RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000
2North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
3Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
4Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
5Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
6Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
7Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
8Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
9KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
10Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
11Isthmus Partners, LLC$655,146$779,624,047$779,624,047
12Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
13P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
14Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
15Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
16Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
17Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
18Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
19Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
20McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
21Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
22Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
23RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
24Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
25Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
26Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
27Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
28Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
29Financial Service Group Inc$272,961$284,971,179$284,971,179
30WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
31Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
32KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
33T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
34Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
35Vestura, LLC$927,013$209,504,900$209,504,900
36Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
37Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
38Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
39Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
40Access Investment Advisors Inc$330,250$167,106,686$167,106,686
41Navigen, LLC$233,935$160,713,137$160,713,137
42Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
43Central Wealth Management LLC$221,861$118,695,827$118,695,827
44THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.