RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1BROADLAKE FINANCIAL MANAGEMENT$204,306$260,285,239$260,285,239
2FARROW FINANCIAL INC$348,133$175,458,973$175,458,973
3HANSON & DOREMUS INVESTMENT MANAGEMENT$494,582$476,316,184$35,576,110$511,892,294
4HUTNER CAPITAL MANAGEMENT INC.$1,719,722$166,813,024$166,813,024
5INTRACK INVESTMENT MANAGEMENT, INC.$882,556$180,009,252$914,685$180,923,937
6MANCHESTER CAPITAL MANAGEMENT LLC$2,660,871$3,142,500,375$1,021,763,406$4,164,263,781
7MAPLE CAPITAL MANAGEMENT, INC.$594,687$1,023,723,828$10,436,121$1,034,159,949
8MARBLE TRAIL ADVISORS$297,336$157,236,141$3,027,971$160,264,112
9ONE DAY IN JULY LLC$799,524$284,837,254$9,387,418$294,224,672
10PATHWAY FINANCIAL ADVISORS, LLC$748,444$625,698,913$625,698,913
11ROCK POINT ADVISORS, LLC$713,974$391,257,550$391,257,550
12WESTVIEW INVESTMENT ADVISORS$343,439$130,040,498$466,222$130,506,720
13WILLIAMS FINANCIAL, LLC$168,406$107,882,248$12,527,962$120,410,210

Showing 1 to 13 of 13 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.