1,015,744$373,322,433$3,518,670$376,841,103
25PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
26Provest Capital Management LLC$383,921$110,683,420$11,019,496$121,702,916
27Rain Capital Management, LLC$575,573$377,000,000$377,000,000
28Sheppard Wealth Management, LLC$380,545$124,244,299$18,079,593$142,323,892
29Silver Oak Advisory Group, Inc.$480,257$211,492,673$83,385,118$294,877,791
30Sittner & Nelson, LLC$488,675$572,004,625$16,849,050$588,853,675
31SMB Financial Services, Inc.$170,995$128,965,331$7,317,522$136,282,853
32Sound Investment Management Inc$1,623,784$165,625,974$165,625,974
33Summa Global Advisors, LLC$670,895$136,868,301$109,350,173$246,218,474
34TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
35The H Group Washington, Inc.$977,506$147,603,399$147,603,399
36Tru Independence Asset Management 2$320,938$140,249,842$140,249,842
37True North Retirement Advisors, LLC$976,993$263,930,816$27,213,115$291,143,931
38VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
39Vergepointe Wealth Management, LLC$2,532,604$211,185,311$6,618,603$217,803,914
40Vision Capital Management, Inc.$663,941$864,451,314$864,451,314
41Vista Capital Partners, Inc.$780,456$1,881,679,753$1,881,679,753
42Von Borstel & Associates, Inc.$237,324$385,414,432$385,414,432
43Wealth Advisors Northwest LLC$172,717$125,813,592$4,933,092$130,746,684
44Welch Investment Group, LLC$250,401$180,038,322$180,038,322

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.