RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1PRIVATE WEALTH MANAGEMENT, INC.$1,152,761$623,643,433$623,643,433
2CAMPBELL ROOKS WEALTH MANAGEMENT, L.L.C.$299,278$120,495,869$11,485,806$131,981,675
3GRIFFIN FAMILY PARTNERS, LLC$1,368,014$126,335,673$46,034,064$172,369,737
4DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC$270,077$126,737,245$198,922$126,936,167
5FRAZEE INVESTMENT CONSULTING, INC.$587,829$141,078,987$141,078,987
6CTM FINANCIAL, LLC$391,563$163,236,849$7,876,120$171,112,969
7LECONTE WEALTH MANAGEMENT, LLC$382,257$176,220,488$176,220,488
8CYPRESS CAPITAL ADVISORS, LLC$208,939$185,746,676$185,746,676
9KIMERY WEALTH MANAGEMENT, LLC$362,573$186,000,000$186,000,000
10ACUMEN WEALTH ADVISORS, LLC$1,477,716$194,030,636$37,970,782$232,001,418
11WILLIAM HOWARD & CO FINANCIAL ADVISORS, INC$480,174$198,720,652$16,877,468$215,598,120
12TRANQUILITY PARTNERS, LLC$661,635$204,342,268$8,704,303$213,046,571
13HMS INVESTMENT ADVISORS$697,171$211,000,513$9,305,653$220,306,166
14QUINN STAUFFER FINANCIAL, LLC$145,738$211,028,427$211,028,427
15THE NALLS SHERBAKOFF GROUP, LLC$236,677$211,588,928$211,588,928
16SOUTHERN CAPITAL ADVISORS, LLC$238,461$221,053,084$221,053,084
17AM INVESTMENT STRATEGIES, LLC$505,217$239,427,659$210,215,411$449,643,070
18CENTURY WEALTH MANAGEMENT, LLC$911,540$260,054,713$98,180,672$358,235,385
19SILVERLEAFE CAPITAL PARTNERS, LLC$640,110$266,773,116$21,276,277$288,049,393
20GUARDIAN WEALTH MANAGEMENT, INC.$1,142,025$267,657,395$718,537$268,375,932
21WEALTH PRESERVATION ADVISORS, LLC$269,011$278,810,383$12,259,808$291,070,191
22DECKER WEALTH MANAGEMENT, LLC$561,414$294,157,827$6,760,330$300,918,157
23ALDEBARAN FINANCIAL INC$433,918$294,630,142$294,630,142
24ABOUND WEALTH MANAGEMENT, LLC$237,095$311,910,280$22,156,334$334,066,614
25THE PATTEN GROUP, INC.$397,590$403,143,904$2,397,679$405,541,583
26RED DOOR WEALTH MANAGEMENT, LLC$532,761$420,141,850$221,835,173$641,977,023
27PROFFITT & GOODSON INC.$536,762$462,750,010$8,526,587$471,276,597
28TILLMAN HARTLEY LLC$2,074,245$483,176,000$123,000$483,299,000
29HHM WEALTH ADVISORS, LLC$238,691$508,125,497$33,702,866$541,828,363
30SUMMIT ASSET MANAGEMENT LLC$449,716$540,089,238$72,423,621$612,512,859
31TBH GLOBAL ASSET MANAGEMENT, LLC$311,328$597,279,276$14,791,158$612,070,434
32GREEN SQUARE CAPITAL ADVISORS, LLC$839,697$597,921,578$103,225,760$701,147,338
33COVENANT PARTNERS, LLC$1,179,413$632,418,334$61,076,357$693,494,691
34M CAPITAL ADVISORS$1,259,306$703,974,812$3,755,141$707,729,953
35STONEBRIDGE WEALTH MANAGEMENT$2,832,453$722,275,595$722,275,595
36WOODMONT INVESTMENT COUNSEL, LLC$1,039,033$814,220,407$27,396,007$841,616,414
37TELARRAY, LLC$1,517,238$913,377,343$913,377,343
38PATRIOT INVESTMENT MANAGEMENT GROUP INC$259,135$1,075,584,555$2,417,088$1,078,001,643
39CAPWEALTH ADVISORS, LLC$1,732,110$1,150,356,739$20,549,812$1,170,906,551
40LEGACY WEALTH MANAGEMENT INC$429,132$1,400,870,744$86,930,910$1,487,801,654

Showing 1 to 40 of 40 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.