RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | BIRNAM WOOD CAPITAL, LLC | $687,752 | — | $117,605,527 | $117,605,527 |
| 2 | Optima Asset Management Inc | $2,345,100 | — | $490,125,863 | $490,125,863 |
| 3 | First Endowment Development Corp | $24,905,746 | $7,471,803 | $2,781,971,693 | $2,789,443,496 |
| 4 | SADDOCK WEALTH, LLC | $1,868,116 | $72,400,000 | $56,500,000 | $128,900,000 |
| 5 | Roserock Wealth Management, LLC | $414,729 | $98,000,000 | $9,000,000 | $107,000,000 |
| 6 | Corps Capital Advisors, LLC | $1,010,076 | $102,580,000 | $30,750,000 | $133,330,000 |
| 7 | Clear Sky Financial, Lp | $366,122 | $105,443,079 | — | $105,443,079 |
| 8 | Daniels & Erickson Financial Advisors, LLC | $802,218 | $109,101,659 | — | $109,101,659 |
| 9 | Bird Rock Asset Management, Lp. | $316,955 | $113,019,352 | $5,204,988 | $118,224,340 |
| 10 | Brazos Capital, LLC | $414,096 | $113,462,403 | — | $113,462,403 |
| 11 | Centered Wealth, LLC | $605,419 | $115,635,029 | — | $115,635,029 |
| 12 | Keene & Associates, Inc. | $447,794 | $123,899,854 | $586,826 | $124,486,680 |
| 13 | Lucien Stirling & Gray Advisory Group Inc | $175,039 | $124,893,764 | $48,569,797 | $173,463,561 |
| 14 | Archer Investment Management, LLC | $218,991 | $125,481,719 | — | $125,481,719 |
| 15 | Riley Wealth Advisors, LLC | $151,325 | $125,600,000 | — | $125,600,000 |
| 16 | D.R. Saur Financial, Inc. | $174,138 | $126,250,191 | — | $126,250,191 |
| 17 | J. Team Financial, Inc. | $154,132 | $128,302,136 | $6,409,482 | $134,711,618 |
| 18 | Eubank, Hutson & Associates, LLC | $229,696 | $128,399,812 | — | $128,399,812 |
| 19 | Imperium Wealth Management, LLC | $242,402 | $128,587,046 | $22,914,284 | $151,501,330 |
| 20 | MURPHY & SYLVEST | $310,854 | $129,602,314 | $2,821,507 | $132,423,821 |
| 21 | The Rudd Company, LLC | $273,407 | $133,407,934 | $18,059,648 | $151,467,582 |
| 22 | Miller Global Investments, L.L.C. | $881,980 | $141,116,816 | — | $141,116,816 |
| 23 | Strategic Financial Planning, Inc. | $292,607 | $142,499,777 | — | $142,499,777 |
| 24 | Consilium Wealth Advisory, LLC | $500,455 | $143,130,201 | — | $143,130,201 |
| 25 | Financial Innovations LLC | $258,129 | $144,552,134 | — | $144,552,134 |
| 26 | Hutto Retirement Advisors, LLC | $184,879 | $149,012,760 | — | $149,012,760 |
| 27 | Parkstone Wealth Management, LLC | $1,959,597 | $152,848,543 | — | $152,848,543 |
| 28 | Virtus Family Office, LLC | $2,310,551 | $154,806,947 | — | $154,806,947 |
| 29 | J.K. Financial, Inc. | $432,723 | $165,300,000 | — | $165,300,000 |
| 30 | The Wealth Coach, LLC | $212,401 | $165,673,082 | — | $165,673,082 |
| 31 | Vaquero Private Wealth, Ltd. | $1,094,193 | $166,317,339 | — | $166,317,339 |
| 32 | Parker Financial Advisors LLC | $548,602 | $172,713,358 | $96,173 | $172,809,531 |
| 33 | Equistar Wealth Management LLC | $635,292 | $174,991,992 | $2,254,525 | $177,246,517 |
| 34 | Truefg, LLC | $149,750 | $178,600,000 | $1,400,000 | $180,000,000 |
| 35 | Forthright Family Wealth Advisory LLC | $1,041,335 | $181,192,305 | — | $181,192,305 |
| 36 | Heritage Wealth Management, Inc. | $396,671 | $184,451,942 | — | $184,451,942 |
| 37 | Whiterock Wealth Management Co. | $608,631 | $185,055,912 | $33,442,466 | $218,498,378 |
| 38 | Helen Stephens Group, LLC | $346,937 | $185,087,838 | $1,217,210 | $186,305,048 |
| 39 | Keener Financial Planning, LLC | $504,786 | $185,239,753 | $6,074,199 | $191,313,952 |
| 40 | Focus Wealth Advisors, LLC | $470,232 | $190,255,321 | $3,010,158 | $193,265,479 |
| 41 | Mills Wealth Advisors, LLC | $189,344 | $192,762,340 | $28,959,407 | $221,721,747 |
| 42 | Wealth Covenant Group LLC | $640,728 | $193,500,000 | — | $193,500,000 |
| 43 | Trisperity Advisors, LLC | $317,679 | $200,903,704 | $2,410,642 | $203,314,346 |
| 44 | Bonner & Smith, LLC | $851,370 | $202,626,111 | — | $202,626,111 |
| 45 | KM Capital Management, Ltd. | $891,130 | $202,742,961 | $42,317,653 | $245,060,614 |
| 46 | Islay Capital Management, LLC | $612,733 | $206,294,283 | $2,034,898 | $208,329,181 |
| 47 | Patron Partners, LLC | $414,324 | $207,576,132 | — | $207,576,132 |
| 48 | Stegent Equity Advisors Inc. | $558,035 | $210,360,299 | $1,693,009 | $212,053,308 |
| 49 | Silicon Hills Wealth Management, LLC | $390,436 | $211,172,061 | $2,786,601 | $213,958,662 |
| 50 | Haven Wealth Group LLC | $397,708 | $215,160,111 | — | $215,160,111 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
