RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ABOUND WEALTH MANAGEMENT, LLC$237,095$311,910,280$22,156,334$334,066,614
2ACUMEN WEALTH ADVISORS, LLC$1,477,716$194,030,636$37,970,782$232,001,418
3ALDEBARAN FINANCIAL INC$433,918$294,630,142$294,630,142
4AM INVESTMENT STRATEGIES, LLC$505,217$239,427,659$210,215,411$449,643,070
5CAMPBELL ROOKS WEALTH MANAGEMENT, L.L.C.$299,278$120,495,869$11,485,806$131,981,675
6CAPWEALTH ADVISORS, LLC$1,732,110$1,150,356,739$20,549,812$1,170,906,551
7CENTURY WEALTH MANAGEMENT, LLC$911,540$260,054,713$98,180,672$358,235,385
8COVENANT PARTNERS, LLC$1,179,413$632,418,334$61,076,357$693,494,691
9CTM FINANCIAL, LLC$391,563$163,236,849$7,876,120$171,112,969
10CYPRESS CAPITAL ADVISORS, LLC$208,939$185,746,676$185,746,676
11DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC$270,077$126,737,245$198,922$126,936,167
12DECKER WEALTH MANAGEMENT, LLC$561,414$294,157,827$6,760,330$300,918,157
13FRAZEE INVESTMENT CONSULTING, INC.$587,829$141,078,987$141,078,987
14GREEN SQUARE CAPITAL ADVISORS, LLC$839,697$597,921,578$103,225,760$701,147,338
15GRIFFIN FAMILY PARTNERS, LLC$1,368,014$126,335,673$46,034,064$172,369,737
16GUARDIAN WEALTH MANAGEMENT, INC.$1,142,025$267,657,395$718,537$268,375,932
17HHM WEALTH ADVISORS, LLC$238,691$508,125,497$33,702,866$541,828,363
18HMS INVESTMENT ADVISORS$697,171$211,000,513$9,305,653$220,306,166
19KIMERY WEALTH MANAGEMENT, LLC$362,573$186,000,000$186,000,000
20LECONTE WEALTH MANAGEMENT, LLC$382,257$176,220,488$176,220,488
21LEGACY WEALTH MANAGEMENT INC$429,132$1,400,870,744$86,930,910$1,487,801,654
22M CAPITAL ADVISORS$1,259,306$703,974,812$3,755,141$707,729,953
23PATRIOT INVESTMENT MANAGEMENT GROUP INC$259,135$1,075,584,555$2,417,088$1,078,001,643
24PRIVATE WEALTH MANAGEMENT, INC.$1,152,761$623,643,433$623,643,433
25PROFFITT & GOODSON INC.$536,762$462,750,010$8,526,587$471,276,597
26QUINN STAUFFER FINANCIAL, LLC$145,738$211,028,427$211,028,427
27RED DOOR WEALTH MANAGEMENT, LLC$532,761$420,141,850$221,835,173$641,977,023
28SILVERLEAFE CAPITAL PARTNERS, LLC$640,110$266,773,116$21,276,277$288,049,393
29SOUTHERN CAPITAL ADVISORS, LLC$238,461$221,053,084$221,053,084
30STONEBRIDGE WEALTH MANAGEMENT$2,832,453$722,275,595$722,275,595
31SUMMIT ASSET MANAGEMENT LLC$449,716$540,089,238$72,423,621$612,512,859
32TBH GLOBAL ASSET MANAGEMENT, LLC$311,328$597,279,276$14,791,158$612,070,434
33TELARRAY, LLC$1,517,238$913,377,343$913,377,343
34THE NALLS SHERBAKOFF GROUP, LLC$236,677$211,588,928$211,588,928
35THE PATTEN GROUP, INC.$397,590$403,143,904$2,397,679$405,541,583
36TILLMAN HARTLEY LLC$2,074,245$483,176,000$123,000$483,299,000
37TRANQUILITY PARTNERS, LLC$661,635$204,342,268$8,704,303$213,046,571
38WEALTH PRESERVATION ADVISORS, LLC$269,011$278,810,383$12,259,808$291,070,191
39WILLIAM HOWARD & CO FINANCIAL ADVISORS, INC$480,174$198,720,652$16,877,468$215,598,120
40WOODMONT INVESTMENT COUNSEL, LLC$1,039,033$814,220,407$27,396,007$841,616,414

Showing 1 to 40 of 40 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.