RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
2VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
3WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
4ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
5VESTURA, LLC$739,346$156,741,300$156,741,300
6WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670
7MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
8T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
9VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
10OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
11MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
12ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
13FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
14KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
15RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
16JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
17SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
18WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
19MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
20SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
21NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
22COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
23SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
24PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
25MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
26CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
27THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
28RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
29ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
30FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
31NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
32KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
33SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
34DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
35SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
36PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
37NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
38ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052

Showing 1 to 38 of 38 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.