RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Central Wealth Management LLC | $221,861 | $118,695,827 | — | $118,695,827 |
| 2 | Verus Investment Advisory Group, Inc. | $417,410 | $146,510,847 | — | $146,510,847 |
| 3 | Navigen, LLC | $233,935 | $160,713,137 | — | $160,713,137 |
| 4 | Access Investment Advisors Inc | $330,250 | $167,106,686 | — | $167,106,686 |
| 5 | Windward Wealth Strategies, Inc. | $2,014,682 | $173,262,637 | — | $173,262,637 |
| 6 | Michael A. Dubis Financial Planning, LLC | $671,958 | $194,867,854 | — | $194,867,854 |
| 7 | Voyager Capital Management, LLC | $311,287 | $195,235,665 | $2,431,616 | $197,667,281 |
| 8 | Vestura, LLC | $927,013 | $209,504,900 | — | $209,504,900 |
| 9 | Midland Financial Advisors, Inc. | $301,157 | $203,366,836 | $11,960,386 | $215,327,222 |
| 10 | T. Anton Investment House, Inc. | $242,383 | $216,690,729 | — | $216,690,729 |
| 11 | Endowment Wealth Management, Inc. | $204,773 | $212,713,885 | $17,040,970 | $229,754,855 |
| 12 | KYLE FINANCIAL SERVICES | $1,584,897 | $261,507,932 | — | $261,507,932 |
| 13 | Mendota Financial Group, LLC | $292,256 | $265,256,544 | $12,386,861 | $277,643,405 |
| 14 | Financial Service Group Inc | $272,961 | $284,971,179 | — | $284,971,179 |
| 15 | WFA Asset Management Corp | $673,206 | $272,447,445 | $17,031,247 | $289,478,692 |
| 16 | Shakespeare Wealth Management, Inc. | $307,038 | $301,511,336 | — | $301,511,336 |
| 17 | RMR Wealth Advisors LLC | $2,060,075 | $315,191,474 | — | $315,191,474 |
| 18 | Poehling Capital Management, Inc. | $273,705 | $311,219,463 | $4,909,767 | $316,129,230 |
| 19 | Leverty Financial Group, LLC | $237,395 | $315,034,854 | $1,175,426 | $316,210,280 |
| 20 | Enrich Financial Partners LLC | $1,002,524 | $309,900,000 | $7,900,000 | $317,800,000 |
| 21 | Walkner Condon Financial Advisors LLC | $239,378 | $297,052,214 | $39,033,803 | $336,086,017 |
| 22 | Operose Advisors LLC | $1,118,683 | $316,810,306 | $22,150,668 | $338,960,974 |
| 23 | Jacobson & Schmitt Advisors, LLC | $450,248 | $354,345,480 | — | $354,345,480 |
| 24 | McCarthy Grittinger Financial Group, LLC | $464,237 | $320,761,632 | $33,915,554 | $354,677,186 |
| 25 | Sumnicht & Associates, LLC | $505,388 | $317,330,231 | $52,613,613 | $369,943,844 |
| 26 | Copper Harbor Investment Advisors, LLC | $2,318,586 | $442,817,000 | $33,000 | $442,850,000 |
| 27 | Next Generation Wealth Management, Inc. | $475,979 | $452,478,631 | $6,841,034 | $459,319,665 |
| 28 | Sattell, Johnson, Appel Financial Advisory, LLC | $398,055 | $468,421,439 | $487,601 | $468,909,040 |
| 29 | Kerntke Otto Mcglone Wealth Management Group | $181,953 | $542,366,203 | $24,054,198 | $566,420,401 |
| 30 | Milestone Investment Advisors, LLC | $519,719 | $522,363,649 | $87,786,368 | $610,150,017 |
| 31 | THUN FINANCIAL ADVISORS | $1,261,408 | $1,000,000 | $637,272,632 | $638,272,632 |
| 32 | P. J. Schmidt Investment Management, Inc | $1,121,055 | $626,487,429 | $25,966,514 | $652,453,943 |
| 33 | Ern Financial, LLC | $377,194 | $653,934,724 | $62,357,493 | $716,292,217 |
| 34 | Isthmus Partners, LLC | $655,146 | $779,624,047 | — | $779,624,047 |
| 35 | Resonant Capital Advisors, LLC | $390,570 | $797,866,143 | $42,249,025 | $840,115,168 |
| 36 | KLCM Advisors, Inc. | $1,957,936 | $857,576,139 | — | $857,576,139 |
| 37 | Northern Oak Wealth Management, Inc. | $1,973,063 | $865,501,403 | $2,646,355 | $868,147,758 |
| 38 | Financial Planning And Information Services, Inc. | $854,727 | $874,385,377 | — | $874,385,377 |
| 39 | Schaper Benz & Wise Investment Counsel Inc | $1,519,983 | $1,174,132,896 | $17,533,758 | $1,191,666,654 |
| 40 | Diversified Management Inc | $899,491 | $1,288,917,247 | $74,711,421 | $1,363,628,668 |
| 41 | Sadoff Investment Management LLC | $1,221,163 | $1,473,943,668 | — | $1,473,943,668 |
| 42 | Pegasus Partners Ltd. | $828,422 | $1,748,466,452 | $278,681,389 | $2,027,147,841 |
| 43 | North Star Asset Management Inc | $916,465 | $2,125,601,296 | $50,087,201 | $2,175,688,497 |
| 44 | Orgel Wealth Management, LLC | $689,258 | $5,618,834,000 | — | $5,618,834,000 |
Showing 1 to 44 of 44 entries
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
