RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Barker Wealth Management, LLC$642,060$110,434,260$110,434,260
2Buckley Investment Group, LLC$390,738$114,095,579$114,095,579
3ASSET PLANNING & MANAGEMENT, INC.$1,465,827$117,266,150$117,266,150
4Dental Wealth Advisors, LLC$334,891$125,249,405$125,249,405
5PRIVATE ASSET MANAGEMENT INC$526,725$10,638,337$116,302,489$126,940,826
6The Planner'S Edge LLC$583,245$127,147,487$127,147,487
7Epic Trust Investment Advisors LLC$111,415$128,461,837$128,461,837
8Stolz & Associates, Ps$417,100$116,876,271$17,012,757$133,889,028
9Waycross Investment Management Company$1,053,401$134,835,353$134,835,353
10Fort Vancouver Investment Management, LLC$295,276$140,256,234$140,256,234
11My Personal CFO, LLC$1,130,843$141,355,357$141,355,357
12Brooks, Hughes & Jones, Inc.$542,256$142,071,013$142,071,013
13Helmsman Financial Group, LLC$560,380$53,610,175$89,847,023$143,457,198
14Lesa Sroufe & Company, Inc.$580,769$137,788,782$14,372,699$152,161,481
15Kaufman Kampe Advisors LLC$475,622$154,577,200$154,577,200
16R.L. Evans Co. Inc.$264,882$109,100,000$60,954,000$170,054,000
17Agate Pass Investment Management, LLC$707,015$180,288,735$180,288,735
18Moser Wealth Advisors, LLC$420,285$181,983,230$181,983,230
19Breakwater Investment Management, LLC$738,257$191,208,464$191,208,464
20Seneschal Advisors, LLC$388,782$191,669,405$191,669,405
21Jarvis Financial Services, Inc.$330,860$191,000,000$5,200,000$196,200,000
22Kaizen Financial Advisors, LLC$347,617$157,462,863$44,502,872$201,965,735
23Miller Advisors Inc$462,351$187,916,830$17,367,128$205,283,958
24Hamrick Investment Counsel, LLC$965,513$219,171,346$219,171,346
25Bear Mountain Capital Inc.$331,478$222,912,580$835,315$223,747,895
26Jeffrey Jay Bogdanovich$1,473,835$225,496,783$225,496,783
27Unionview, LLC$516,177$226,609,076$3,089,845$229,698,921
28S. R. Schill & Associates Inc.$407,213$228,318,118$2,978,733$231,296,851
29Wayfinding Financial, LLC$260,258$228,974,655$2,655,266$231,629,921
30Ramsey & Associates Inc$728,224$63,550,939$175,306,455$238,857,394
31Oliver Capital Management, Inc.$190,955$31,755,488$238,446,223$270,201,711
32Sovereign Wealth Advisors, Inc.$401,505$239,057,678$40,791,209$279,848,887
33Soundview Advisors, Inc.$300,549$276,447,038$6,369,252$282,816,290
34Chaney Capital Management Inc.$315,127$283,299,003$283,299,003
35Bellevue Asset Management, LLC$504,768$296,803,634$296,803,634
36TALBOT FINANCIAL, LLC$1,590,481$321,078,631$198,500$321,277,131
37Lakeside Advisors Inc$554,927$326,063,560$9,667,082$335,730,642
38Robinswood Financial LLC$306,534$334,223,205$2,657,276$336,880,481
39Northern Capital Management, Inc.$198,482$341,192,244$395,091$341,587,335
40Harbour Investment Management L.L.C.$730,079$365,039,380$365,039,380
41EQ, LLC$334,742$271,927,804$96,957,437$368,885,241
42Emerald Advisors, LLC$886,944$379,112,091$1,387,067$380,499,158
43Joslin Capital Advisors LLC$694,478$259,718,760$122,938,495$382,657,255
44Quantum Financial Planning Services, Inc.$199,026$348,632,815$37,876,520$386,509,335
45CJ Partners LLC$1,609,053$391,000,000$391,000,000
46Executive Wealth Group, LLC$1,765,118$391,856,299$391,856,299
47Trellis Advisors, LLC$355,650$390,599,487$3,460,392$394,059,879
48HBC Financial Services, PLLC$607,445$360,217,071$37,659,152$397,876,223
49James R. Martin Consulting, Inc. Dba Jrm Capital Management$633,207$429,314,243$429,314,243
50HART CAPITAL MANAGEMENT, INC.$431,870$394,927,629$38,669,882$433,597,511
Next Page »

Showing 1 to 50 of 85 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.