RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Central Wealth Management LLC$221,861$118,695,827$118,695,827
2Verus Investment Advisory Group, Inc.$417,410$146,510,847$146,510,847
3Navigen, LLC$233,935$160,713,137$160,713,137
4Access Investment Advisors Inc$330,250$167,106,686$167,106,686
5Windward Wealth Strategies, Inc.$2,014,682$173,262,637$173,262,637
6Michael A. Dubis Financial Planning, LLC$671,958$194,867,854$194,867,854
7Voyager Capital Management, LLC$311,287$195,235,665$2,431,616$197,667,281
8Vestura, LLC$927,013$209,504,900$209,504,900
9Midland Financial Advisors, Inc.$301,157$203,366,836$11,960,386$215,327,222
10T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
11Endowment Wealth Management, Inc.$204,773$212,713,885$17,040,970$229,754,855
12KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
13Mendota Financial Group, LLC$292,256$265,256,544$12,386,861$277,643,405
14Financial Service Group Inc$272,961$284,971,179$284,971,179
15WFA Asset Management Corp$673,206$272,447,445$17,031,247$289,478,692
16Shakespeare Wealth Management, Inc.$307,038$301,511,336$301,511,336
17RMR Wealth Advisors LLC$2,060,075$315,191,474$315,191,474
18Poehling Capital Management, Inc.$273,705$311,219,463$4,909,767$316,129,230
19Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
20Enrich Financial Partners LLC$1,002,524$309,900,000$7,900,000$317,800,000
21Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
22Operose Advisors LLC$1,118,683$316,810,306$22,150,668$338,960,974
23Jacobson & Schmitt Advisors, LLC$450,248$354,345,480$354,345,480
24McCarthy Grittinger Financial Group, LLC$464,237$320,761,632$33,915,554$354,677,186
25Sumnicht & Associates, LLC$505,388$317,330,231$52,613,613$369,943,844
26Copper Harbor Investment Advisors, LLC$2,318,586$442,817,000$33,000$442,850,000
27Next Generation Wealth Management, Inc.$475,979$452,478,631$6,841,034$459,319,665
28Sattell, Johnson, Appel Financial Advisory, LLC$398,055$468,421,439$487,601$468,909,040
29Kerntke Otto Mcglone Wealth Management Group$181,953$542,366,203$24,054,198$566,420,401
30Milestone Investment Advisors, LLC$519,719$522,363,649$87,786,368$610,150,017
31THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
32P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
33Ern Financial, LLC$377,194$653,934,724$62,357,493$716,292,217
34Isthmus Partners, LLC$655,146$779,624,047$779,624,047
35Resonant Capital Advisors, LLC$390,570$797,866,143$42,249,025$840,115,168
36KLCM Advisors, Inc.$1,957,936$857,576,139$857,576,139
37Northern Oak Wealth Management, Inc.$1,973,063$865,501,403$2,646,355$868,147,758
38Financial Planning And Information Services, Inc.$854,727$874,385,377$874,385,377
39Schaper Benz & Wise Investment Counsel Inc$1,519,983$1,174,132,896$17,533,758$1,191,666,654
40Diversified Management Inc$899,491$1,288,917,247$74,711,421$1,363,628,668
41Sadoff Investment Management LLC$1,221,163$1,473,943,668$1,473,943,668
42Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
43North Star Asset Management Inc$916,465$2,125,601,296$50,087,201$2,175,688,497
44Orgel Wealth Management, LLC$689,258$5,618,834,000$5,618,834,000

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.