RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Epic Trust Investment Advisors LLC$111,415$128,461,837$128,461,837
2Oliver Capital Management, Inc.$190,955$31,755,488$238,446,223$270,201,711
3Northern Capital Management, Inc.$198,482$341,192,244$395,091$341,587,335
4Quantum Financial Planning Services, Inc.$199,026$348,632,815$37,876,520$386,509,335
5VESTORY, LLC$207,548$433,424,640$22,351,831$455,776,471
6Leonard Rickey Investment Advisors, P.L.L.C.$237,918$560,430,525$19,850,930$580,281,455
7Financial Plan, Inc.$245,530$713,018,175$713,018,175
8Wayfinding Financial, LLC$260,258$228,974,655$2,655,266$231,629,921
9Tradewinds Capital Management, LLC$260,281$1,009,631,757$1,009,631,757
10R.L. Evans Co. Inc.$264,882$109,100,000$60,954,000$170,054,000
11Fort Vancouver Investment Management, LLC$295,276$140,256,234$140,256,234
12Martel Wealth Advisors Inc$296,655$692,691,790$123,407,471$816,099,261
13Soundview Advisors, Inc.$300,549$276,447,038$6,369,252$282,816,290
14Robinswood Financial LLC$306,534$334,223,205$2,657,276$336,880,481
15Chaney Capital Management Inc.$315,127$283,299,003$283,299,003
16First Pacific Financial, Inc.$316,683$841,111,158$841,111,158
17Jarvis Financial Services, Inc.$330,860$191,000,000$5,200,000$196,200,000
18Bear Mountain Capital Inc.$331,478$222,912,580$835,315$223,747,895
19EQ, LLC$334,742$271,927,804$96,957,437$368,885,241
20Dental Wealth Advisors, LLC$334,891$125,249,405$125,249,405
21Ram Investment Partners, LLC$342,524$415,434,597$116,504,857$531,939,454
22Mars Jewett Financial Group, Inc.$345,255$496,322,864$1,535,506$497,858,370
23Kaizen Financial Advisors, LLC$347,617$157,462,863$44,502,872$201,965,735
24Capital Advisors Wealth Management, LLC$350,081$370,864,559$109,796,500$480,661,059
25Ten Capital Wealth Advisors, LLC$354,842$762,866,935$35,173,747$798,040,682
26Trellis Advisors, LLC$355,650$390,599,487$3,460,392$394,059,879
27NEWFOCUS FINANCIAL GROUP, LLC$380,186$602,974,548$602,974,548
28Seneschal Advisors, LLC$388,782$191,669,405$191,669,405
29Buckley Investment Group, LLC$390,738$114,095,579$114,095,579
30Personal Investment Management Inc$391,981$487,623,800$487,623,800
31Capital Planning LLC$399,868$493,781,639$1,655,228$495,436,867
32Sovereign Wealth Advisors, Inc.$401,505$239,057,678$40,791,209$279,848,887
33S. R. Schill & Associates Inc.$407,213$228,318,118$2,978,733$231,296,851
34Stolz & Associates, Ps$417,100$116,876,271$17,012,757$133,889,028
35Moser Wealth Advisors, LLC$420,285$181,983,230$181,983,230
36HART CAPITAL MANAGEMENT, INC.$431,870$394,927,629$38,669,882$433,597,511
37Private Advisory Group LLC$437,780$475,899,456$843,000$476,742,456
38Columbia River Advisors, LLC$448,681$425,653,677$16,297,097$441,950,774
39Miller Advisors Inc$462,351$187,916,830$17,367,128$205,283,958
40Kaufman Kampe Advisors LLC$475,622$154,577,200$154,577,200
41Bellevue Asset Management, LLC$504,768$296,803,634$296,803,634
42Unionview, LLC$516,177$226,609,076$3,089,845$229,698,921
43PRIVATE ASSET MANAGEMENT INC$526,725$10,638,337$116,302,489$126,940,826
44Brooks, Hughes & Jones, Inc.$542,256$142,071,013$142,071,013
45Lakeside Advisors Inc$554,927$326,063,560$9,667,082$335,730,642
46Helmsman Financial Group, LLC$560,380$53,610,175$89,847,023$143,457,198
47Lesa Sroufe & Company, Inc.$580,769$137,788,782$14,372,699$152,161,481
48The Planner'S Edge LLC$583,245$127,147,487$127,147,487
49HBC Financial Services, PLLC$607,445$360,217,071$37,659,152$397,876,223
50Kutscher Benner Barsness & Stevens, Inc.$617,357$443,261,996$443,261,996
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.